9 Dec 2022 12:23
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Â | Barclays PLC. | ||||
(b) | Owner or controller of interest and short | Â | |||||
 | positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | AVEVA GROUP PLC | |||||
 | relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an | Â | |||||
 | offeror/offeree, state this and specify identity of | ||||||
 | offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 08 Dec 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO | Â | Â | |||
 | disclosures in respect of any other party to the offer? |  |  | ||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | Â | |||||
 | to which the disclosure relates following the dealing(if any) |  | |||||
Class of relevant security: | 3 5/9p ordinary | ||||||
 | Interests | Short Positions | |||||
 | Number | (%) | Number | (%) | |||
(1) | Relevant securities owned | Â | Â | Â | Â | ||
 | and/or controlled: |  |  | 3,814,303 | 1.26% | 1,899,307 | 0.63% |
(2) | Cash-settled derivatives: | Â | Â | Â | Â | ||
 | and/or controlled: |  |  | 1,946,140 | 0.64% | 3,174,106 | 1.05% |
(3) | Stock-settled derivatives (including options) | Â | Â | Â | Â | ||
 | and agreements to purchase/sell: |  |  | 0 | 0.00% | 0 | 0.00% |
 |  |  |  |  |  |  |  |
 | TOTAL: |  |  | 5,760,443 | 1.91% | 5,073,413 | 1.68% |
(b) | Rights to subscribe for new securities (including directors and other executive | Â | |||||
 | options) |  |  |  |  |  |  |
Class of relevant security in relation to | Â | Â | Â | Â | |||
which subscription right exists | Â | Â | Â | Â | |||
Details, including nature of the rights | Â | Â | Â | Â | |||
concerned and relevant percentages: | Â | Â | Â | Â | |||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | Â | Â | Â | Â | Â | |
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | Â | securities | Â | ||||
3 5/9p ordinary | Purchase | 44 | 32.0000 GBP | ||||
3 5/9p ordinary | Purchase | 331 | 32.0089 GBP | ||||
3 5/9p ordinary | Purchase | 500 | 31.9832 GBP | ||||
3 5/9p ordinary | Purchase | 559 | 31.9913 GBP | ||||
3 5/9p ordinary | Purchase | 679 | 31.9891 GBP | ||||
3 5/9p ordinary | Purchase | 1,110 | 31.9763 GBP | ||||
3 5/9p ordinary | Purchase | 1,253 | 31.9866 GBP | ||||
3 5/9p ordinary | Purchase | 1,311 | 31.9700 GBP | ||||
3 5/9p ordinary | Purchase | 1,319 | 31.9743 GBP | ||||
3 5/9p ordinary | Purchase | 1,595 | 31.9926 GBP | ||||
3 5/9p ordinary | Purchase | 3,014 | 31.9752 GBP | ||||
3 5/9p ordinary | Purchase | 3,362 | 31.9870 GBP | ||||
3 5/9p ordinary | Purchase | 4,056 | 31.9863 GBP | ||||
3 5/9p ordinary | Purchase | 5,406 | 31.9883 GBP | ||||
3 5/9p ordinary | Purchase | 8,189 | 31.9800 GBP | ||||
3 5/9p ordinary | Purchase | 9,173 | 31.9808 GBP | ||||
3 5/9p ordinary | Purchase | 11,000 | 31.9958 GBP | ||||
3 5/9p ordinary | Purchase | 27,064 | 31.9896 GBP | ||||
3 5/9p ordinary | Sale | 44 | 32.0000 GBP | ||||
3 5/9p ordinary | Sale | 49 | 31.9950 GBP | ||||
3 5/9p ordinary | Sale | 194 | 31.9753 GBP | ||||
3 5/9p ordinary | Sale | 279 | 31.9932 GBP | ||||
3 5/9p ordinary | Sale | 577 | 31.9900 GBP | ||||
3 5/9p ordinary | Sale | 595 | 31.9798 GBP | ||||
3 5/9p ordinary | Sale | 721 | 31.9731 GBP | ||||
3 5/9p ordinary | Sale | 785 | 31.9804 GBP | ||||
3 5/9p ordinary | Sale | 792 | 31.9784 GBP | ||||
3 5/9p ordinary | Sale | 805 | 31.9889 GBP | ||||
3 5/9p ordinary | Sale | 1,313 | 31.9700 GBP | ||||
3 5/9p ordinary | Sale | 2,032 | 31.9809 GBP | ||||
3 5/9p ordinary | Sale | 3,375 | 31.9792 GBP | ||||
3 5/9p ordinary | Sale | 6,215 | 31.9738 GBP | ||||
3 5/9p ordinary | Sale | 6,324 | 31.9817 GBP | ||||
3 5/9p ordinary | Sale | 16,178 | 31.9781 GBP | ||||
3 5/9p ordinary | Sale | 20,951 | 31.9800 GBP | ||||
 |  |  |  |  |  |  |  |
