8 Dec 2022 09:48
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Â | Barclays PLC. | ||||
(b) | Owner or controller of interest and short | Â | |||||
 | positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | AVEVA GROUP PLC | |||||
 | relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an | Â | |||||
 | offeror/offeree, state this and specify identity of | ||||||
 | offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 07 Dec 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO | Â | Â | |||
 | disclosures in respect of any other party to the offer? |  |  | ||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | Â | |||||
 | to which the disclosure relates following the dealing(if any) |  | |||||
Class of relevant security: | 3 5/9p ordinary | ||||||
 | Interests | Short Positions | |||||
 | Number | (%) | Number | (%) | |||
(1) | Relevant securities owned | Â | Â | Â | Â | ||
 | and/or controlled: |  |  | 3,804,168 | 1.26% | 1,907,908 | 0.63% |
(2) | Cash-settled derivatives: | Â | Â | Â | Â | ||
 | and/or controlled: |  |  | 1,954,666 | 0.65% | 3,147,732 | 1.04% |
(3) | Stock-settled derivatives (including options) | Â | Â | Â | Â | ||
 | and agreements to purchase/sell: |  |  | 0 | 0.00% | 0 | 0.00% |
 |  |  |  |  |  |  |  |
 | TOTAL: |  |  | 5,758,834 | 1.91% | 5,055,640 | 1.67% |
(b) | Rights to subscribe for new securities (including directors and other executive | Â | |||||
 | options) |  |  |  |  |  |  |
Class of relevant security in relation to | Â | Â | Â | Â | |||
which subscription right exists | Â | Â | Â | Â | |||
Details, including nature of the rights | Â | Â | Â | Â | |||
concerned and relevant percentages: | Â | Â | Â | Â | |||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | Â | Â | Â | Â | Â | |
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | Â | securities | Â | ||||
3 5/9p ordinary | Purchase | 98 | 31.9500 GBP | ||||
3 5/9p ordinary | Purchase | 303 | 31.9897 GBP | ||||
3 5/9p ordinary | Purchase | 967 | 31.9753 GBP | ||||
3 5/9p ordinary | Purchase | 1,136 | 31.9802 GBP | ||||
3 5/9p ordinary | Purchase | 1,182 | 31.9771 GBP | ||||
3 5/9p ordinary | Purchase | 1,326 | 31.9900 GBP | ||||
3 5/9p ordinary | Purchase | 1,338 | 31.9796 GBP | ||||
3 5/9p ordinary | Purchase | 2,305 | 31.9700 GBP | ||||
3 5/9p ordinary | Purchase | 2,398 | 31.9831 GBP | ||||
3 5/9p ordinary | Purchase | 3,370 | 31.9760 GBP | ||||
3 5/9p ordinary | Purchase | 3,674 | 31.9800 GBP | ||||
3 5/9p ordinary | Purchase | 3,799 | 31.9809 GBP | ||||
3 5/9p ordinary | Purchase | 5,104 | 31.9787 GBP | ||||
3 5/9p ordinary | Purchase | 15,254 | 31.9784 GBP | ||||
3 5/9p ordinary | Purchase | 17,624 | 31.9808 GBP | ||||
3 5/9p ordinary | Purchase | 264,286 | 31.9696 GBP | ||||
3 5/9p ordinary | Sale | 3 | 31.9816 GBP | ||||
3 5/9p ordinary | Sale | 30 | 31.9626 GBP | ||||
3 5/9p ordinary | Sale | 98 | 31.9500 GBP | ||||
3 5/9p ordinary | Sale | 117 | 31.9650 GBP | ||||
3 5/9p ordinary | Sale | 189 | 31.9802 GBP | ||||
3 5/9p ordinary | Sale | 191 | 31.9653 GBP | ||||
3 5/9p ordinary | Sale | 193 | 31.9708 GBP | ||||
3 5/9p ordinary | Sale | 249 | 31.9532 GBP | ||||
3 5/9p ordinary | Sale | 285 | 31.9850 GBP | ||||
3 5/9p ordinary | Sale | 339 | 31.9719 GBP | ||||
3 5/9p ordinary | Sale | 343 | 31.9600 GBP | ||||
3 5/9p ordinary | Sale | 457 | 31.9689 GBP | ||||
3 5/9p ordinary | Sale | 781 | 31.9609 GBP | ||||
3 5/9p ordinary | Sale | 1,005 | 31.9900 GBP | ||||
3 5/9p ordinary | Sale | 1,342 | 31.9876 GBP | ||||
3 5/9p ordinary | Sale | 1,884 | 31.9725 GBP | ||||
3 5/9p ordinary | Sale | 2,000 | 31.9711 GBP | ||||
3 5/9p ordinary | Sale | 2,031 | 31.9804 GBP | ||||
3 5/9p ordinary | Sale | 3,098 | 31.9700 GBP | ||||
3 5/9p ordinary | Sale | 3,452 | 31.9722 GBP | ||||
3 5/9p ordinary | Sale | 3,636 | 31.9799 GBP | ||||
3 5/9p ordinary | Sale | 4,574 | 31.9739 GBP | ||||
3 5/9p ordinary | Sale | 5,406 | 31.9658 GBP | ||||
3 5/9p ordinary | Sale | 6,211 | 31.9800 GBP | ||||
3 5/9p ordinary | Sale | 8,227 | 31.9748 GBP | ||||
3 5/9p ordinary | Sale | 8,839 | 31.9738 GBP | ||||
3 5/9p ordinary | Sale | 9,957 | 31.9710 GBP | ||||
3 5/9p ordinary | Sale | 13,752 | 31.9732 GBP | ||||
