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EPT Disclosure

18 Jun 2009 11:30

RNS Number : 1142U
Merrill Lynch International
18 June 2009
 



FORM 38.5(a)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS

WITH RECOGNISED INTERMEDIARY STATUS

DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(a) of the Takeover Code))

1. KEY INFORMATION

Name of exempt principal trader

Merrill Lynch International

Company dealt in

Aquarius Platinum Limited

Class of relevant security to which the 

Common

dealings being disclosed relate

Date of dealing

17/06/2009

2. DEALINGS

(a) Purchases and sales

Total number of securities 

Highest price paid

Lowest price paid

purchased

334,652

GBP 2.46

GBP 2.27

Total number of securities sold

Highest price received

Lowest price received

384,259

GBP 2.47

GBP 2.26

4,350

ZAR 32.50

ZAR 32.50

(b) Derivatives transactions (other than options)

Product name, 

Short/Long

Number of securities

Price per unit 

eg. CFD

Long Swap

LONG

113,195

GBP 2.30

Long Swap

LONG

3,716

GBP 2.45

Long Swap

LONG

634

GBP 2.45

Product name, 

Short/Long

Number of securities

Price per unit 

eg. CFD

Short Swap

SHORT

1

GBP 2.37

Short Swap

SHORT

1

GBP 2.37

Short Swap

SHORT

5

GBP 2.37

Short Swap

SHORT

49,954

GBP 2.37

Short Swap

SHORT

78,946

GBP 2.37

(c)  Options transactions in respect of existing securities

Product name

Writing, 

Number of 

Exercise 

Type, e.g. 

Expiry 

Option 

selling, 

securities under 

price 

American, 

date

money

eg call option

purchasing, 

option

European etc

paid/received

varying etc.

per unit 

(ii) Exercising

Product name

Number of securities under 

Exercise price 

eg call option

option

 

3. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any 

other person relating to the voting rights of any relevant securities under any option referred to on this 

form or relating to the voting rights or future acquisition or disposal of any relevant securities to which 

any derivative referred to on this form is referenced. If none, this should be stated. 

NONE

Date of disclosure

18/06/2009

Contact name

Bhavika Mistry

Telephone number

+44 207 995 4747

Name of offeree/offeror with whom connected

Aquarius Platinum Limited

Nature of connection #

Advisor

 

FORM 38.5(a)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS

WITH RECOGNISED INTERMEDIARY STATUS

DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(a) of the Takeover Code))

1. KEY INFORMATION

Name of exempt principal trader

Merrill Lynch International

Company dealt in

OJSC Polyus Gold

Class of relevant security to which the 

Common

dealings being disclosed relate

Date of dealing

17/06/2009

2. DEALINGS

(a) Purchases and sales

Total number of securities sold

Highest price received

Lowest price received

686

USD 43.60

USD 43.60

(b) Derivatives transactions (other than options)

Product name, 

Short/Long

Number of securities

Price per unit 

eg. CFD

(c)  Options transactions in respect of existing securities

Product name

Writing, 

Number of 

Exercise 

Type, e.g. 

Expiry 

Option money

selling, 

securities under 

price 

American, 

date

eg call option

purchasing, 

option

European etc

paid/received 

varying etc.

per unit 

(ii) Exercising

Product name

Number of securities under 

Exercise price 

eg call option

option

 

3. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any 

other person relating to the voting rights of any relevant securities under any option referred to on this 

form or relating to the voting rights or future acquisition or disposal of any relevant securities to which 

any derivative referred to on this form is referenced. If none, this should be stated. 

NONE

Date of disclosure

18/06/2009

Contact name

Bhavika Mistry

Telephone number

+44 207 995 4747

Name of offeree/offeror with whom connected

KazakhGold Group Limited

Nature of connection #

Advisor

 

FORM 38.5(a)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS

WITH RECOGNISED INTERMEDIARY STATUS

DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(a) of the Takeover Code))

1. KEY INFORMATION

Name of exempt principal trader

Merrill Lynch International

Company dealt in

OJSC Polyus Gold ADR.

Class of relevant security to which the 

ADR

dealings being disclosed relate

Date of dealing

17/06/2009

2. DEALINGS

(a) Purchases and sales

Total number of securities 

Highest price paid

Lowest price paid

purchased

21,554

USD 23.00

USD 22.52

Total number of securities sold

Highest price received

Lowest price received

19,294

USD 22.60

USD 22.50

(b) Derivatives transactions (other than options)

Product name, 

Short/Long

Number of securities

Price per unit 

eg. CFD

(c)  Options transactions in respect of existing securities

Product name

Writing, 

Number of 

Exercise 

Type, e.g. 

