focusIR May 2024 Investor Webinar: Blue Whale, Kavango, Taseko Mines & CQS Natural Resources. Catch up with the webinar here.

Less Ads, More Data, More Tools Register for FREE
Stephen Yiu, FM at WS Blue Whale, discusses Nvidia, Visa/Mastercard, Lam Research & Allied Materials
Stephen Yiu, FM at WS Blue Whale, discusses Nvidia, Visa/Mastercard, Lam Research & Allied MaterialsView Video
Ben Turney, CEO at Kavango Resources, explains the company's progress from exploration to mining
Ben Turney, CEO at Kavango Resources, explains the company's progress from exploration to miningView Video

Latest Share Chat

EPT Disclosure

10 Jun 2009 11:28

RNS Number : 6676T
Merrill Lynch International
10 June 2009
 



FORM 38.5(a)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITH RECOGNISED INTERMEDIARY STATUS

DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(a) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Merrill Lynch International

Company dealt in

Brixton plc

Class of relevant security to which the 

Common

dealings being disclosed relate

Date of dealing

09/06/2009

2. DEALINGS

(a) Purchases and sales

Total number of securities 

Highest price paid

Lowest price paid

purchased

147,698

GBP 0.66

GBP 0.66

Total number of securities sold

Highest price received

Lowest price received

198,613

GBP 0.66

GBP 0.65

(b) Derivatives transactions (other than options)

Product name, 

Short/Long

Number of securities

Price per unit 

eg. CFD

Long Swap

LONG

6,910

GBP 0.66

Long Swap

LONG

3,000

GBP 0.66

Long Swap

LONG

1,175

GBP 0.66

Long Swap

LONG

237

GBP 0.66

Product name, 

Short/Long

Number of securities

Price per unit 

eg. CFD

Short Swap

SHORT

579

GBP 0.66

Short Swap

SHORT

13,049

GBP 0.65

Short Swap

SHORT

47,068

GBP 0.66

(c)  Options transactions in respect of existing securities

Product name

Writing, 

Number of 

Exercise 

Type, e.g. 

Expiry 

Option 

selling, 

securities under 

price 

American, 

date

money

eg call option

purchasing, 

option

European etc

paid/received

varying etc.

per unit 

(ii) Exercising

Product name

Number of securities under 

Exercise price 

eg call option

option

 

3. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any 

other person relating to the voting rights of any relevant securities under any option referred to on this 

form or relating to the voting rights or future acquisition or disposal of any relevant securities to which 

any derivative referred to on this form is referenced. If none, this should be stated. 

NONE

Date of disclosure

10/06/2009

Contact name

Bhavika Mistry

Telephone number

+44 207 995 4747

Name of offeree/offeror with whom connected

SEGRO PLC

Nature of connection #

Advisor

 

FORM 38.5(a)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITH RECOGNISED INTERMEDIARY STATUS

DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(a) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Merrill Lynch International

Company dealt in

Aquarius Platinum Limited

Class of relevant security to which the 

Common

dealings being disclosed relate

Date of dealing

09/06/2009

2. DEALINGS

(a) Purchases and sales

Total number of securities 

Highest price paid

Lowest price paid

purchased

103,983

GBP 2.79

GBP 2.67

Total number of securities sold

Highest price received

Lowest price received

283,422

GBP 2.79

GBP 2.71

450

ZAR 36.80

ZAR 36.80

(b) Derivatives transactions (other than options)

Product name, 

Short/Long

Number of securities

Price per unit 

eg. CFD

Long Swap

LONG

8,643

GBP 2.67

Long Swap

LONG

450

GBP 2.78

Product name, 

Short/Long

Number of securities

Price per unit 

eg. CFD

Short Swap

SHORT

588

GBP 2.72

Short Swap

SHORT

8,643

GBP 2.72

Short Swap

SHORT

450

ZAR 36.80

(c)  Options transactions in respect of existing securities

Product name

Writing, 

Number of 

Exercise 

Type, e.g. 

Expiry 

Option 

selling, 

securities under 

price 

American, 

date

money

eg call option

purchasing, 

option

European etc

paid/received

varying etc.

per unit 

(ii) Exercising

Product name

Number of securities under 

Exercise price 

eg call option

option

 

3. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any 

other person relating to the voting rights of any relevant securities under any option referred to on this 

form or relating to the voting rights or future acquisition or disposal of any relevant securities to which 

any derivative referred to on this form is referenced. If none, this should be stated. 

