16 Dec 2022 11:33
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Â | Barclays PLC. | ||||
(b) | Owner or controller of interest and short | Â | |||||
 | positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | AVEVA GROUP PLC | |||||
 | relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an | Â | |||||
 | offeror/offeree, state this and specify identity of | ||||||
 | offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 15 Dec 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO | Â | Â | |||
 | disclosures in respect of any other party to the offer? |  |  | ||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | Â | |||||
 | to which the disclosure relates following the dealing(if any) |  | |||||
Class of relevant security: | 3 5/9p ordinary | ||||||
 | Interests | Short Positions | |||||
 | Number | (%) | Number | (%) | |||
(1) | Relevant securities owned | Â | Â | Â | Â | ||
 | and/or controlled: |  |  | 2,324,544 | 0.77% | 1,849,986 | 0.61% |
(2) | Cash-settled derivatives: | Â | Â | Â | Â | ||
 | and/or controlled: |  |  | 1,896,545 | 0.63% | 1,777,220 | 0.59% |
(3) | Stock-settled derivatives (including options) | Â | Â | Â | Â | ||
 | and agreements to purchase/sell: |  |  | 0 | 0.00% | 0 | 0.00% |
 |  |  |  |  |  |  |  |
 | TOTAL: |  |  | 4,221,089 | 1.40% | 3,627,206 | 1.20% |
(b) | Rights to subscribe for new securities (including directors and other executive | Â | |||||
 | options) |  |  |  |  |  |  |
Class of relevant security in relation to | Â | Â | Â | Â | |||
which subscription right exists | Â | Â | Â | Â | |||
Details, including nature of the rights | Â | Â | Â | Â | |||
concerned and relevant percentages: | Â | Â | Â | Â | |||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | Â | Â | Â | Â | Â | |
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | Â | securities | Â | ||||
3 5/9p ordinary | Purchase | 1 | 32.1150 GBP | ||||
3 5/9p ordinary | Purchase | 12 | 32.1116 GBP | ||||
3 5/9p ordinary | Purchase | 73 | 32.1091 GBP | ||||
3 5/9p ordinary | Purchase | 96 | 32.1051 GBP | ||||
3 5/9p ordinary | Purchase | 454 | 32.0950 GBP | ||||
3 5/9p ordinary | Purchase | 707 | 32.0941 GBP | ||||
3 5/9p ordinary | Purchase | 760 | 32.1200 GBP | ||||
3 5/9p ordinary | Purchase | 783 | 32.1100 GBP | ||||
3 5/9p ordinary | Purchase | 1,999 | 32.1160 GBP | ||||
3 5/9p ordinary | Purchase | 2,337 | 32.1108 GBP | ||||
3 5/9p ordinary | Purchase | 3,181 | 32.1118 GBP | ||||
3 5/9p ordinary | Purchase | 4,703 | 32.1000 GBP | ||||
3 5/9p ordinary | Purchase | 8,859 | 32.0885 GBP | ||||
3 5/9p ordinary | Purchase | 10,682 | 32.1131 GBP | ||||
3 5/9p ordinary | Purchase | 33,278 | 32.1060 GBP | ||||
3 5/9p ordinary | Purchase | 41,478 | 32.0900 GBP | ||||
3 5/9p ordinary | Sale | 1 | 32.0800 GBP | ||||
3 5/9p ordinary | Sale | 46 | 32.1050 GBP | ||||
3 5/9p ordinary | Sale | 76 | 32.1200 GBP | ||||
3 5/9p ordinary | Sale | 177 | 32.0941 GBP | ||||
3 5/9p ordinary | Sale | 198 | 32.1196 GBP | ||||
3 5/9p ordinary | Sale | 209 | 32.1150 GBP | ||||
3 5/9p ordinary | Sale | 234 | 32.1023 GBP | ||||
3 5/9p ordinary | Sale | 294 | 32.1033 GBP | ||||
3 5/9p ordinary | Sale | 399 | 32.1013 GBP | ||||
3 5/9p ordinary | Sale | 451 | 32.1100 GBP | ||||
3 5/9p ordinary | Sale | 451 | 32.1063 GBP | ||||
3 5/9p ordinary | Sale | 624 | 32.1138 GBP | ||||
3 5/9p ordinary | Sale | 1,390 | 32.1006 GBP | ||||
3 5/9p ordinary | Sale | 1,452 | 32.1009 GBP | ||||
3 5/9p ordinary | Sale | 1,772 | 32.0949 GBP | ||||
3 5/9p ordinary | Sale | 3,281 | 32.0969 GBP | ||||
3 5/9p ordinary | Sale | 4,366 | 32.0966 GBP | ||||
3 5/9p ordinary | Sale | 5,038 | 32.1000 GBP | ||||
3 5/9p ordinary | Sale | 52,186 | 32.0989 GBP | ||||
