1 Jun 2022 13:59
FORM 8.3 | Â | ||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | ULTRA ELECTRONICS HOLDINGS PLC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 31 May 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO | Â | ||||
disclosures in respect of any other party to the offer? |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) | Interests and short positions in the relevant securities of the offeror or offeree | Â | |||||||||
 | to which the disclosure relates following the dealing (if any) |  | |||||||||
 | Class of relevant security: | 5p ordinary | |||||||||
 | Interests | Short Positions | |||||||||
 | Number | (%) | Number | (%) | |||||||
 | (1) | Relevant securities owned | |||||||||
 | and/or controlled: | 1,801,101 | 2.51% | 17,620 | 0.02% | ||||||
 | |||||||||||
 | (2) | Cash-settled derivatives: | |||||||||
 | 2,000 | 0.00% | 1,748,768 | 2.44% | |||||||
 | |||||||||||
 | (3) | Stock-settled derivatives (including options) | |||||||||
 | and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||||||
 | |||||||||||
 | |||||||||||
 | TOTAL: | 1,803,101 | 2.51% | 1,766,388 | 2.46% | ||||||
 | |||||||||||
 | (b) | Rights to subscribe for new securities (including directors and other executive | |||||||||
 |  | options)  |  | ||||||||
 | Class of relevant security in relation to |  | |||||||||
 | which subscription right exists |  | |||||||||
 | Details, including nature of the rights |  | |||||||||
 | concerned and relevant percentages: |  | |||||||||
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3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) | Purchases and sales | Â | ||||||||||||
Class of relevant | Purchase/sale | Number of | Price per unit | Â | ||||||||||
security | securities | Â | ||||||||||||
5p ordinary | Purchase | 96 | 32.9800 GBP | Â | ||||||||||
5p ordinary | Purchase | 533 | 33.0800 GBP | Â | ||||||||||
5p ordinary | Purchase | 602 | 32.8800 GBP | Â | ||||||||||
5p ordinary | Purchase | 626 | 32.8752 GBP | Â | ||||||||||
5p ordinary | Purchase | 626 | 32.8746 GBP | Â | ||||||||||
5p ordinary | Purchase | 835 | 33.0878 GBP | Â | ||||||||||
5p ordinary | Purchase | 849 | 32.7983 GBP | Â | ||||||||||
5p ordinary | Purchase | 878 | 32.7445 GBP | Â | ||||||||||
5p ordinary | Purchase | 1,053 | 32.4800 GBP | Â | ||||||||||
5p ordinary | Purchase | 1,165 | 32.5946 GBP | Â | ||||||||||
5p ordinary | Purchase | 1,680 | 32.7863 GBP | Â | ||||||||||
5p ordinary | Purchase | 3,286 | 32.8708 GBP | Â | ||||||||||
5p ordinary | Purchase | 5,448 | 32.6743 GBP | Â | ||||||||||
5p ordinary | Purchase | 6,921 | 32.6166 GBP | Â | ||||||||||
5p ordinary | Purchase | 12,057 | 32.7293 GBP | Â | ||||||||||
5p ordinary | Purchase | 16,352 | 32.7324 GBP | Â | ||||||||||
5p ordinary | Purchase | 53,933 | 32.4524 GBP | Â | ||||||||||
5p ordinary | Purchase | 70,720 | 32.6532 GBP | Â | ||||||||||
5p ordinary | Sale | 30 | 32.6000 GBP | Â | ||||||||||
5p ordinary | Sale | 30 | 32.9800 GBP | Â | ||||||||||
5p ordinary | Sale | 309 | 32.9134 GBP | Â | ||||||||||
5p ordinary | Sale | 336 | 32.9400 GBP | Â | ||||||||||
5p ordinary | Sale | 574 | 32.9029 GBP | Â | ||||||||||
5p ordinary | Sale | 680 | 32.8400 GBP | Â | ||||||||||
5p ordinary | Sale | 1,094 | 32.8179 GBP | Â | ||||||||||
5p ordinary | Sale | 1,434 | 32.4000 GBP | Â | ||||||||||
5p ordinary | Sale | 2,500 | 32.4945 GBP | Â | ||||||||||
5p ordinary | Sale | 3,298 | 32.9507 GBP | Â | ||||||||||
5p ordinary | Sale | 4,660 | 32.9378 GBP | Â | ||||||||||
5p ordinary | Sale | 8,255 | 32.4032 GBP | Â | ||||||||||
 | ||||||||||||||
(b) | Cash-settled derivative transactions | Â | ||||||||||||
Class of | Product | Nature of dealing | Number of | Price per | Â | |||||||||
