27 Aug 2019 08:32
Notification of dealing form
1 | Details of the person discharging managerial responsibilities / person closely associated | |||||||
a) | Name | Graham Kerr | ||||||
2 | Reason for the notification | |||||||
a) | Position/status | Chief Executive Officer and Managing Director | ||||||
b) | Initial notification/Amendment | Initial Notification | ||||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||
a) | Name | South32 Limited | ||||||
b) | LEI | 213800LAZNPXSBKVHR17 | ||||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||||
a) | Description of the financial instrument, type of instrument Identification code | Vesting of Rights under South32 Equity Incentive Plan (EIP) and sale of shares to cover tax liabilities AU000000S320 | ||||||
b) | Nature of the transaction | Vesting of rights under the South32 EIP | ||||||
c) | Price(s) and volume(s) |
| ||||||
d) | Aggregated information - Aggregated volume - Price | Aggregated volume: 3,274,568 Aggregated price: 0.00 Total Aggregated Price: 0.00
Aggregated volume: 1,971,241 Aggregated price: 2.47 Total Aggregated Price: 4,859,306.19
| ||||||
e) | Date of the transaction | 23 August 2019 | ||||||
f) | Place of the transaction | XASX | ||||||
Notification of dealing forms
1 | Details of the person discharging managerial responsibilities / person closely associated | |||||||
a) | Name | Michael Fraser | ||||||
2 | Reason for the notification | |||||||
a) | Position/status | Chief Operating Officer | ||||||
b) | Initial notification/Amendment | Initial Notification | ||||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||
a) | Name | South32 Limited | ||||||
b) | LEI | 213800LAZNPXSBKVHR17 | ||||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||||
a) | Description of the financial instrument, type of instrument Identification code | Vesting of Rights under South32 Equity Incentive Plan (EIP) and sale of shares to cover tax liabilities AU000000S320 | ||||||
b) | Nature of the transaction | Vesting of rights under the South32 EIP | ||||||
c) | Price(s) and volume(s) |
| ||||||
d) | Aggregated information - Aggregated volume - Price | Aggregated volume: 2,029,104 Aggregated price: 0.00 Total Aggregated Price: 0.00 Aggregated volume: 913,098 Aggregated price: 2.54 Total Aggregated Price: 2,317,539.51 | ||||||
e) | Date of the transaction | 23 August 2019 | ||||||
f) | Place of the transaction | XASX | ||||||
Notification of dealing form
1 | Details of the person discharging managerial responsibilities / person closely associated | |||||||
a) | Name | Paul Harvey | ||||||
2 | Reason for the notification | |||||||
a) | Position/status | Chief Operating Officer | ||||||
b) | Initial notification/Amendment | Initial Notification | ||||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||
a) | Name | South32 Limited | ||||||
b) | LEI | 213800LAZNPXSBKVHR17 | ||||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||||
a) | Description of the financial instrument, type of instrument Identification code | Vesting of Rights under South32 Equity Incentive Plan (EIP) and sale of shares to cover tax liabilities AU000000S320 | ||||||
b) | Nature of the transaction | Vesting of rights under the South32 EIP | ||||||
c) | Price(s) and volume(s) |
| ||||||
d) | Aggregated information - Aggregated volume - Price | Aggregated volume: 751,830 Aggregated price: 0.00 Total Aggregated Price: 0.00 Aggregated volume: 353,363 Aggregated price: 2.47 Total Aggregated Price: 873,491.07 | ||||||
e) | Date of the transaction | 23 August 2019 | ||||||
f) | Place of the transaction | XASX | ||||||
Notification of dealing form
1 | Details of the person discharging managerial responsibilities / person closely associated | |||||||
a) | Name | Katherine Tovich | ||||||
2 | Reason for the notification | |||||||
a) | Position/status | Chief Financial Officer | ||||||
b) | Initial notification/Amendment | Initial Notification | ||||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||
a) | Name | South32 Limited | ||||||
b) | LEI | 213800LAZNPXSBKVHR17 | ||||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||||
a) | Description of the financial instrument, type of instrument Identification code | Vesting of Rights under South32 Equity Incentive Plan (EIP) and sale of shares to cover tax liabilities AU000000S320 | ||||||
b) | Nature of the transaction | Vesting of rights under the South32 EIP | ||||||
c) | Price(s) and volume(s) |
| ||||||
d) | Aggregated information - Aggregated volume - Price | Aggregated volume: 371,604 Aggregated price: 0.00 Total Aggregated Price: 0.00 Aggregated volume: 175,230 Aggregated price: 2.47 Total Aggregated Price: 431,959.47 | ||||||
e) | Date of the transaction | 23 August 2019 | ||||||
f) | Place of the transaction | XASX | ||||||
South32 (S32)