3 5/9p ordinary | Sale | 18,490 | 31.9587 GBP | ||||
3 5/9p ordinary | Sale | 25,761 | 31.9678 GBP | ||||
3 5/9p ordinary | Sale | 28,097 | 31.9718 GBP | ||||
3 5/9p ordinary | Sale | 32,776 | 31.9622 GBP | ||||
3 5/9p ordinary | Sale | 40,715 | 31.9771 GBP | ||||
3 5/9p ordinary | Sale | 45,980 | 31.9740 GBP | ||||
 |  |  |  |  |  |  |  |
(b) | Cash-settled derivative transactions | Â | |||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | Â | reference | unit | |||
security | Â | Â | securities | Â | |||
3 5/9p ordinary | SWAP | Long | 17 | 31.9800 GBP | |||
3 5/9p ordinary | CFD | Long | 38 | 31.9786 GBP | |||
3 5/9p ordinary | SWAP | Long | 61 | 31.9767 GBP | |||
3 5/9p ordinary | SWAP | Long | 96 | 31.9697 GBP | |||
3 5/9p ordinary | SWAP | Long | 107 | 31.9719 GBP | |||
3 5/9p ordinary | CFD | Long | 110 | 31.9574 GBP | |||
3 5/9p ordinary | SWAP | Long | 360 | 31.9769 GBP | |||
3 5/9p ordinary | SWAP | Long | 2,000 | 31.9577 GBP | |||
3 5/9p ordinary | SWAP | Long | 6,809 | 31.9699 GBP | |||
3 5/9p ordinary | SWAP | Long | 13,752 | 31.9732 GBP | |||
3 5/9p ordinary | SWAP | Long | 14,902 | 31.9768 GBP | |||
3 5/9p ordinary | SWAP | Long | 19,542 | 31.9687 GBP | |||
3 5/9p ordinary | SWAP | Long | 26,134 | 31.9763 GBP | |||
3 5/9p ordinary | SWAP | Short | 1 | 31.9565 GBP | |||
3 5/9p ordinary | SWAP | Short | 5 | 31.9525 GBP | |||
3 5/9p ordinary | SWAP | Short | 8 | 31.9528 GBP | |||
3 5/9p ordinary | SWAP | Short | 30 | 31.9532 GBP | |||
3 5/9p ordinary | SWAP | Short | 31 | 31.9533 GBP | |||
3 5/9p ordinary | SWAP | Short | 43 | 31.9535 GBP | |||
3 5/9p ordinary | SWAP | Short | 49 | 31.9800 GBP | |||
3 5/9p ordinary | SWAP | Short | 58 | 31.9788 GBP | |||
3 5/9p ordinary | CFD | Short | 110 | 31.9825 GBP | |||
3 5/9p ordinary | SWAP | Short | 806 | 31.9703 GBP | |||
3 5/9p ordinary | SWAP | Short | 1,136 | 31.9802 GBP | |||
3 5/9p ordinary | SWAP | Short | 1,299 | 31.9704 GBP | |||
3 5/9p ordinary | SWAP | Short | 2,225 | 31.9707 GBP | |||
3 5/9p ordinary | SWAP | Short | 2,398 | 31.9831 GBP | |||
3 5/9p ordinary | SWAP | Short | 5,046 | 31.9787 GBP | |||
3 5/9p ordinary | SWAP | Short | 5,836 | 31.9808 GBP | |||
3 5/9p ordinary | SWAP | Short | 14,996 | 31.9830 GBP | |||
 |  |  |  |  |  |  |  |
(c) | Stock-settled derivative transactions (including options) | Â | |||||
(i) | Writing, selling, purchasing or varying | Â | |||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | Â | date | money |
relevant | Â | selling, | securities | per unit | Â | Â | paid/ |
security | Â | varying etc | to which | Â | Â | Â | received |
 |  |  | option |  |  |  | per unit |
 |  |  | relates |  |  |  |  |
 |  |  |  |  |  |  |  |
 |  |  |  |  |  |  |  |
(ii) | Exercising | Â | Â | Â | Â | Â | Â |
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | Â | Â | securities | unit | |||
 |  |  |  |  | |||
 |  |  |  |  |  |  |  |
(d) | Other dealings (including subscribing for new securities) | Â | |||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | Â | Â | applicable) | ||||
 |  |  |  | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | Â | |||||
Details of any indemnity or option arrangement, or any agreement or understanding, | Â | Â | |||||
formal or informal, relating to relevant securities which may be an inducement to deal | Â | Â | |||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | Â | ||||||
to the offer or any person acting in concert with a party to the offer: | Â | Â | Â | ||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | Â | |||||
Details of any agreement, arrangement or understanding, formal or informal, between | Â | Â | |||||
the person making the disclosure and any other person relating to: | Â | Â | |||||
(i) the voting rights of any relevant securities under any option; or | Â | Â | Â | ||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | Â | Â | |||||
any derivative is referenced: | Â | Â | Â | Â | Â | Â | |
NONE | |||||||
(c) | Attachments | Â | Â | Â | Â | Â | Â |
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 08 Dec 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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