26 Oct 2022 13:10
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Â | Barclays PLC. | ||||
(b) | Owner or controller of interest and short | Â | |||||
 | positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | AVEVA GROUP PLC | |||||
 | relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an | Â | |||||
 | offeror/offeree, state this and specify identity of | ||||||
 | offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 25 Oct 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO | Â | Â | |||
 | disclosures in respect of any other party to the offer? |  |  | ||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | Â | |||||
 | to which the disclosure relates following the dealing(if any) |  | |||||
Class of relevant security: | 3 5/9p ordinary | ||||||
 | Interests | Short Positions | |||||
 | Number | (%) | Number | (%) | |||
(1) | Relevant securities owned | Â | Â | Â | Â | ||
 | and/or controlled: |  |  | 3,671,679 | 1.22% | 2,204,649 | 0.73% |
(2) | Cash-settled derivatives: | Â | Â | Â | Â | ||
 | and/or controlled: |  |  | 2,217,057 | 0.73% | 2,901,383 | 0.96% |
(3) | Stock-settled derivatives (including options) | Â | Â | Â | Â | ||
 | and agreements to purchase/sell: |  |  | 0 | 0.00% | 0 | 0.00% |
 |  |  |  |  |  |  |  |
 | TOTAL: |  |  | 5,888,736 | 1.95% | 5,106,032 | 1.69% |
(b) | Rights to subscribe for new securities (including directors and other executive | Â | |||||
 | options) |  |  |  |  |  |  |
Class of relevant security in relation to | Â | Â | Â | Â | |||
which subscription right exists | Â | Â | Â | Â | |||
Details, including nature of the rights | Â | Â | Â | Â | |||
concerned and relevant percentages: | Â | Â | Â | Â | |||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | Â | Â | Â | Â | Â | |
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | Â | securities | Â | ||||
3 5/9p ordinary | Purchase | 1 | 31.4000 GBP | ||||
3 5/9p ordinary | Purchase | 5 | 31.4303 GBP | ||||
3 5/9p ordinary | Purchase | 37 | 31.4232 GBP | ||||
3 5/9p ordinary | Purchase | 41 | 31.4100 GBP | ||||
3 5/9p ordinary | Purchase | 58 | 31.4393 GBP | ||||
3 5/9p ordinary | Purchase | 92 | 31.4500 GBP | ||||
3 5/9p ordinary | Purchase | 99 | 31.4273 GBP | ||||
3 5/9p ordinary | Purchase | 105 | 31.4364 GBP | ||||
3 5/9p ordinary | Purchase | 139 | 31.4400 GBP | ||||
3 5/9p ordinary | Purchase | 142 | 31.4300 GBP | ||||
3 5/9p ordinary | Purchase | 164 | 31.3600 GBP | ||||
3 5/9p ordinary | Purchase | 169 | 31.4205 GBP | ||||
3 5/9p ordinary | Purchase | 233 | 31.4243 GBP | ||||
3 5/9p ordinary | Purchase | 235 | 31.4250 GBP | ||||
3 5/9p ordinary | Purchase | 413 | 31.4200 GBP | ||||
3 5/9p ordinary | Purchase | 600 | 31.3931 GBP | ||||
3 5/9p ordinary | Purchase | 696 | 31.3662 GBP | ||||
3 5/9p ordinary | Purchase | 1,423 | 31.4322 GBP | ||||
3 5/9p ordinary | Purchase | 1,523 | 31.4290 GBP | ||||
3 5/9p ordinary | Purchase | 1,952 | 31.4203 GBP | ||||
3 5/9p ordinary | Purchase | 2,000 | 31.4362 GBP | ||||
3 5/9p ordinary | Purchase | 2,473 | 31.4318 GBP | ||||
3 5/9p ordinary | Purchase | 4,826 | 31.4298 GBP | ||||
3 5/9p ordinary | Purchase | 6,234 | 31.3608 GBP | ||||
3 5/9p ordinary | Purchase | 11,553 | 31.3584 GBP | ||||
3 5/9p ordinary | Purchase | 41,205 | 31.3878 GBP | ||||
3 5/9p ordinary | Sale | 3 | 31.4300 GBP | ||||
3 5/9p ordinary | Sale | 4 | 31.4312 GBP | ||||
3 5/9p ordinary | Sale | 53 | 31.4201 GBP | ||||
3 5/9p ordinary | Sale | 92 | 31.4500 GBP | ||||
3 5/9p ordinary | Sale | 225 | 31.4200 GBP | ||||
3 5/9p ordinary | Sale | 235 | 31.4250 GBP | ||||
3 5/9p ordinary | Sale | 237 | 31.4214 GBP | ||||
3 5/9p ordinary | Sale | 366 | 31.4100 GBP | ||||
3 5/9p ordinary | Sale | 948 | 31.3537 GBP | ||||
3 5/9p ordinary | Sale | 1,178 | 31.4259 GBP | ||||
3 5/9p ordinary | Sale | 4,584 | 31.4375 GBP | ||||
3 5/9p ordinary | Sale | 11,714 | 31.3600 GBP | ||||
 |  |  |  |  |  |  |  |
(b) | Cash-settled derivative transactions | Â | |||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | Â | reference | unit | |||