NONE

Date of disclosure

10/06/2009

Contact name

Bhavika Mistry

Telephone number

+44 207 995 4747

Name of offeree/offeror with whom connected

Aquarius Platinum Limited

Nature of connection #

Advisor

 

 

FORM 38.5(a)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITH RECOGNISED INTERMEDIARY STATUS

DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(a) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Merrill Lynch International

Company dealt in

OJSC Polyus Gold (OR) ADR.

Class of relevant security to which the 

ADR

dealings being disclosed relate

Date of dealing

09/06/2009

2. DEALINGS

(a) Purchases and sales

Total number of securities 

Highest price paid

Lowest price paid

purchased

1,686

USD 23.41

USD 23.41

(b) Derivatives transactions (other than options)

Product name, 

Short/Long

Number of securities

Price per unit 

eg. CFD

Long Swap

LONG

1,750,000

USD 23.45

Product name, 

Short/Long

Number of securities

Price per unit 

eg. CFD

Short Swap

SHORT

1,750,000

USD 23.45

(c)  Options transactions in respect of existing securities

Product name

Writing, 

Number of 

Exercise 

Type, e.g. 

Expiry 

Option 

selling, 

securities under 

price 

American, 

date

money

eg call option

purchasing, 

option

European etc

paid/received

varying etc.

per unit 

(ii) Exercising

Product name

Number of securities under 

Exercise price 

eg call option

option

 

3. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any 

other person relating to the voting rights of any relevant securities under any option referred to on this 

form or relating to the voting rights or future acquisition or disposal of any relevant securities to which 

any derivative referred to on this form is referenced. If none, this should be stated. 

NONE

Date of disclosure

10/06/2009

Contact name

Bhavika Mistry

Telephone number

+44 207 995 4747

Name of offeree/offeror with whom connected

KazakhGold Group Limited

Nature of connection #

Advisor

 

FORM 38.5(a)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITH RECOGNISED INTERMEDIARY STATUS

DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(a) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Merrill Lynch International

Company dealt in

SEGRO PLC

Class of relevant security to which the 

Common

dealings being disclosed relate

Date of dealing

09/06/2009

2. DEALINGS

(a) Purchases and sales

Total number of securities 

Highest price paid

Lowest price paid

purchased

5,697,308

GBP 0.26

GBP 0.25

Total number of securities sold

Highest price received

Lowest price received

4,313,221

GBP 0.26

GBP 0.25

(b) Derivatives transactions (other than options)

Product name, 

Short/Long

Number of securities

Price per unit 

eg. CFD

Long Swap

LONG

171,122

GBP 0.26

Long Swap

LONG

96,894

GBP 0.25

Long Swap

LONG

64,461

GBP 0.25

Long Swap

LONG

58,089

GBP 0.26

Long Swap

LONG

54,844

GBP 0.26

Long Swap

LONG

12,317

GBP 0.25

Long Swap

LONG

2,977

GBP 0.26

Product name, 

Short/Long

Number of securities

Price per unit 

eg. CFD

Short Swap

SHORT

4,660

GBP 0.26

Short Swap

SHORT

5,753

GBP 0.26

Short Swap

SHORT

13,818

GBP 0.26

Short Swap

SHORT

44,348

GBP 0.26

Short Swap

SHORT

105,638

GBP 0.25

Short Swap

SHORT

211,273

GBP 0.25

(c)  Options transactions in respect of existing securities

Product name

Writing, 

Number of 

Exercise 

Type, e.g. 

Expiry 

Option 

selling, 

securities under 

price 

American, 

date

money

eg call option

purchasing, 

option

European etc

paid/received

varying etc.

per unit 

(ii) Exercising

Product name

Number of securities under 

Exercise price 

eg call option

option

 

3. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any 

other person relating to the voting rights of any relevant securities under any option referred to on this 

form or relating to the voting rights or future acquisition or disposal of any relevant securities to which 

any derivative referred to on this form is referenced. If none, this should be stated. 

NONE

Date of disclosure

10/06/2009

Contact name

Bhavika Mistry

Telephone number

+44 207 995 4747

Name of offeree/offeror with whom connected

SEGRO PLC

Nature of connection #

Advisor

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMSFAFSSSUSEEM

Related Shares

Back to RNS

Due to London Stock Exchange licensing terms, we stipulate that you must be a private investor. We apologise for the inconvenience.

To access our Live RNS you must confirm you are a private investor by using the button below.

Login to your account

Don't have an account? Click here to register.

Quickpicks are a member only feature

Login to your account

Don't have an account? Click here to register.