3 5/9p ordinary | Sale | 170,209 | 32.0900 GBP | ||||
3 5/9p ordinary | Sale | 1,400,000 | 32.0791 GBP | ||||
 |  |  |  |  |  |  |  |
(b) | Cash-settled derivative transactions | Â | |||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | Â | reference | unit | |||
security | Â | Â | securities | Â | |||
3 5/9p ordinary | SWAP | Long | 1 | 32.0800 GBP | |||
3 5/9p ordinary | CFD | Long | 527 | 32.0774 GBP | |||
3 5/9p ordinary | SWAP | Long | 1,692 | 32.1014 GBP | |||
3 5/9p ordinary | SWAP | Long | 5,455 | 32.0993 GBP | |||
3 5/9p ordinary | SWAP | Long | 5,725 | 32.0960 GBP | |||
3 5/9p ordinary | SWAP | Long | 10,768 | 32.0990 GBP | |||
3 5/9p ordinary | SWAP | Long | 44,203 | 32.0992 GBP | |||
3 5/9p ordinary | SWAP | Long | 111,300 | 32.0900 GBP | |||
3 5/9p ordinary | SWAP | Short | 12 | 32.1116 GBP | |||
3 5/9p ordinary | SWAP | Short | 111 | 32.1200 GBP | |||
3 5/9p ordinary | SWAP | Short | 157 | 32.1160 GBP | |||
3 5/9p ordinary | SWAP | Short | 203 | 32.1000 GBP | |||
3 5/9p ordinary | SWAP | Short | 249 | 32.1159 GBP | |||
3 5/9p ordinary | SWAP | Short | 257 | 32.0990 GBP | |||
3 5/9p ordinary | SWAP | Short | 293 | 32.0948 GBP | |||
3 5/9p ordinary | SWAP | Short | 389 | 32.1013 GBP | |||
3 5/9p ordinary | SWAP | Short | 429 | 32.0947 GBP | |||
3 5/9p ordinary | CFD | Short | 527 | 32.0925 GBP | |||
3 5/9p ordinary | SWAP | Short | 567 | 32.1026 GBP | |||
3 5/9p ordinary | CFD | Short | 1,594 | 32.1160 GBP | |||
3 5/9p ordinary | SWAP | Short | 3,059 | 32.1023 GBP | |||
3 5/9p ordinary | SWAP | Short | 4,000 | 32.1122 GBP | |||
3 5/9p ordinary | CFD | Short | 6,761 | 32.1060 GBP | |||
3 5/9p ordinary | SWAP | Short | 8,000 | 32.1196 GBP | |||
3 5/9p ordinary | SWAP | Short | 8,762 | 32.1104 GBP | |||
3 5/9p ordinary | SWAP | Short | 18,493 | 32.1058 GBP | |||
 |  |  |  |  |  |  |  |
(c) | Stock-settled derivative transactions (including options) | Â | |||||
(i) | Writing, selling, purchasing or varying | Â | |||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | Â | date | money |
relevant | Â | selling, | securities | per unit | Â | Â | paid/ |
security | Â | varying etc | to which | Â | Â | Â | received |
 |  |  | option |  |  |  | per unit |
 |  |  | relates |  |  |  |  |
 |  |  |  |  |  |  |  |
 |  |  |  |  |  |  |  |
(ii) | Exercising | Â | Â | Â | Â | Â | Â |
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | Â | Â | securities | unit | |||
 |  |  |  |  | |||
 |  |  |  |  |  |  |  |
(d) | Other dealings (including subscribing for new securities) | Â | |||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | Â | Â | applicable) | ||||
 |  |  |  | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | Â | |||||
Details of any indemnity or option arrangement, or any agreement or understanding, | Â | Â | |||||
formal or informal, relating to relevant securities which may be an inducement to deal | Â | Â | |||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | Â | ||||||
to the offer or any person acting in concert with a party to the offer: | Â | Â | Â | ||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | Â | |||||
Details of any agreement, arrangement or understanding, formal or informal, between | Â | Â | |||||
the person making the disclosure and any other person relating to: | Â | Â | |||||
(i) the voting rights of any relevant securities under any option; or | Â | Â | Â | ||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | Â | Â | |||||
any derivative is referenced: | Â | Â | Â | Â | Â | Â | |
NONE | |||||||
(c) | Attachments | Â | Â | Â | Â | Â | Â |
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 16 Dec 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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