Last checked at 14 Mar 2017 15:00
Anglo American plc (the 'Company')
Registered office: 20 Carlton House Terrace, London SW1Y 5AN
Registered number: 3564138 (incorporated in England and Wales)
Notification of transactions by PDMRs
The Company received notification on 10 and 13 March 2017 of the following transactions in its Ordinary Shares by PDMRs:
Vesting of Shares awarded at nil cost under the Company's Bonus Share Plan ("BSP"), Non-Cyclical Share Award Plan ("NCSAP") and Long Term Incentive Plan ("LTIP")
Awards made under the BSP, NCSAP and LTIP in March 2014 vested on 10 and 13 March 2017 respectively to Directors/PDMRs as noted below. The performance conditions relating to the LTIP awards granted in March 2014 were not met, hence these awards have lapsed in full. Bruce Cleaver's and Anik Michaud's 2014 LTIP awards were made prior to their becoming PDMRs, therefore these have vested in full.
Director/PDMR | Share Plan | Date of Transaction | Shares Vested | Shares sold for tax | Sale Price (£) | Net shares retained by Director/PDMR |
Mark Cutifani | BSP | 10/03/2017 | 31,370 | 14,745 | 11.56 | 16,625 |
Bruce Cleaver | NCSAP | 10/03/2017 | 19,761 | 19,761* | 11.56 | 0 |
Bruce Cleaver | LTIP | 13/03/2017 | 15,600 | 15,600* | 11.86 | 0 |
Seamus French | BSP | 10/03/2017 | 22,320 | 10,491 | 11.56 | 11,829 |
René Médori | BSP | 10/03/2017 | 25,214 | 11,852 | 11.56 | 13,362 |
Anik Michaud | BSP | 10/03/2017 | 12,359 | 5,810 | 11.56 | 6,549 |
Anik Michaud | LTIP | 13/03/2017 | 12,600 | 5,922 | 11.86 | 6,678 |
Tony O'Neill | BSP | 10/03/2017 | 8,472 | 3,983 | 11.56 | 4,489 |
Duncan Wanblad | BSP | 10/03/2017 | 15,360 | 7,220 | 11.56 | 8,140 |
Peter Whitcutt | BSP | 10/03/2017 | 19,297 | 9,070 | 11.56 | 10,227 |
*All shares released under these awards were sold. Tax deductions shall be made from the proceeds of sale.
In accordance with Article 19 of the EU Market Abuse Regulation, the relevant FCA notifications are set out below.
1. | Details of PDMR / person closely associated (PCA) | |||||
a) | Name | Mark Cutifani | ||||
2. | Reason for the notification | |||||
a) | Position / status | Chief Executive (Director/PDMR) | ||||
b) | Initial notification / amendment | Initial notification | ||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Full name of the entity | Anglo American plc | ||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||
4.1 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Release of Shares awarded in March 2014 under the terms of the Anglo American plc Bonus Share Plan. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
31,370
GBP0.00 | ||||
f) | Date of the transaction | 2017-03-10 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
4.2 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Sale of Shares released under the terms of the Anglo American plc Bonus Share Plan to cover tax. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
14,745
GBP11.56 | ||||
f) | Date of the transaction | 2017-03-10 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
1. | Details of PDMR / person closely associated (PCA) | |||||
a) | Name | Bruce Cleaver | ||||
2. | Reason for the notification | |||||
a) | Position / status | CEO De Beers (PDMR) | ||||
b) | Initial notification / amendment | Initial notification | ||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Full name of the entity | Anglo American plc | ||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||
4.1 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Release of Shares awarded in March 2014 under the terms of the Anglo American plc Non-Cyclical Share Plan. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
19,761
GBP0.00 | ||||
f) | Date of the transaction | 2017-03-10 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
4.2 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Sale of Shares Released under the terms of the Anglo American plc Non-Cyclical Share Plan. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
19,761
GBP11.56 | ||||
f) | Date of the transaction | 2017-03-10 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
4.3 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Release of Shares awarded in March 2014 under the terms of the Anglo American plc Long Term Incentive Plan. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
15,600
GBP0.00 | ||||
f) | Date of the transaction | 2017-03-13 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
4.4 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Sale of Shares released under the terms of the Anglo American plc Long Term Incentive Plan. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
15,600
GBP11.86 | ||||
f) | Date of the transaction | 2017-03-13 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
1. | Details of PDMR / person closely associated (PCA) | |||||
a) | Name | Seamus French | ||||
2. | Reason for the notification | |||||
a) | Position / status | CEO of Bulk Commodities - Coal and Iron Ore | ||||
b) | Initial notification / amendment | Initial notification | ||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Full name of the entity | Anglo American plc | ||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||
4.1 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Release of Shares awarded in March 2014 under the terms of the Anglo American plc Bonus Share Plan. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
22,320
GBP0.00 | ||||
f) | Date of the transaction | 2017-03-10 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
4.2 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Sale of Shares released under the terms of the Anglo American plc Bonus Share Plan to cover tax. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
10,491
GBP11.56 | ||||
f) | Date of the transaction | 2017-03-10 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
1. | Details of PDMR / person closely associated (PCA) | |||||
a) | Name | René Médori | ||||
2. | Reason for the notification | |||||
