10 Nov 2022 17:08
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Â | Barclays PLC. | ||||
(b) | Owner or controller of interest and short | Â | |||||
 | positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | AVEVA GROUP PLC | |||||
 | relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an | Â | |||||
 | offeror/offeree, state this and specify identity of | ||||||
 | offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 09 Nov 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO | Â | Â | |||
 | disclosures in respect of any other party to the offer? |  |  | ||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | Â | |||||
 | to which the disclosure relates following the dealing(if any) |  | |||||
Class of relevant security: | 3 5/9p ordinary | ||||||
 | Interests | Short Positions | |||||
 | Number | (%) | Number | (%) | |||
(1) | Relevant securities owned | Â | Â | Â | Â | ||
 | and/or controlled: |  |  | 3,287,518 | 1.09% | 1,955,801 | 0.65% |
(2) | Cash-settled derivatives: | Â | Â | Â | Â | ||
 | and/or controlled: |  |  | 1,972,392 | 0.65% | 2,841,845 | 0.94% |
(3) | Stock-settled derivatives (including options) | Â | Â | Â | Â | ||
 | and agreements to purchase/sell: |  |  | 0 | 0.00% | 0 | 0.00% |
 |  |  |  |  |  |  |  |
 | TOTAL: |  |  | 5,259,910 | 1.74% | 4,797,646 | 1.59% |
(b) | Rights to subscribe for new securities (including directors and other executive | Â | |||||
 | options) |  |  |  |  |  |  |
Class of relevant security in relation to | Â | Â | Â | Â | |||
which subscription right exists | Â | Â | Â | Â | |||
Details, including nature of the rights | Â | Â | Â | Â | |||
concerned and relevant percentages: | Â | Â | Â | Â | |||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | Â | Â | Â | Â | Â | |
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | Â | securities | Â | ||||
3 5/9p ordinary | Purchase | 28 | 31.3831 GBP | ||||
3 5/9p ordinary | Purchase | 55 | 31.4087 GBP | ||||
3 5/9p ordinary | Purchase | 101 | 31.3900 GBP | ||||
3 5/9p ordinary | Purchase | 132 | 31.4000 GBP | ||||
3 5/9p ordinary | Purchase | 145 | 31.3700 GBP | ||||
3 5/9p ordinary | Purchase | 231 | 31.3885 GBP | ||||
3 5/9p ordinary | Purchase | 395 | 31.3714 GBP | ||||
3 5/9p ordinary | Purchase | 600 | 31.4131 GBP | ||||
3 5/9p ordinary | Purchase | 1,000 | 31.4172 GBP | ||||
3 5/9p ordinary | Purchase | 1,045 | 31.3981 GBP | ||||
3 5/9p ordinary | Purchase | 1,656 | 31.3904 GBP | ||||
3 5/9p ordinary | Purchase | 1,768 | 31.3882 GBP | ||||
3 5/9p ordinary | Purchase | 2,292 | 31.3752 GBP | ||||
3 5/9p ordinary | Purchase | 2,292 | 31.4099 GBP | ||||
3 5/9p ordinary | Purchase | 3,209 | 31.3800 GBP | ||||
3 5/9p ordinary | Purchase | 3,439 | 31.3910 GBP | ||||
3 5/9p ordinary | Purchase | 4,094 | 31.3878 GBP | ||||
3 5/9p ordinary | Purchase | 4,584 | 31.3964 GBP | ||||
3 5/9p ordinary | Purchase | 5,131 | 31.3008 GBP | ||||
3 5/9p ordinary | Purchase | 9,612 | 31.3994 GBP | ||||
3 5/9p ordinary | Purchase | 9,981 | 31.3971 GBP | ||||
3 5/9p ordinary | Purchase | 14,382 | 31.3001 GBP | ||||
3 5/9p ordinary | Purchase | 25,551 | 31.3000 GBP | ||||
3 5/9p ordinary | Purchase | 31,535 | 31.3460 GBP | ||||
3 5/9p ordinary | Sale | 2 | 31.4000 GBP | ||||
3 5/9p ordinary | Sale | 49 | 31.3900 GBP | ||||
3 5/9p ordinary | Sale | 107 | 31.2953 GBP | ||||
3 5/9p ordinary | Sale | 117 | 31.3750 GBP | ||||
3 5/9p ordinary | Sale | 215 | 31.3800 GBP | ||||
3 5/9p ordinary | Sale | 238 | 31.3662 GBP | ||||
3 5/9p ordinary | Sale | 480 | 31.3700 GBP | ||||
3 5/9p ordinary | Sale | 809 | 31.3915 GBP | ||||
3 5/9p ordinary | Sale | 1,000 | 31.3809 GBP | ||||
3 5/9p ordinary | Sale | 4,193 | 31.3743 GBP | ||||
3 5/9p ordinary | Sale | 21,779 | 31.3000 GBP | ||||
 |  |  |  |  |  |  |  |
(b) | Cash-settled derivative transactions | Â | |||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | Â | reference | unit | |||
security | Â | Â | securities | Â | |||
3 5/9p ordinary | CFD | Long | 1 | 31.3000 GBP | |||
