4 Oct 2018 11:15
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. | |||
(b) | Owner or controller of interest and short | ||||
positions disclosed, if different from 1(a): | |||||
(c) | Name of offeror/offeree in relation to whose | CME GROUP INC | |||
relevant securities this form relates: | |||||
(d) | Status of person making the disclosure: | CONNECTED TO THE OFFEROR | |||
(e) | Date position held/dealing undertaken: | 03 October 2018 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
Class of relevant security: | USD 0.01 Class A common | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 80,012 | 0.02% | 5,255 | 0.00% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 51,400 | 0.02% | 60,900 | 0.02% | |||||||
(4) | |||||||||||
TOTAL: | 131,412 | 0.04% | 66,155 | 0.02% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.01 Class A common | Purchase | 5 | 174.5400 USD | ||||
USD 0.01 Class A common | Purchase | 7 | 175.5700 USD | ||||
USD 0.01 Class A common | Purchase | 60 | 175.3300 USD | ||||
USD 0.01 Class A common | Purchase | 61 | 175.6100 USD | ||||
USD 0.01 Class A common | Purchase | 68 | 175.5197 USD | ||||
USD 0.01 Class A common | Purchase | 75 | 175.2600 USD | ||||
USD 0.01 Class A common | Purchase | 90 | 175.1900 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 175.2200 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 174.8700 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 174.7200 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 175.8900 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 175.8300 USD | ||||
USD 0.01 Class A common | Purchase | 125 | 175.2930 USD | ||||
USD 0.01 Class A common | Purchase | 148 | 175.4002 USD | ||||
USD 0.01 Class A common | Purchase | 200 | 175.2700 USD | ||||
USD 0.01 Class A common | Purchase | 200 | 175.0231 USD | ||||
USD 0.01 Class A common | Purchase | 251 | 175.0532 USD | ||||
USD 0.01 Class A common | Purchase | 300 | 174.7600 USD | ||||
USD 0.01 Class A common | Purchase | 320 | 175.5318 USD | ||||
USD 0.01 Class A common | Purchase | 488 | 175.2810 USD | ||||
USD 0.01 Class A common | Purchase | 500 | 175.2460 USD | ||||
USD 0.01 Class A common | Purchase | 532 | 175.2834 USD | ||||
USD 0.01 Class A common | Purchase | 600 | 175.2100 USD | ||||
USD 0.01 Class A common | Purchase | 641 | 175.5116 USD | ||||
USD 0.01 Class A common | Purchase | 674 | 175.4473 USD | ||||
USD 0.01 Class A common | Purchase | 738 | 175.2991 USD | ||||
USD 0.01 Class A common | Purchase | 800 | 175.4081 USD | ||||
USD 0.01 Class A common | Purchase | 1,000 | 175.8500 USD | ||||
USD 0.01 Class A common | Purchase | 1,387 | 175.2235 USD | ||||
USD 0.01 Class A common | Purchase | 1,625 | 175.3958 USD | ||||
USD 0.01 Class A common | Purchase | 1,685 | 175.2907 USD | ||||
USD 0.01 Class A common | Purchase | 2,530 | 175.3554 USD | ||||
USD 0.01 Class A common | Purchase | 3,100 | 175.5731 USD | ||||
USD 0.01 Class A common | Purchase | 3,182 | 175.5746 USD | ||||
USD 0.01 Class A common | Purchase | 9,090 | 175.4500 USD | ||||
USD 0.01 Class A common | Purchase | 29,646 | 175.4331 USD | ||||
USD 0.01 Class A common | Sale | 5 | 174.5400 USD | ||||
USD 0.01 Class A common | Sale | 20 | 175.5100 USD | ||||
USD 0.01 Class A common | Sale | 22 | 175.7100 USD | ||||
USD 0.01 Class A common | Sale | 44 | 175.6100 USD | ||||
USD 0.01 Class A common | Sale | 65 | 175.4800 USD | ||||
USD 0.01 Class A common | Sale | 82 | 175.4900 USD | ||||
USD 0.01 Class A common | Sale | 100 | 175.1500 USD | ||||
USD 0.01 Class A common | Sale | 100 | 175.5300 USD | ||||
USD 0.01 Class A common | Sale | 100 | 175.6000 USD | ||||
USD 0.01 Class A common | Sale | 100 | 175.2500 USD | ||||
USD 0.01 Class A common | Sale | 106 | 175.3000 USD | ||||
USD 0.01 Class A common | Sale | 110 | 175.2372 USD | ||||
USD 0.01 Class A common | Sale | 116 | 175.2934 USD | ||||
USD 0.01 Class A common | Sale | 119 | 175.5500 USD | ||||
USD 0.01 Class A common | Sale | 127 | 175.2900 USD | ||||
USD 0.01 Class A common | Sale | 196 | 175.2200 USD | ||||
USD 0.01 Class A common | Sale | 200 | 175.3300 USD | ||||
USD 0.01 Class A common | Sale | 200 | 174.7350 USD | ||||
USD 0.01 Class A common | Sale | 200 | 175.5350 USD | ||||
USD 0.01 Class A common | Sale | 210 | 175.2700 USD | ||||
USD 0.01 Class A common | Sale | 300 | 174.7600 USD | ||||
USD 0.01 Class A common | Sale | 310 | 175.2741 USD | ||||
USD 0.01 Class A common | Sale | 500 | 175.2420 USD | ||||
USD 0.01 Class A common | Sale | 600 | 175.1200 USD | ||||
USD 0.01 Class A common | Sale | 600 | 175.5708 USD | ||||
USD 0.01 Class A common | Sale | 674 | 175.6921 USD | ||||
USD 0.01 Class A common | Sale | 700 | 175.5692 USD | ||||
USD 0.01 Class A common | Sale | 700 | 175.5232 USD | ||||
USD 0.01 Class A common | Sale | 900 | 175.3361 USD | ||||
USD 0.01 Class A common | Sale | 900 | 175.4414 USD | ||||
USD 0.01 Class A common | Sale | 1,008 | 175.4500 USD | ||||
USD 0.01 Class A common | Sale | 1,100 | 175.6190 USD | ||||
USD 0.01 Class A common | Sale | 1,228 | 175.2815 USD | ||||
USD 0.01 Class A common | Sale | 1,500 | 175.6666 USD | ||||
USD 0.01 Class A common | Sale | 2,375 | 175.2401 USD | ||||
USD 0.01 Class A common | Sale | 2,384 | 175.3026 USD | ||||
USD 0.01 Class A common | Sale | 2,658 | 175.3590 USD | ||||
USD 0.01 Class A common | Sale | 2,700 | 175.6225 USD | ||||
USD 0.01 Class A common | Sale | 9,629 | 175.4432 USD | ||||
USD 0.01 Class A common | Sale | 28,675 | 175.4387 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
relates | |||||||||||||||
USD 0.01 Class A common | Call Options | Purchasing | 200 | 135 USD | American | 17 Jan 2020 | 43.4700 USD | ||||||||
USD 0.01 Class A common | Call Options | Purchasing | 600 | 170 USD | American | 21 Dec 2018 | 9.4333 USD | ||||||||
USD 0.01 Class A common | Call Options | Purchasing | 200 | 190 USD | American | 18 Jan 2019 | 1.1500 USD | ||||||||
USD 0.01 Class A common | Call Options | Selling | 200 | 175 USD | American | 21 Dec 2018 | 5.9000 USD | ||||||||
USD 0.01 Class A common | Call Options | Selling | 500 | 195 USD | American | 21 Dec 2018 | 0.4500 USD | ||||||||
USD 0.01 Class A common | Put Options | Purchasing | 300 | 190 USD | American | 15 Mar 2019 | 18.3000 USD | ||||||||
USD 0.01 Class A common | Put Options | Purchasing | 100 | 200 USD | American | 17 Jan 2020 | 30.6000 USD | ||||||||
USD 0.01 Class A common | Put Options | Selling | 800 | 90 USD | American | 15 Jan 2021 | 1.8900 USD | ||||||||
USD 0.01 Class A common | Put Options | Selling | 100 | 170 USD | American | 16 Nov 2018 | 2.1500 USD | ||||||||
