26 Oct 2018 11:44
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. | |||
(b) | Owner or controller of interest and short | ||||
positions disclosed, if different from 1(a): | |||||
(c) | Name of offeror/offeree in relation to whose | BARRICK GOLD CORPORATION | |||
relevant securities this form relates: | |||||
(d) | Status of person making the disclosure: | CONNECTED TO THE OFFEREE | |||
(e) | Date position held/dealing undertaken: | 25 October 2018 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
Class of relevant security: | Ordinary NPV | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 1,515,548 | 0.13% | 0 | 0.00% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 646,800 | 0.06% | 2,717,300 | 0.23% | |||||||
TOTAL: | 2,162,348 | 0.19% | 2,717,300 | 0.23% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
Ordinary NPV | Purchase | 200 | 12.5850 USD | ||||
Ordinary NPV | Purchase | 300 | 12.5450 USD | ||||
Ordinary NPV | Purchase | 400 | 16.5973 CAD | ||||
Ordinary NPV | Purchase | 400 | 12.9225 USD | ||||
Ordinary NPV | Purchase | 400 | 12.5350 USD | ||||
Ordinary NPV | Purchase | 429 | 12.6500 USD | ||||
Ordinary NPV | Purchase | 900 | 12.8888 USD | ||||
Ordinary NPV | Purchase | 920 | 12.5900 USD | ||||
Ordinary NPV | Purchase | 929 | 13.1373 USD | ||||
Ordinary NPV | Purchase | 1,100 | 12.5445 USD | ||||
Ordinary NPV | Purchase | 1,200 | 12.5550 USD | ||||
Ordinary NPV | Purchase | 1,300 | 12.5800 USD | ||||
Ordinary NPV | Purchase | 1,400 | 12.6042 USD | ||||
Ordinary NPV | Purchase | 1,763 | 12.6451 USD | ||||
Ordinary NPV | Purchase | 2,000 | 12.9750 USD | ||||
Ordinary NPV | Purchase | 2,100 | 12.5500 USD | ||||
Ordinary NPV | Purchase | 3,400 | 12.8770 USD | ||||
Ordinary NPV | Purchase | 3,700 | 12.5474 USD | ||||
Ordinary NPV | Purchase | 4,000 | 12.6555 USD | ||||
Ordinary NPV | Purchase | 4,490 | 12.7355 USD | ||||
Ordinary NPV | Purchase | 4,547 | 12.7911 USD | ||||
Ordinary NPV | Purchase | 5,911 | 12.5941 USD | ||||
Ordinary NPV | Purchase | 8,259 | 12.5479 USD | ||||
Ordinary NPV | Purchase | 8,900 | 12.7057 USD | ||||
Ordinary NPV | Purchase | 9,084 | 12.7282 USD | ||||
Ordinary NPV | Purchase | 13,468 | 12.5891 USD | ||||
Ordinary NPV | Purchase | 17,598 | 12.5781 USD | ||||
Ordinary NPV | Purchase | 28,600 | 12.5428 USD | ||||
Ordinary NPV | Purchase | 36,588 | 12.6995 USD | ||||
Ordinary NPV | Purchase | 40,500 | 12.6526 USD | ||||
Ordinary NPV | Purchase | 40,900 | 12.6231 USD | ||||
Ordinary NPV | Purchase | 54,125 | 12.7103 USD | ||||
Ordinary NPV | Purchase | 54,218 | 12.7953 USD | ||||
Ordinary NPV | Purchase | 78,135 | 12.7234 USD | ||||
Ordinary NPV | Purchase | 101,000 | 12.6067 USD | ||||
Ordinary NPV | Purchase | 121,964 | 12.6919 USD | ||||
Ordinary NPV | Purchase | 126,734 | 12.7371 USD | ||||
Ordinary NPV | Purchase | 134,495 | 12.7135 USD | ||||
Ordinary NPV | Purchase | 155,700 | 12.6708 USD | ||||
Ordinary NPV | Purchase | 165,000 | 12.5600 USD | ||||
Ordinary NPV | Purchase | 266,000 | 12.6573 USD | ||||
Ordinary NPV | Purchase | 313,405 | 12.5700 USD | ||||
Ordinary NPV | Purchase | 712,289 | 12.7307 USD | ||||
Ordinary NPV | Purchase | 8,800 | 16.5906 CAD | ||||
Ordinary NPV | Sale | 100 | 12.7000 USD | ||||
Ordinary NPV | Sale | 111 | 12.7891 USD | ||||
Ordinary NPV | Sale | 200 | 12.8200 USD | ||||
Ordinary NPV | Sale | 200 | 12.5850 USD | ||||
Ordinary NPV | Sale | 200 | 13.1300 USD | ||||
Ordinary NPV | Sale | 200 | 12.5900 USD | ||||
Ordinary NPV | Sale | 300 | 13.1250 USD | ||||
Ordinary NPV | Sale | 300 | 12.6531 USD | ||||
Ordinary NPV | Sale | 429 | 13.1493 USD | ||||
Ordinary NPV | Sale | 700 | 12.5514 USD | ||||
Ordinary NPV | Sale | 1,100 | 12.6572 USD | ||||
Ordinary NPV | Sale | 1,400 | 12.5996 USD | ||||
Ordinary NPV | Sale | 1,855 | 12.6818 USD | ||||
Ordinary NPV | Sale | 1,900 | 12.7868 USD | ||||
Ordinary NPV | Sale | 2,800 | 12.5571 USD | ||||
Ordinary NPV | Sale | 3,900 | 12.5612 USD | ||||
Ordinary NPV | Sale | 5,927 | 12.5700 USD | ||||
Ordinary NPV | Sale | 9,935 | 12.5550 USD | ||||
Ordinary NPV | Sale | 15,888 | 12.5883 USD | ||||
Ordinary NPV | Sale | 16,050 | 12.7491 USD | ||||
Ordinary NPV | Sale | 44,459 | 12.5445 USD | ||||
Ordinary NPV | Sale | 46,045 | 12.6990 USD | ||||
Ordinary NPV | Sale | 53,915 | 12.6544 USD | ||||
Ordinary NPV | Sale | 54,125 | 12.7103 USD | ||||
Ordinary NPV | Sale | 64,984 | 12.7061 USD | ||||
Ordinary NPV | Sale | 79,163 | 12.7514 USD | ||||
Ordinary NPV | Sale | 85,834 | 12.7544 USD | ||||
Ordinary NPV | Sale | 91,700 | 12.6331 USD | ||||
Ordinary NPV | Sale | 104,200 | 12.6294 USD | ||||
Ordinary NPV | Sale | 119,600 | 12.6537 USD | ||||
Ordinary NPV | Sale | 165,000 | 12.5600 USD | ||||
Ordinary NPV | Sale | 193,000 | 12.6558 USD | ||||
Ordinary NPV | Sale | 348,913 | 12.5765 USD | ||||
Ordinary NPV | Sale | 1,024,653 | 12.7265 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
relates | |||||||||||||||
Ordinary NPV | Call Options | Purchasing | 300 | 13 USD | American | 18 Jan 2019 | 0.9800 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 100 | 13 USD | American | 17 Jan 2020 | 1.8300 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 5,400 | 14 USD | American | 16 Nov 2018 | 0.3633 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 800 | 15 USD | American | 16 Nov 2018 | 0.0800 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 6,200 | 15 USD | American | 18 Jan 2019 | 0.3600 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 300 | 16 USD | American | 18 Jan 2019 | 0.2100 USD | ||||||||
Ordinary NPV | Call Options | Selling | 100 | 9 USD | American | 18 Apr 2019 | 3.9000 USD | ||||||||