Expiry 

Option money

selling, 

securities under 

price 

American, 

date

eg call option

purchasing, 

option

European etc

paid/received 

varying etc.

per unit 

(ii) Exercising

Product name

Number of securities under 

Exercise price 

eg call option

option

 

3. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any 

other person relating to the voting rights of any relevant securities under any option referred to on this 

form or relating to the voting rights or future acquisition or disposal of any relevant securities to which 

any derivative referred to on this form is referenced. If none, this should be stated. 

NONE

Date of disclosure

18/06/2009

Contact name

Bhavika Mistry

Telephone number

+44 207 995 4747

Name of offeree/offeror with whom connected

KazakhGold Group Limited

Nature of connection #

Advisor

 

FORM 38.5(a)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS

WITH RECOGNISED INTERMEDIARY STATUS

DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(a) of the Takeover Code))

1. KEY INFORMATION

Name of exempt principal trader

Merrill Lynch International

Company dealt in

SEGRO PLC

Class of relevant security to which the 

Common

dealings being disclosed relate

Date of dealing

17/06/2009

2. DEALINGS

(a) Purchases and sales

Total number of securities 

Highest price paid

Lowest price paid

purchased

1,253,351

GBP 0.23

GBP 0.22

Total number of securities sold

Highest price received

Lowest price received

856,609

GBP 0.23

GBP 0.22

(b) Derivatives transactions (other than options)

Product name, 

Short/Long

Number of securities

Price per unit 

eg. CFD

Long Swap

LONG

189,564

GBP 0.22

Long Swap

LONG

114,201

GBP 0.22

Long Swap

LONG

111,000

GBP 0.22

Long Swap

LONG

22,885

GBP 0.22

Long Swap

LONG

7,245

GBP 0.22

Product name, 

Short/Long

Number of securities

Price per unit 

eg. CFD

Short Swap

SHORT

14,076

GBP 0.22

Short Swap

SHORT

22,885

GBP 0.22

Short Swap

SHORT

36,451

GBP 0.23

Short Swap

SHORT

39,473

GBP 0.23

Short Swap

SHORT

43,597

GBP 0.22

Short Swap

SHORT

88,912

GBP 0.23

Short Swap

SHORT

111,000

GBP 0.22

Short Swap

SHORT

189,564

GBP 0.22

(c)  Options transactions in respect of existing securities

Product name

Writing, 

Number of 

Exercise 

Type, e.g. 

Expiry 

Option 

selling, 

securities under 

price 

American, 

date

money

eg call option

purchasing, 

option

European etc

paid/received

varying etc.

per unit 

(ii) Exercising

Product name

Number of securities under 

Exercise price 

eg call option

option

 

3. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any 

other person relating to the voting rights of any relevant securities under any option referred to on this 

form or relating to the voting rights or future acquisition or disposal of any relevant securities to which 

any derivative referred to on this form is referenced. If none, this should be stated. 

NONE

Date of disclosure

18/06/2009

Contact name

Bhavika Mistry

Telephone number

+44 207 995 4747

Name of offeree/offeror with whom connected

SEGRO PLC

Nature of connection #

Advisor

 

FORM 38.5(a)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS

WITH RECOGNISED INTERMEDIARY STATUS

DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(a) of the Takeover Code))

1. KEY INFORMATION

Name of exempt principal trader

Merrill Lynch International

Company dealt in

Hansen Transmissions International NV

Class of relevant security to which the 

Common

dealings being disclosed relate

Date of dealing

17/06/2009

2. DEALINGS

(a) Purchases and sales

Total number of securities 

Highest price paid

Lowest price paid

purchased

358,514

GBP 1.49

GBP 1.42

Total number of securities sold

Highest price received

Lowest price received

457,528

GBP 1.44

GBP 1.42

(b) Derivatives transactions (other than options)

Product name, 

Short/Long

Number of securities

Price per unit 

eg. CFD

Short Swap

SHORT

49,807

GBP 1.44

(c)  Options transactions in respect of existing securities

Product name

Writing, 

Number of 

Exercise 

Type, e.g. 

Expiry 

Option 

selling, 

securities under 

price 

American, 

date

money

eg call option

purchasing, 

option

European etc

paid/received

varying etc.

per unit 

(ii) Exercising

Product name

Number of securities under 

Exercise price 

eg call option

option

 

3. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any 

other person relating to the voting rights of any relevant securities under any option referred to on this 

form or relating to the voting rights or future acquisition or disposal of any relevant securities to which 

any derivative referred to on this form is referenced. If none, this should be stated. 

NONE

Date of disclosure

18/06/2009

Contact name

Bhavika Mistry

Telephone number

+44 207 995 4747

Name of offeree/offeror with whom connected

HANSEN TRANSMISSIONS

Nature of connection #

Advisor

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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