(b) | Cash-settled derivative transactions | Â | |||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | Â | reference | unit | |||
security | Â | Â | securities | Â | |||
3 5/9p ordinary | CFD | Long | 8 | 31.9775 GBP | |||
3 5/9p ordinary | CFD | Long | 109 | 31.9774 GBP | |||
3 5/9p ordinary | SWAP | Long | 263 | 31.9861 GBP | |||
3 5/9p ordinary | SWAP | Long | 1,331 | 31.9800 GBP | |||
3 5/9p ordinary | SWAP | Long | 6,670 | 31.9750 GBP | |||
3 5/9p ordinary | SWAP | Long | 6,784 | 31.9770 GBP | |||
3 5/9p ordinary | SWAP | Long | 6,937 | 31.9819 GBP | |||
3 5/9p ordinary | SWAP | Long | 12,844 | 31.9758 GBP | |||
3 5/9p ordinary | SWAP | Short | 1 | 32.0300 GBP | |||
3 5/9p ordinary | SWAP | Short | 8 | 31.9789 GBP | |||
3 5/9p ordinary | SWAP | Short | 27 | 31.9793 GBP | |||
3 5/9p ordinary | SWAP | Short | 83 | 31.9794 GBP | |||
3 5/9p ordinary | SWAP | Short | 85 | 31.9897 GBP | |||
3 5/9p ordinary | CFD | Short | 109 | 32.0325 GBP | |||
3 5/9p ordinary | SWAP | Short | 120 | 31.9795 GBP | |||
3 5/9p ordinary | SWAP | Short | 331 | 32.0089 GBP | |||
3 5/9p ordinary | SWAP | Short | 500 | 31.9831 GBP | |||
3 5/9p ordinary | SWAP | Short | 679 | 31.9891 GBP | |||
3 5/9p ordinary | CFD | Short | 1,110 | 31.9763 GBP | |||
3 5/9p ordinary | SWAP | Short | 1,162 | 31.9889 GBP | |||
3 5/9p ordinary | SWAP | Short | 1,319 | 31.9743 GBP | |||
3 5/9p ordinary | SWAP | Short | 1,595 | 31.9926 GBP | |||
3 5/9p ordinary | SWAP | Short | 2,201 | 31.9745 GBP | |||
3 5/9p ordinary | SWAP | Short | 4,000 | 31.9924 GBP | |||
3 5/9p ordinary | CFD | Short | 4,056 | 31.9863 GBP | |||
3 5/9p ordinary | SWAP | Short | 7,000 | 31.9977 GBP | |||
3 5/9p ordinary | SWAP | Short | 7,296 | 31.9896 GBP | |||
3 5/9p ordinary | SWAP | Short | 9,173 | 31.9808 GBP | |||
3 5/9p ordinary | SWAP | Short | 28,991 | 31.9888 GBP | |||
 |  |  |  |  |  |  |  |
(c) | Stock-settled derivative transactions (including options) | Â | |||||
(i) | Writing, selling, purchasing or varying | Â | |||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | Â | date | money |
relevant | Â | selling, | securities | per unit | Â | Â | paid/ |
security | Â | varying etc | to which | Â | Â | Â | received |
 |  |  | option |  |  |  | per unit |
 |  |  | relates |  |  |  |  |
 |  |  |  |  |  |  |  |
 |  |  |  |  |  |  |  |
(ii) | Exercising | Â | Â | Â | Â | Â | Â |
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | Â | Â | securities | unit | |||
 |  |  |  |  | |||
 |  |  |  |  |  |  |  |
(d) | Other dealings (including subscribing for new securities) | Â | |||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | Â | Â | applicable) | ||||
 |  |  |  | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | Â | |||||
Details of any indemnity or option arrangement, or any agreement or understanding, | Â | Â | |||||
formal or informal, relating to relevant securities which may be an inducement to deal | Â | Â | |||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | Â | ||||||
to the offer or any person acting in concert with a party to the offer: | Â | Â | Â | ||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | Â | |||||
Details of any agreement, arrangement or understanding, formal or informal, between | Â | Â | |||||
the person making the disclosure and any other person relating to: | Â | Â | |||||
(i) the voting rights of any relevant securities under any option; or | Â | Â | Â | ||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | Â | Â | |||||
any derivative is referenced: | Â | Â | Â | Â | Â | Â | |
NONE | |||||||
(c) | Attachments | Â | Â | Â | Â | Â | Â |
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 09 Dec 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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