Ordinary NPV | Call Options | Selling | 600 | 12 USD | American | 2 Nov 2018 | 1.2000 USD | ||||||||
Ordinary NPV | Call Options | Selling | 200 | 12 USD | American | 16 Nov 2018 | 0.9150 USD | ||||||||
Ordinary NPV | Call Options | Selling | 1,500 | 13 USD | American | 18 Apr 2019 | 1.1400 USD | ||||||||
Ordinary NPV | Call Options | Selling | 1,100 | 13 USD | American | 17 Jan 2020 | 1.9981 USD | ||||||||
Ordinary NPV | Call Options | Selling | 1,700 | 14 USD | American | 18 Jan 2019 | 0.5088 USD | ||||||||
Ordinary NPV | Call Options | Selling | 1,200 | 15 USD | American | 2 Nov 2018 | 0.0200 USD | ||||||||
Ordinary NPV | Call Options | Selling | 5,000 | 16 USD | American | 16 Nov 2018 | 0.0400 USD | ||||||||
Ordinary NPV | Call Options | Selling | 100 | 16 USD | American | 21 Dec 2018 | 0.1500 USD | ||||||||
Ordinary NPV | Put Options | Purchasing | 1,200 | 12 USD | American | 26 Oct 2018 | 0.0300 USD | ||||||||
Ordinary NPV | Put Options | Purchasing | 200 | 13 USD | American | 26 Oct 2018 | 0.4300 USD | ||||||||
Ordinary NPV | Put Options | Purchasing | 500 | 13 USD | American | 16 Nov 2018 | 0.2600 USD | ||||||||
Ordinary NPV | Put Options | Purchasing | 300 | 14 USD | American | 26 Oct 2018 | 0.7800 USD | ||||||||
Ordinary NPV | Put Options | Selling | 800 | 10 USD | American | 18 Jan 2019 | 0.1200 USD | ||||||||
Ordinary NPV | Put Options | Selling | 200 | 13 USD | American | 26 Oct 2018 | 0.1100 USD | ||||||||
Ordinary NPV | Put Options | Selling | 400 | 13 USD | American | 9 Nov 2018 | 0.4900 USD | ||||||||
Ordinary NPV | Put Options | Selling | 300 | 13 USD | American | 18 Apr 2019 | 1.3700 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None |
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) | YES | |
Supplemental Form 8 (SBL) | NO | |
Date of disclosure: | 26 Oct 2018 | |
Contact name: | Large Holdings Regulatory Operations | |
Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings | Barclays PLC. | ||
are being disclosed: | |||
Name of offeror/offeree in relation to whose | BARRICK GOLD CORPORATION | ||
relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
Ordinary NPV | Call Options | Purchased | 100 | 15.0000 | American | 30 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 100 | 6.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 200 | 12.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 200 | 16.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 200 | 13.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 200 | 14.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 200 | 10.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 300 | 11.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 300 | 13.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 300 | 20.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Call Options | Purchased | 300 | 11.0000 | American | 23 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 400 | 15.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Call Options | Purchased | 600 | 25.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 800 | 15.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 900 | 13.0000 | American | 23 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 1,000 | 15.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 1,200 | 14.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,300 | 17.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,500 | 14.0000 | American | 30 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 1,600 | 10.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 1,700 | 25.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,700 | 12.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 1,900 | 8.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Purchased | 3,400 | 11.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 3,400 | 18.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 4,700 | 16.0000 | American | 30 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 5,000 | 16.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 5,400 | 14.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 7,200 | 15.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 8,300 | 12.0000 | American | 9 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 8,300 | 13.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 9,300 | 14.0000 | American | 9 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 10,000 | 35.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Purchased | 11,100 | 13.0000 | American | 9 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 17,000 | 13.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 19,600 | 11.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 27,200 | 9.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 32,100 | 10.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 43,200 | 10.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Purchased | 45,000 | 20.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 51,900 | 14.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 177,100 | 22.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -272,700 | 15.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -257,200 | 20.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -183,900 | 12.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -160,700 | 17.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -119,800 | 13.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -117,900 | 16.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -97,100 | 15.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -89,600 | 14.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -80,800 | 30.