3 5/9p ordinary | SWAP | Long | 107 | 31.2953 GBP | |||
3 5/9p ordinary | SWAP | Long | 749 | 31.3878 GBP | |||
3 5/9p ordinary | SWAP | Long | 1,000 | 31.3809 GBP | |||
3 5/9p ordinary | SWAP | Long | 4,468 | 31.3754 GBP | |||
3 5/9p ordinary | SWAP | Short | 2 | 31.3731 GBP | |||
3 5/9p ordinary | SWAP | Short | 5 | 31.4051 GBP | |||
3 5/9p ordinary | SWAP | Short | 18 | 31.4109 GBP | |||
3 5/9p ordinary | SWAP | Short | 21 | 31.3923 GBP | |||
3 5/9p ordinary | SWAP | Short | 28 | 31.3831 GBP | |||
3 5/9p ordinary | SWAP | Short | 28 | 31.4102 GBP | |||
3 5/9p ordinary | SWAP | Short | 71 | 31.3928 GBP | |||
3 5/9p ordinary | SWAP | Short | 87 | 31.3850 GBP | |||
3 5/9p ordinary | SWAP | Short | 109 | 31.3929 GBP | |||
3 5/9p ordinary | SWAP | Short | 145 | 31.3700 GBP | |||
3 5/9p ordinary | SWAP | Short | 175 | 31.3933 GBP | |||
3 5/9p ordinary | SWAP | Short | 216 | 31.3781 GBP | |||
3 5/9p ordinary | SWAP | Short | 401 | 31.3983 GBP | |||
3 5/9p ordinary | SWAP | Short | 467 | 31.3930 GBP | |||
3 5/9p ordinary | SWAP | Short | 602 | 31.4131 GBP | |||
3 5/9p ordinary | SWAP | Short | 623 | 31.3982 GBP | |||
3 5/9p ordinary | SWAP | Short | 793 | 31.3916 GBP | |||
3 5/9p ordinary | SWAP | Short | 1,000 | 31.4172 GBP | |||
3 5/9p ordinary | SWAP | Short | 1,044 | 31.3852 GBP | |||
3 5/9p ordinary | SWAP | Short | 1,086 | 31.3849 GBP | |||
3 5/9p ordinary | SWAP | Short | 1,114 | 31.3993 GBP | |||
3 5/9p ordinary | SWAP | Short | 2,710 | 31.3899 GBP | |||
3 5/9p ordinary | SWAP | Short | 2,906 | 31.3992 GBP | |||
3 5/9p ordinary | SWAP | Short | 3,889 | 31.4019 GBP | |||
3 5/9p ordinary | SWAP | Short | 4,679 | 31.4006 GBP | |||
3 5/9p ordinary | SWAP | Short | 4,715 | 31.3705 GBP | |||
3 5/9p ordinary | SWAP | Short | 4,852 | 31.3981 GBP | |||
3 5/9p ordinary | SWAP | Short | 5,131 | 31.3008 GBP | |||
3 5/9p ordinary | SWAP | Short | 16,238 | 31.3478 GBP | |||
3 5/9p ordinary | SWAP | Short | 17,128 | 31.3539 GBP | |||
3 5/9p ordinary | SWAP | Short | 21,715 | 31.3000 GBP | |||
 |  |  |  |  |  |  |  |
(c) | Stock-settled derivative transactions (including options) | Â | |||||
(i) | Writing, selling, purchasing or varying | Â | |||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | Â | date | money |
relevant | Â | selling, | securities | per unit | Â | Â | paid/ |
security | Â | varying etc | to which | Â | Â | Â | received |
 |  |  | option |  |  |  | per unit |
 |  |  | relates |  |  |  |  |
 |  |  |  |  |  |  |  |
 |  |  |  |  |  |  |  |
(ii) | Exercising | Â | Â | Â | Â | Â | Â |
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | Â | Â | securities | unit | |||
 |  |  |  |  | |||
 |  |  |  |  |  |  |  |
(d) | Other dealings (including subscribing for new securities) | Â | |||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | Â | Â | applicable) | ||||
 |  |  |  | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | Â | |||||
Details of any indemnity or option arrangement, or any agreement or understanding, | Â | Â | |||||
formal or informal, relating to relevant securities which may be an inducement to deal | Â | Â | |||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | Â | ||||||
to the offer or any person acting in concert with a party to the offer: | Â | Â | Â | ||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | Â | |||||
Details of any agreement, arrangement or understanding, formal or informal, between | Â | Â | |||||
the person making the disclosure and any other person relating to: | Â | Â | |||||
(i) the voting rights of any relevant securities under any option; or | Â | Â | Â | ||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | Â | Â | |||||
any derivative is referenced: | Â | Â | Â | Â | Â | Â | |
NONE | |||||||
(c) | Attachments | Â | Â | Â | Â | Â | Â |
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 10 Nov 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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