USD 0.01 Class A common | Put Options | Selling | 500 | 175 USD | American | 16 Nov 2018 | 3.8000 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None |
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) | YES | |
Supplemental Form 8 (SBL) | NO | |
Date of disclosure: | 4 Oct 2018 | |
Contact name: | Large Holdings Regulatory Operations | |
Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings | Barclays PLC. | |
are being disclosed: | ||
Name of offeror/offeree in relation to whose | CME GROUP INC | |
relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 120.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 240.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 185.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 115.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 165.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 160.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 170.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 190.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 135.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 165.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 140.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 300 | 135.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 400 | 170.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 400 | 145.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 160.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 170.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 220.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 155.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 600 | 155.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 700 | 150.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 700 | 200.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 700 | 173.0000 | American | 5 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 700 | 145.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 900 | 130.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,100 | 175.0000 | American | 5 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 2,500 | 160.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 2,900 | 150.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 3,200 | 200.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -6,900 | 170.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -5,000 | 190.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Written | -3,200 | 140.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -3,100 | 180.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,600 | 185.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,400 | 175.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,300 | 160.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,100 | 200.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,000 | 195.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,000 | 210.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -600 | 180.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -400 | 180.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -300 | 175.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -100 | 170.0000 | American | 5 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -100 | 175.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -100 | 178.0000 | American | 12 Oct 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -5,000 | 60.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -4,000 | 160.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -3,500 | 85.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -3,400 | 65.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -2,500 | 140.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -2,200 | 90.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,400 | 145.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,200 | 100.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,100 | 180.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,100 | 130.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,100 | 95.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,000 | 170.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -800 | 110.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -800 | 140.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -700 | 120.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -600 | 75.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -500 | 160.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -500 | 125.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -500 | 175.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -300 | 160.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -300 | 90.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -300 | 190.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -200 | 135.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 85.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 70.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 165.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 210.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 160.0000 | American | 2 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 115.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 200.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 190.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 90.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 170.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 200 | 150.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 200 | 70.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Written | 400 | 170.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 500 | 155.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 500 | 175.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 800 | 105.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 800 | 150.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 800 | 175.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 900 | 125.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 1,000 | 168.0000 | American | 5 Oct 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 1,500 | 185.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 2,100 | 145.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 2,600 | 115.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 3,600 | 90.0000 | American | 15 Jan 2021 | |||||||
USD 0.01 Class A common | Put Options | Written | 4,900 | 150.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Written | 7,700 | 165.0000 | American | 19 Oct 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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