7 Dec 2022 11:32
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Â | Barclays PLC. | ||||
(b) | Owner or controller of interest and short | Â | |||||
 | positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | AVEVA GROUP PLC | |||||
 | relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an | Â | |||||
 | offeror/offeree, state this and specify identity of | ||||||
 | offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 06 Dec 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO | Â | Â | |||
 | disclosures in respect of any other party to the offer? |  |  | ||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | Â | |||||
 | to which the disclosure relates following the dealing(if any) |  | |||||
Class of relevant security: | 3 5/9p ordinary | ||||||
 | Interests | Short Positions | |||||
 | Number | (%) | Number | (%) | |||
(1) | Relevant securities owned | Â | Â | Â | Â | ||
 | and/or controlled: |  |  | 3,685,150 | 1.22% | 1,843,458 | 0.61% |
(2) | Cash-settled derivatives: | Â | Â | Â | Â | ||
 | and/or controlled: |  |  | 1,890,261 | 0.63% | 3,132,266 | 1.04% |
(3) | Stock-settled derivatives (including options) | Â | Â | Â | Â | ||
 | and agreements to purchase/sell: |  |  | 0 | 0.00% | 0 | 0.00% |
 |  |  |  |  |  |  |  |
 | TOTAL: |  |  | 5,575,411 | 1.85% | 4,975,724 | 1.65% |
(b) | Rights to subscribe for new securities (including directors and other executive | Â | |||||
 | options) |  |  |  |  |  |  |
Class of relevant security in relation to | Â | Â | Â | Â | |||
which subscription right exists | Â | Â | Â | Â | |||
Details, including nature of the rights | Â | Â | Â | Â | |||
concerned and relevant percentages: | Â | Â | Â | Â | |||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | Â | Â | Â | Â | Â | |
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | Â | securities | Â | ||||
3 5/9p ordinary | Purchase | 3 | 31.9533 GBP | ||||
3 5/9p ordinary | Purchase | 214 | 31.8500 GBP | ||||
3 5/9p ordinary | Purchase | 439 | 31.8400 GBP | ||||
3 5/9p ordinary | Purchase | 657 | 31.9400 GBP | ||||
3 5/9p ordinary | Purchase | 714 | 31.9331 GBP | ||||
3 5/9p ordinary | Purchase | 1,108 | 31.9587 GBP | ||||
3 5/9p ordinary | Purchase | 1,122 | 31.9531 GBP | ||||
3 5/9p ordinary | Purchase | 1,163 | 31.9014 GBP | ||||
3 5/9p ordinary | Purchase | 1,204 | 31.9039 GBP | ||||
3 5/9p ordinary | Purchase | 1,282 | 31.9469 GBP | ||||
3 5/9p ordinary | Purchase | 1,341 | 31.9158 GBP | ||||
3 5/9p ordinary | Purchase | 2,213 | 31.9581 GBP | ||||
3 5/9p ordinary | Purchase | 2,704 | 31.9463 GBP | ||||
3 5/9p ordinary | Purchase | 3,797 | 31.9600 GBP | ||||
3 5/9p ordinary | Purchase | 6,211 | 31.9460 GBP | ||||
3 5/9p ordinary | Purchase | 6,750 | 31.9660 GBP | ||||
3 5/9p ordinary | Purchase | 6,759 | 31.9508 GBP | ||||
3 5/9p ordinary | Purchase | 8,950 | 31.9500 GBP | ||||
3 5/9p ordinary | Purchase | 18,211 | 31.9300 GBP | ||||
3 5/9p ordinary | Purchase | 20,324 | 31.9441 GBP | ||||
3 5/9p ordinary | Purchase | 22,387 | 31.9484 GBP | ||||
3 5/9p ordinary | Purchase | 30,000 | 31.9485 GBP | ||||
