1 May 2018 15:33
FORM 3
| UNITED STATES SECURITIES AND EXCHANGE COMMISSIONWashington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
| OMB APPROVALOMB Number: 3235-0104Estimated average burdenhours per response... 0.5 |
| Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person *
HORTON THOMAS W | 2. Date of Event Requiring Statement (MM/DD/YYYY) 4/25/2018
| 3. Issuer Name and Ticker or Trading Symbol
GENERAL ELECTRIC CO [GE] | ||||||||||
(Last) (First) (Middle)
GENERAL ELECTRIC COMPANY, 41 FARNSWORTH STREET | 4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__ X __ Director _____ 10% Owner_____ Officer (give title below) _____ Other (specify below) | |||||||||||
(Street)
BOSTON, MA 02210
(City) (State) (Zip) | 5. If Amendment, Date Original Filed (MM/DD/YYYY)
| 6. Individual or Joint/Group Filing (Check Applicable Line)
_ X _ Form filed by One Reporting Person___ Form filed by More than One Reporting Person | ||||||||||
Table I - Non-Derivative Securities Beneficially Owned | ||||||||||||
1.Title of Security(Instr. 4) | 2. Amount of Securities Beneficially Owned(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)(Instr. 5) | 4. Nature of Indirect Beneficial Ownership(Instr. 5) | |||||||||
Common Stock | 0 | D |
| |||||||||
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) | ||||||||||||
1. Title of Derivate Security(Instr. 4) | 2. Date Exercisable and Expiration Date(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)(Instr. 5) | 6. Nature of Indirect Beneficial Ownership(Instr. 5) | |||||||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
Explanation of Responses: |
Reporting Owners | ||||
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HORTON THOMAS WGENERAL ELECTRIC COMPANY41 FARNSWORTH STREETBOSTON, MA 02210 | X | |||
Signatures | ||
Brandon Smith on behalf of Thomas W. Horton | 4/30/2018 | |
** Signature of Reporting Person | Date
| |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |
Limited Power of Attorney for Section 16 Reporting Obligations.I, Thomas W. Horton, hereby appoint GE to assist me in the preparation andfiling of Section 16 reports, and execute the below Power of Attorneyfor this purpose.I am a director candidates for General Electric Company (GE) and, in the event that I am elected or appointed to the board of GE, and until furtherwritten notice, I hereby individually authorize Christoph Pereira(GE's Vice President, Chief Corporate, Securities and Finance Counsel),Brian Sandstrom (GE's Executive Corporate, Securities and Finance Counsel)and Brandon Smith (GE's Executive Corporate, Securities and FinanceCounsel) to sign on my behalf any Form 3, Form 4, Form 5, Form 144 orrelated form that I have filed or may file hereafter in connection withmy direct or indirect beneficial ownership of GE securities, and totake any other action of any type whatsoever in connection with theforegoing that in his opinion may be for the benefit of, in the bestinterest of, or legally required by me.Signed: /s/ Thomas W. HortonName: Thomas W. HortonDate: February 23, 2018
FORM 3
| UNITED STATES SECURITIES AND EXCHANGE COMMISSIONWashington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
| OMB APPROVALOMB Number: 3235-0104Estimated average burdenhours per response... 0.5 |
| Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person *
Seidman Leslie | 2. Date of Event Requiring Statement (MM/DD/YYYY) 4/25/2018
| 3. Issuer Name and Ticker or Trading Symbol
GENERAL ELECTRIC CO [GE] | ||||||||||
(Last) (First) (Middle)
GENERAL ELECTRIC COMPANY, 41 FARNSWORTH STREET | 4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__ X __ Director _____ 10% Owner_____ Officer (give title below) _____ Other (specify below) | |||||||||||
(Street)
BOSTON, MA 02210
(City) (State) (Zip) | 5. If Amendment, Date Original Filed (MM/DD/YYYY)
| 6. Individual or Joint/Group Filing (Check Applicable Line)
_ X _ Form filed by One Reporting Person___ Form filed by More than One Reporting Person | ||||||||||
Table I - Non-Derivative Securities Beneficially Owned | ||||||||||||
1.Title of Security(Instr. 4) | 2. Amount of Securities Beneficially Owned(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)(Instr. 5) | 4. Nature of Indirect Beneficial Ownership(Instr. 5) | |||||||||
Common Stock | 0 | D |
| |||||||||
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) | ||||||||||||
1. Title of Derivate Security(Instr. 4) | 2. Date Exercisable and Expiration Date(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)(Instr. 5) | 6. Nature of Indirect Beneficial Ownership(Instr. 5) | |||||||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