relevant | description | reference | unit | Â | ||||||||||
security | securities | Â | ||||||||||||
5p ordinary | Â SWAP | Long | 52 | 32.5416 GBP | Â | |||||||||
5p ordinary | Â SWAP | Long | 159 | 32.5062 GBP | Â | |||||||||
5p ordinary | Â SWAP | Long | 3,662 | 32.9389 GBP | Â | |||||||||
5p ordinary | Â SWAP | Long | 4,608 | 32.9423 GBP | Â | |||||||||
5p ordinary | Â SWAP | Short | 58 | 33.0600 GBP | Â | |||||||||
5p ordinary | Â SWAP | Short | 174 | 32.4000 GBP | Â | |||||||||
5p ordinary | Â SWAP | Short | 835 | 33.0878 GBP | Â | |||||||||
5p ordinary | Â SWAP | Short | 1,165 | 32.5946 GBP | Â | |||||||||
5p ordinary | Â CFD | Short | 1,533 | 32.6738 GBP | Â | |||||||||
5p ordinary | Â SWAP | Short | 3,475 | 32.5346 GBP | Â | |||||||||
5p ordinary | Â SWAP | Short | 10,000 | 32.6019 GBP | Â | |||||||||
5p ordinary | Â SWAP | Short | 10,000 | 32.7026 GBP | Â | |||||||||
5p ordinary | Â SWAP | Short | 10,000 | 32.8026 GBP | Â | |||||||||
5p ordinary | Â SWAP | Short | 10,000 | 32.8995 GBP | Â | |||||||||
5p ordinary | Â SWAP | Short | 10,000 | 33.0026 GBP | Â | |||||||||
5p ordinary | Â SWAP | Short | 12,614 | 33.1026 GBP | Â | |||||||||
5p ordinary | Â SWAP | Short | 20,000 | 32.4026 GBP | Â | |||||||||
5p ordinary | Â SWAP | Short | 20,000 | 32.5026 GBP | Â | |||||||||
5p ordinary | Â SWAP | Short | 21,505 | 32.5059 GBP | Â | |||||||||
5p ordinary | Â SWAP | Short | 30,827 | 32.4310 GBP | Â | |||||||||
 | ||||||||||||||
(c) | Stock-settled derivative transactions (including options) | Â | Â | |||||||||||
(i) | Writing, selling, purchasing or varying | Â | Â | |||||||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | Â | ||||||
of | description | purchasing, | of | price | date | money | Â | |||||||
relevant | selling, | securities | per unit | paid/ | Â | |||||||||
security | varying etc | to which | received | Â | ||||||||||
option | per unit | Â | ||||||||||||
relates | Â | |||||||||||||
 | ||||||||||||||
 | ||||||||||||||
(ii) | Exercising | Â | Â | |||||||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | Â | |||||||||
security | securities | unit | Â | |||||||||||
 | ||||||||||||||
 | ||||||||||||||
(d) | Other dealings (including subscribing for new securities) | Â | Â | |||||||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | Â | ||||||||||
security | applicable) | Â | ||||||||||||
 | ||||||||||||||
4. | OTHER INFORMATION | Â | ||||||||||||
(a) | Indemnity and other dealings arrangements | Â | Â | |||||||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | Â | |||||||||||||
formal or informal, relating to relevant securities which may be an inducement to deal | Â | |||||||||||||
or refrain from dealing entered into by the person making the disclosure and any party | Â | |||||||||||||
to the offer or any person acting in concert with a party to the offer: | Â | |||||||||||||
NONE | Â | |||||||||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | Â | ||||||||||||
Details of any agreement, arrangement or understanding, formal or informal, between | Â | |||||||||||||
the person making the disclosure and any other person relating to: | Â | |||||||||||||
(i) the voting rights of any relevant securities under any option; or | Â | |||||||||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | Â | |||||||||||||
any derivative is referenced: | Â | |||||||||||||
NONE | Â | |||||||||||||
(c) | Attachments | Â | ||||||||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | |||||||||||||
Date of disclosure: | 1 Jun 2022 | |||||||||||||
Contact name: | Large Holdings Regulatory Operations | |||||||||||||
Telephone number: | 020 3134 7213 | |||||||||||||
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