3 5/9p ordinary | Sale | 104 | 31.8531 GBP | ||||
3 5/9p ordinary | Sale | 285 | 31.8684 GBP | ||||
3 5/9p ordinary | Sale | 292 | 31.9298 GBP | ||||
3 5/9p ordinary | Sale | 294 | 31.8500 GBP | ||||
3 5/9p ordinary | Sale | 307 | 31.9438 GBP | ||||
3 5/9p ordinary | Sale | 324 | 31.8858 GBP | ||||
3 5/9p ordinary | Sale | 324 | 31.8923 GBP | ||||
3 5/9p ordinary | Sale | 373 | 31.9327 GBP | ||||
3 5/9p ordinary | Sale | 394 | 31.9448 GBP | ||||
3 5/9p ordinary | Sale | 397 | 31.9350 GBP | ||||
3 5/9p ordinary | Sale | 532 | 31.8400 GBP | ||||
3 5/9p ordinary | Sale | 555 | 31.9550 GBP | ||||
3 5/9p ordinary | Sale | 558 | 31.8906 GBP | ||||
3 5/9p ordinary | Sale | 747 | 31.9506 GBP | ||||
3 5/9p ordinary | Sale | 774 | 31.9426 GBP | ||||
3 5/9p ordinary | Sale | 823 | 31.9300 GBP | ||||
3 5/9p ordinary | Sale | 907 | 31.9400 GBP | ||||
3 5/9p ordinary | Sale | 912 | 31.8439 GBP | ||||
3 5/9p ordinary | Sale | 1,114 | 31.9200 GBP | ||||
3 5/9p ordinary | Sale | 1,128 | 31.9537 GBP | ||||
3 5/9p ordinary | Sale | 1,160 | 31.9562 GBP | ||||
3 5/9p ordinary | Sale | 1,267 | 31.9600 GBP | ||||
3 5/9p ordinary | Sale | 1,451 | 31.9531 GBP | ||||
3 5/9p ordinary | Sale | 1,494 | 31.9549 GBP | ||||
3 5/9p ordinary | Sale | 1,872 | 31.9417 GBP | ||||
3 5/9p ordinary | Sale | 2,314 | 31.9511 GBP | ||||
3 5/9p ordinary | Sale | 2,633 | 31.9500 GBP | ||||
3 5/9p ordinary | Sale | 3,832 | 31.8988 GBP | ||||
3 5/9p ordinary | Sale | 3,942 | 31.9512 GBP | ||||
3 5/9p ordinary | Sale | 4,644 | 31.9538 GBP | ||||
3 5/9p ordinary | Sale | 4,829 | 31.9204 GBP | ||||
3 5/9p ordinary | Sale | 5,912 | 31.9288 GBP | ||||
3 5/9p ordinary | Sale | 5,929 | 31.9263 GBP | ||||
3 5/9p ordinary | Sale | 8,283 | 31.9297 GBP | ||||
3 5/9p ordinary | Sale | 13,621 | 31.9311 GBP | ||||
3 5/9p ordinary | Sale | 20,000 | 31.9365 GBP | ||||
3 5/9p ordinary | Sale | 25,212 | 31.9435 GBP | ||||
3 5/9p ordinary | Sale | 36,287 | 31.9502 GBP | ||||
3 5/9p ordinary | Sale | 60,652 | 31.9352 GBP | ||||
 |  |  |  |  |  |  |  |
(b) | Cash-settled derivative transactions | Â | |||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | Â | reference | unit | |||
security | Â | Â | securities | Â | |||
3 5/9p ordinary | CFD | Long | 19 | 31.9531 GBP | |||
3 5/9p ordinary | CFD | Long | 131 | 31.8074 GBP | |||
3 5/9p ordinary | SWAP | Long | 176 | 31.9415 GBP | |||
3 5/9p ordinary | SWAP | Long | 388 | 31.9448 GBP | |||
3 5/9p ordinary | SWAP | Long | 398 | 31.9234 GBP | |||
3 5/9p ordinary | SWAP | Long | 613 | 31.9500 GBP | |||
3 5/9p ordinary | SWAP | Long | 627 | 31.9473 GBP | |||
3 5/9p ordinary | SWAP | Long | 1,702 | 31.9525 GBP | |||
3 5/9p ordinary | SWAP | Long | 7,822 | 31.9182 GBP | |||
3 5/9p ordinary | SWAP | Long | 10,316 | 31.9371 GBP | |||
3 5/9p ordinary | SWAP | Long | 19,340 | 31.9355 GBP | |||
3 5/9p ordinary | SWAP | Long | 25,212 | 31.9435 GBP | |||
3 5/9p ordinary | SWAP | Long | 48,892 | 31.9305 GBP | |||
3 5/9p ordinary | SWAP | Short | 3 | 31.9531 GBP | |||
3 5/9p ordinary | SWAP | Short | 5 | 31.9491 GBP | |||
3 5/9p ordinary | SWAP | Short | 20 | 31.9501 GBP | |||