Explanation of Responses: |
Reporting Owners | ||||
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Seidman LeslieGENERAL ELECTRIC COMPANY41 FARNSWORTH STREETBOSTON, MA 02210 | X | |||
Signatures | ||
Brandon Smith on behalf of Leslie F. Seidman | 4/30/2018 | |
** Signature of Reporting Person | Date
| |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |
Limited Power of Attorney for Section 16 Reporting Obligations.I, Leslie F. Seidman, hereby appoint GE to assist me in the preparation andfiling of Section 16 reports, and execute the below Power of Attorneyfor this purpose.I am a director candidates for General Electric Company (GE) and, in the event that I am elected or appointed to the board of GE, and until furtherwritten notice, I hereby individually authorize Christoph Pereira(GE's Vice President, Chief Corporate, Securities and Finance Counsel),Brian Sandstrom (GE's Executive Corporate, Securities and Finance Counsel)and Brandon Smith (GE's Executive Corporate, Securities and FinanceCounsel) to sign on my behalf any Form 3, Form 4, Form 5, Form 144 orrelated form that I have filed or may file hereafter in connection withmy direct or indirect beneficial ownership of GE securities, and totake any other action of any type whatsoever in connection with theforegoing that in his opinion may be for the benefit of, in the bestinterest of, or legally required by me.Signed: /s/ Leslie F. SeidmanName: Leslie F. SeidmanDate: 2/14/2018
FORM 3
| UNITED STATES SECURITIES AND EXCHANGE COMMISSIONWashington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
| OMB APPROVALOMB Number: 3235-0104Estimated average burdenhours per response... 0.5 |
| Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person *
CULP H LAWRENCE JR | 2. Date of Event Requiring Statement (MM/DD/YYYY) 4/25/2018
| 3. Issuer Name and Ticker or Trading Symbol
GENERAL ELECTRIC CO [GE] | ||||||||||
(Last) (First) (Middle)
GENERAL ELECTRIC COMPANY, 41 FARNSWORTH STREET | 4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__ X __ Director _____ 10% Owner_____ Officer (give title below) _____ Other (specify below) | |||||||||||
(Street)
BOSTON, MA 02210
(City) (State) (Zip) | 5. If Amendment, Date Original Filed (MM/DD/YYYY)
| 6. Individual or Joint/Group Filing (Check Applicable Line)
_ X _ Form filed by One Reporting Person___ Form filed by More than One Reporting Person | ||||||||||
Table I - Non-Derivative Securities Beneficially Owned | ||||||||||||
1.Title of Security(Instr. 4) | 2. Amount of Securities Beneficially Owned(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)(Instr. 5) | 4. Nature of Indirect Beneficial Ownership(Instr. 5) | |||||||||
Common Stock | 12592 | D |
| |||||||||
Common Stock | 169800 | I | By holding company | |||||||||
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) | ||||||||||||
1. Title of Derivate Security(Instr. 4) | 2. Date Exercisable and Expiration Date(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)(Instr. 5) | 6. Nature of Indirect Beneficial Ownership(Instr. 5) | |||||||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
Explanation of Responses: |
Reporting Owners | ||||
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CULP H LAWRENCE JRGENERAL ELECTRIC COMPANY41 FARNSWORTH STREETBOSTON, MA 02210 | X | |||
Signatures | ||
Brandon Smith on behalf of H. Lawrence Culp, Jr. | 4/30/2018 | |
** Signature of Reporting Person | Date
| |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |
Limited Power of Attorney for Section 16 Reporting Obligations.I, H. Lawrence Culp, Jr., hereby appoint GE to assist me in the preparation andfiling of Section 16 reports, and execute the below Power of Attorneyfor this purpose.I am a director candidates for General Electric Company (GE) and, in the event that I am elected or appointed to the board of GE, and until furtherwritten notice, I hereby individually authorize Christoph Pereira(GE's Vice President, Chief Corporate, Securities and Finance Counsel),Brian Sandstrom (GE's Executive Corporate, Securities and Finance Counsel)and Brandon Smith (GE's Executive Corporate, Securities and FinanceCounsel) to sign on my behalf any Form 3, Form 4, Form 5, Form 144 orrelated form that I have filed or may file hereafter in connection withmy direct or indirect beneficial ownership of GE securities, and totake any other action of any type whatsoever in connection with theforegoing that in his opinion may be for the benefit of, in the bestinterest of, or legally required by me.Signed: /s/ H. Lawrence Culp, Jr.Name: H. Lawrence Culp, Jr.Date: February 14, 2018
Gen.electric (GEC)