TUI AG (TUI) TUI AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 28-Dec-2023 / 11:35 CET/CEST The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings 1. Details of issuer
| Name: | TUI AG |
| Street: | Karl-Wiechert-Allee 23 |
| Postal code: | 30625 |
| City: | HannoverGermany |
| Legal Entity Identifier (LEI): | 529900SL2WSPV293B552 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| | Acquisition/disposal of instruments |
| | Change of breakdown of voting rights |
| X | Other reason:non-applying of trading book exemption according to sec. 36 para. 1 WpHG |
3. Details of person subject to the notification obligation| Legal entity: Societe Generale SACity of registered office, country: Paris, France |
4. Names of shareholder(s)holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
| | % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG |
| New | 0.60 % | 4.59 % | 5.19 % | 507431033 |
| Previous notification | 0 % | 0 % | 0 % | / |
7. Details on total positionsa. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % |
| | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) |
| DE000TUAG505 | 3029676 | 0 | 0.60 % | 0.00 % |
| Total | 3029676 | 0.60 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right to recall lent securities | NA | NA | 6870923 | 1.35 % |
| Convertible Bonds | 30.03.2028 | 30.03.2028 | 2137177 | 0.42 % |
| cerificates | 26.01.2024- 31.12.2024 | 26.01.2024- 31.12.2024 | 1939879 | 0.38 % |
| Listed Call Options | 21.06.2024 | Until 21.06.2024 | 12500 | 0 % |
| | | Total | 10960479 | 2.16 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Contracts For Difference | NA | NA | Cash | 55678 | 0.01 % |
| OTC Call Options on Basket | 03.01.2033 | Until 03.01.2033 | Cash | 2234263 | 0.44 % |
| OTC Call Options | 15.03.2024-03.01.2033 | Until 15.03.2024-03.01.2033 | Cash | 3710382 | 0.73 % |
| OTC Call Options | 15.03.2024 | 15.03.2024 | Cash | 400 | 0 % |
| OTC Put Options | 03.01.2033 | Until 03.01.2033 | Cash | 769610 | 0.15 % |
| Listed Call Warrants | 15.03.2024-03.01.2033 | Until 15.03.2024-03.01.2033 | Cash | 2729523 | 0.54 % |
| Listed Call Warrants on Basket | 03.01.2033 | Until 03.01.2033 | Cash | 1779921 | 0.35 % |
| Listed Put Warrants | 15.03.2024-03.01.2033 | Until 15.03.2024-03.01.2033 | Cash | 542398 | 0.11 % |
| Listed Put Options | 22.03.2024 | 22.03.2024 | Cash | 4000 | 0 % |
| Listed Put Options | 21.06.2024- 20.12.2024 | Until 21.06.2024- 20.12.2024 | Physical | 508300 | 0.10 % |
| | | | Total | 12334475 | 2.43 % |
8. Information in relation to the person subject to the notification obligation
| | Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| -Société Générale S.A. | % | % | % |
| -Société Générale Effekten GmbH | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
TUI AG (TUI)