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -56,500 | 17.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -55,700 | 12.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -55,500 | 22.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -46,800 | 11.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -44,100 | 35.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -36,700 | 25.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -35,300 | 11.0000 | American | 9 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -22,400 | 13.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -20,800 | 25.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -19,600 | 20.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -15,600 | 37.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -14,400 | 18.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -14,100 | 15.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -13,300 | 27.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -8,500 | 12.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -5,900 | 27.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -5,300 | 19.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -5,000 | 16.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -5,000 | 18.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -4,700 | 24.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -3,700 | 15.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -3,500 | 22.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -3,000 | 21.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -1,600 | 15.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Call Options | Written | -1,600 | 14.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Call Options | Written | -1,400 | 8.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -1,200 | 15.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -1,000 | 10.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -800 | 12.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -700 | 26.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -600 | 14.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -400 | 11.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -400 | 9.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -300 | 13.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -100 | 12.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Call Options | Written | -100 | 9.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -300,000 | 15.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -155,100 | 9.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -138,600 | 10.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -73,800 | 10.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -53,400 | 9.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -27,100 | 13.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -13,600 | 8.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -13,000 | 13.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -10,700 | 11.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -10,200 | 13.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -9,000 | 11.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -5,300 | 14.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -5,100 | 13.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -4,600 | 12.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -2,800 | 20.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -2,600 | 10.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -2,000 | 11.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -1,900 | 8.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -1,500 | 10.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -800 | 14.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -400 | 14.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -300 | 8.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Put Options | Purchased | -200 | 13.0000 | American | 30 Nov 2018 | |||||||
Ordinary NPV | Put Options | Written | 100 | 20.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 100 | 11.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Put Options | Written | 200 | 10.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Put Options | Written | 400 | 22.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 400 | 13.0000 | American | 9 Nov 2018 | |||||||
Ordinary NPV | Put Options | Written | 400 | 17.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 600 | 5.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 600 | 8.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 700 | 16.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 700 | 10.0000 | American | 30 Nov 2018 | |||||||
Ordinary NPV | Put Options | Written | 800 | 12.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Put Options | Written | 900 | 12.0000 | American | 9 Nov 2018 | |||||||
Ordinary NPV | Put Options | Written | 1,000 | 14.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 1,500 | 13.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 1,900 | 12.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Put Options | Written | 3,500 | 13.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 5,000 | 15.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Put Options | Written | 5,800 | 12.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 18,200 | 15.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 22,400 | 17.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 22,600 | 15.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 52,800 | 12.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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