a) | Position / status | Finance Director (Director/PDMR) | ||||
b) | Initial notification / amendment | Initial notification | ||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Full name of the entity | Anglo American plc | ||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||
4.1 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Release of Shares awarded in March 2014 under the terms of the Anglo American plc Bonus Share Plan. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
25,214
GBP0.00 | ||||
f) | Date of the transaction | 2017-03-10 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
4.2 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Sale of Shares released under the terms of the Anglo American plc Bonus Share Plan to cover tax. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
11,852
GBP11.56 | ||||
f) | Date of the transaction | 2017-03-10 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
1. | Details of PDMR / person closely associated (PCA) | |||||
a) | Name | Anik Michaud | ||||
2. | Reason for the notification | |||||
a) | Position / status | Group Director - Corporate Relations (PDMR) | ||||
b) | Initial notification / amendment | Initial notification | ||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Full name of the entity | Anglo American plc | ||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||
4.1 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Release of Shares awarded in March 2014 under the terms of the Anglo American plc Bonus Share Plan. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
12,359
GBP0.00 | ||||
f) | Date of the transaction | 2017-03-10 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
4.2 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Sale of Shares released under the terms of the Anglo American plc Bonus Share Plan to cover tax. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
5,810
GBP11.56 | ||||
f) | Date of the transaction | 2017-03-10 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
4.3 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Release of Shares awarded in March 2014 under the terms of the Anglo American plc Long Term Incentive Plan. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
12,600
GBP0.00 | ||||
f) | Date of the transaction | 2017-03-13 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
4.4 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Sale of Shares released under the terms of the Anglo American plc Long Term Incentive Plan for tax. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
5,922
GBP11.86 | ||||
f) | Date of the transaction | 2017-03-13 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
1. | Details of PDMR / person closely associated (PCA) | |||||
a) | Name | Tony O'Neill | ||||
2. | Reason for the notification | |||||
a) | Position / status | Technical Director (Director/PDMR) | ||||
b) | Initial notification / amendment | Initial notification | ||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Full name of the entity | Anglo American plc | ||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||
4.1 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Release of Shares awarded in March 2014 under the terms of the Anglo American plc Bonus Share Plan. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
8,472
GBP0.00 | ||||
f) | Date of the transaction | 2017-03-10 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
4.2 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Sale of Shares released under the terms of the Anglo American plc Bonus Share Plan to cover tax. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
3,983
GBP11.56 | ||||
f) | Date of the transaction | 2017-03-10 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
1. | Details of PDMR / person closely associated (PCA) | |||||
a) | Name | Duncan Wanblad | ||||
2. | Reason for the notification | |||||
a) | Position / status | CEO Base Metals & Group Director - Strategy & Business Development (PDMR) | ||||
b) | Initial notification / amendment | Initial notification | ||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Full name of the entity | Anglo American plc | ||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||
4.1 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Release of Shares awarded in March 2014 under the terms of the Anglo American plc Bonus Share Plan. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
15,360
GBP0.00 | ||||
f) | Date of the transaction | 2017-03-10 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
4.2 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Sale of Shares released under the terms of the Anglo American plc Bonus Share Plan to cover tax. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
7,220
GBP11.56 | ||||
f) | Date of the transaction | 2017-03-10 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
1. | Details of PDMR / person closely associated (PCA) | |||||
a) | Name | Peter Whitcutt | ||||
2. | Reason for the notification | |||||
a) | Position / status | CEO Marketing (PDMR) | ||||
b) | Initial notification / amendment | Initial notification | ||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Full name of the entity | Anglo American plc | ||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||
4.1 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Release of Shares awarded in March 2014 under the terms of the Anglo American plc Bonus Share Plan. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
19,297
GBP0.00 | ||||
f) | Date of the transaction | 2017-03-10 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
4.2 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Sale of Shares released under the terms of the Anglo American plc Bonus Share Plan to cover tax. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
9,070
GBP11.56 | ||||
f) | Date of the transaction | 2017-03-10 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
John Mills
Group Company Secretary
14 March 2017