3 5/9p ordinary | SWAP | Short | 24 | 31.9498 GBP | |||
3 5/9p ordinary | SWAP | Short | 26 | 31.9502 GBP | |||
3 5/9p ordinary | SWAP | Short | 90 | 31.8406 GBP | |||
3 5/9p ordinary | SWAP | Short | 98 | 31.9591 GBP | |||
3 5/9p ordinary | SWAP | Short | 111 | 31.9587 GBP | |||
3 5/9p ordinary | CFD | Short | 131 | 31.9525 GBP | |||
3 5/9p ordinary | SWAP | Short | 139 | 31.9499 GBP | |||
3 5/9p ordinary | SWAP | Short | 339 | 31.9500 GBP | |||
3 5/9p ordinary | SWAP | Short | 473 | 31.9093 GBP | |||
3 5/9p ordinary | SWAP | Short | 761 | 31.9098 GBP | |||
3 5/9p ordinary | SWAP | Short | 886 | 31.9586 GBP | |||
3 5/9p ordinary | SWAP | Short | 1,276 | 31.9383 GBP | |||
3 5/9p ordinary | SWAP | Short | 1,614 | 31.9600 GBP | |||
3 5/9p ordinary | SWAP | Short | 2,213 | 31.9581 GBP | |||
3 5/9p ordinary | CFD | Short | 2,704 | 31.9463 GBP | |||
3 5/9p ordinary | CFD | Short | 6,211 | 31.9459 GBP | |||
3 5/9p ordinary | CFD | Short | 6,750 | 31.9659 GBP | |||
3 5/9p ordinary | SWAP | Short | 6,759 | 31.9508 GBP | |||
3 5/9p ordinary | CFD | Short | 6,761 | 31.9500 GBP | |||
3 5/9p ordinary | SWAP | Short | 23,792 | 31.9432 GBP | |||
 |  |  |  |  |  |  |  |
(c) | Stock-settled derivative transactions (including options) | Â | |||||
(i) | Writing, selling, purchasing or varying | Â | |||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | Â | date | money |
relevant | Â | selling, | securities | per unit | Â | Â | paid/ |
security | Â | varying etc | to which | Â | Â | Â | received |
 |  |  | option |  |  |  | per unit |
 |  |  | relates |  |  |  |  |
 |  |  |  |  |  |  |  |
 |  |  |  |  |  |  |  |
(ii) | Exercising | Â | Â | Â | Â | Â | Â |
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | Â | Â | securities | unit | |||
 |  |  |  |  | |||
 |  |  |  |  |  |  |  |
(d) | Other dealings (including subscribing for new securities) | Â | |||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | Â | Â | applicable) | ||||
 |  |  |  | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | Â | |||||
Details of any indemnity or option arrangement, or any agreement or understanding, | Â | Â | |||||
formal or informal, relating to relevant securities which may be an inducement to deal | Â | Â | |||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | Â | ||||||
to the offer or any person acting in concert with a party to the offer: | Â | Â | Â | ||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | Â | |||||
Details of any agreement, arrangement or understanding, formal or informal, between | Â | Â | |||||
the person making the disclosure and any other person relating to: | Â | Â | |||||
(i) the voting rights of any relevant securities under any option; or | Â | Â | Â | ||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | Â | Â | |||||
any derivative is referenced: | Â | Â | Â | Â | Â | Â | |
NONE | |||||||
(c) | Attachments | Â | Â | Â | Â | Â | Â |
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 07 Dec 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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