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26 Jul 2016 15:57
Funding Circle SME Income Fund ("FCIF")
NOT FOR RELEASE, DISTRIBUTION OR PUBLICATION, IN WHOLE OR IN PART, IN OR INTO THE UNITED STATES
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Guernsey 26 July 2016
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and their Closely Associated Persons
On 26 July 2016, Frederic Hervouet (a person discharging managerial responsibility to the Company) notified the Company that he had purchased on 26 July 2016, 102,000 ordinary shares in the capital of the Company.
This purchase represents 0.062% of the Company's ordinary shares in issue as at today's date. Following this transaction, Mr Hervouet holds 107,000 ordinary shares, or 0.065% of FCIF's ordinary shares in issue as at today's date.
The below notification, made in accordance with the requirements of the EU Market Abuse Regulation, give further detail of the number of shares purchased.
PDMR DEALING NOTIFICATION | |||
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them | |||
1 | Details of the person discharging managerial responsibilities/person closely associated | ||
a) | Name | Frederic Michel Hervouet | |
2 | Reason for the notification: Share purchase | ||
a) | Position/status |
Non-Executive Director | |
b) | Initial notification /Amendment |
Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Funding Circle SME Income Fund Limited | |
b) | Legal Entity Identifier | ||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument |
Ordinary Shares | |
Identification code |
GG00BYYJCZ96
| ||
b) | Nature of the transaction |
Acquisition of Ordinary shares | |
c) | Price(s) and | Price(s) | Volume(s) |
volume(s) |
£0.98 |
102,000
| |
d) | Aggregated information | N/A | |
- Aggregated volume | |||
- Price |
| ||
e) | Date of the transaction | 26 July 2016 | |
f) | Place of the transaction | London
| |
CONTACTS
Richard Boleat, Chairman
+44 (0) 1534 615 656
Richard.Boleat@fcincomefund.com
Secretary and Administrator
Sanne Group (Guernsey) Limited
FundingCircle@sannegroup.com
+44 (0) 1481 739810
Corporate Brokers
Goldman Sachs International
Daniel Martin
+44 (0) 207 260 1000
Numis Securities
Nathan Brown
+44 (0) 207 260 1000
n.brown@numis.com
Website
www.fcincomefund.com
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ABOUT FUNDING CIRCLE SME INCOME FUND
The Company is a registered closed-ended collective investment scheme registered pursuant to the Protection of Investors (Bailiwick of Guernsey) Law, 1987, as amended and the Registered Collective Investment Scheme Rules 2015 issued by the Guernsey Financial Services Commission (''GFSC'').
The Company's investment objective is to provide shareholders with a sustainable and attractive level of dividend income, primarily by way of investment in Credit Assets as defined in the Company's Prospectus.
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IMPORTANT NOTICE
Neither this announcement nor any copy of it may be made or transmitted into the United States of America (including its territories or possessions, any state of the United States of America and the District of Columbia) (the "United States"), or distributed, directly or indirectly, in the United States or to US Persons (as such term is defined in Regulation S under the US Securities Act of 1933, as amended (the "Securities Act"). Neither this announcement nor any copy of it may be taken or transmitted directly or indirectly into Australia, Canada, Japan or South Africa or to any persons in any of those jurisdictions, except in compliance with applicable securities laws. Any failure to comply with this restriction may constitute a violation of United States, Australian, Canadian, Japanese or South African securities laws. The distribution of this announcement in other jurisdictions may be restricted by law and persons into whose possession this announcement comes should inform themselves about, and observe, any such restrictions. This announcement does not constitute or form part of any offer or invitation to sell or issue, or any solicitation of any offer to purchase or subscribe for securities in the United States, Australia, Canada, Japan or South Africa or in any jurisdiction to whom or in which such offer or solicitation is unlawful.
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