security | Â | Â | securities | Â | |||
3 5/9p ordinary | SWAP | Long | 52 | 31.4200 GBP | |||
3 5/9p ordinary | SWAP | Long | 90 | 31.3600 GBP | |||
3 5/9p ordinary | SWAP | Long | 112 | 31.3783 GBP | |||
3 5/9p ordinary | SWAP | Long | 317 | 31.4287 GBP | |||
3 5/9p ordinary | SWAP | Long | 948 | 31.3537 GBP | |||
3 5/9p ordinary | SWAP | Long | 1,493 | 31.4225 GBP | |||
3 5/9p ordinary | SWAP | Long | 4,584 | 31.4375 GBP | |||
3 5/9p ordinary | SWAP | Short | 8 | 31.4242 GBP | |||
3 5/9p ordinary | SWAP | Short | 12 | 31.4274 GBP | |||
3 5/9p ordinary | SWAP | Short | 26 | 31.4300 GBP | |||
3 5/9p ordinary | SWAP | Short | 29 | 31.4279 GBP | |||
3 5/9p ordinary | SWAP | Short | 33 | 31.4200 GBP | |||
3 5/9p ordinary | SWAP | Short | 41 | 31.4099 GBP | |||
3 5/9p ordinary | SWAP | Short | 53 | 31.4070 GBP | |||
3 5/9p ordinary | SWAP | Short | 99 | 31.4273 GBP | |||
3 5/9p ordinary | SWAP | Short | 104 | 31.4243 GBP | |||
3 5/9p ordinary | SWAP | Short | 109 | 31.3600 GBP | |||
3 5/9p ordinary | SWAP | Short | 121 | 31.4244 GBP | |||
3 5/9p ordinary | SWAP | Short | 166 | 31.4277 GBP | |||
3 5/9p ordinary | SWAP | Short | 206 | 31.4278 GBP | |||
3 5/9p ordinary | SWAP | Short | 230 | 31.4139 GBP | |||
3 5/9p ordinary | SWAP | Short | 359 | 31.4310 GBP | |||
3 5/9p ordinary | SWAP | Short | 600 | 31.3931 GBP | |||
3 5/9p ordinary | SWAP | Short | 696 | 31.3662 GBP | |||
3 5/9p ordinary | SWAP | Short | 1,064 | 31.4326 GBP | |||
3 5/9p ordinary | SWAP | Short | 1,110 | 31.4295 GBP | |||
3 5/9p ordinary | SWAP | Short | 1,361 | 31.4133 GBP | |||
3 5/9p ordinary | SWAP | Short | 2,000 | 31.4362 GBP | |||
3 5/9p ordinary | SWAP | Short | 2,948 | 31.4280 GBP | |||
3 5/9p ordinary | CFD | Short | 3,103 | 31.4296 GBP | |||
3 5/9p ordinary | SWAP | Short | 6,234 | 31.3608 GBP | |||
3 5/9p ordinary | SWAP | Short | 10,085 | 31.3759 GBP | |||
3 5/9p ordinary | SWAP | Short | 13,760 | 31.4181 GBP | |||
3 5/9p ordinary | SWAP | Short | 19,004 | 31.3775 GBP | |||
 |  |  |  |  |  |  |  |
(c) | Stock-settled derivative transactions (including options) | Â | |||||
(i) | Writing, selling, purchasing or varying | Â | |||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | Â | date | money |
relevant | Â | selling, | securities | per unit | Â | Â | paid/ |
security | Â | varying etc | to which | Â | Â | Â | received |
 |  |  | option |  |  |  | per unit |
 |  |  | relates |  |  |  |  |
 |  |  |  |  |  |  |  |
 |  |  |  |  |  |  |  |
(ii) | Exercising | Â | Â | Â | Â | Â | Â |
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | Â | Â | securities | unit | |||
 |  |  |  |  | |||
 |  |  |  |  |  |  |  |
(d) | Other dealings (including subscribing for new securities) | Â | |||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | Â | Â | applicable) | ||||
 |  |  |  | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | Â | |||||
Details of any indemnity or option arrangement, or any agreement or understanding, | Â | Â | |||||
formal or informal, relating to relevant securities which may be an inducement to deal | Â | Â | |||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | Â | ||||||
to the offer or any person acting in concert with a party to the offer: | Â | Â | Â | ||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | Â | |||||
Details of any agreement, arrangement or understanding, formal or informal, between | Â | Â | |||||
the person making the disclosure and any other person relating to: | Â | Â | |||||
(i) the voting rights of any relevant securities under any option; or | Â | Â | Â | ||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | Â | Â | |||||
any derivative is referenced: | Â | Â | Â | Â | Â | Â | |
NONE | |||||||
(c) | Attachments | Â | Â | Â | Â | Â | Â |
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 26 Oct 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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