4 Oct 2019 14:07
BLOCK LISTING SIX MONTHLY RETURN
Date: 4 October 2019
Name of applicant: | SOPHOS GROUP PLC |
Name of scheme: | 2015 Long Term Incentive Plan | |||
Period of return: | From: | 1 April 2019 | To: | 30 September 2019 |
Balance of unallotted securities under scheme(s) from previous return: | 6,130,968 | |||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | 0 | |||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 4,230,850 | |||
Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 1,900,118 | |||
Name of scheme: | Save As You Earn Scheme | |||
Period of return: | From: | 1 April 2019 | To: | 30 September 2019 |
Balance of unallotted securities under scheme(s) from previous return: | 1,000,000 | |||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | 0 | |||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 588,896
| |||
Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 411,104 | |||
Name of scheme: | International Save As You Earn Scheme | |||
Period of return: | From: | 1 April 2019 | To: | 30 September 2019 |
Balance of unallotted securities under scheme(s) from previous return: | 979,940 | |||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | 0 | |||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 356,033 | |||
Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 623,907 | |||
Name of scheme: | US Employee Share Purchase Plan | |||
Period of return: | From: | 1 April 2019 | To: | 30 September 2019 |
Balance of unallotted securities under scheme(s) from previous return: | 442,758 | |||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | 0 | |||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 398,499 | |||
Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 44,259 | |||
Name of scheme: | Pentagon Holdings Management Equity Plan | |||
Period of return: | From: | 1 April 2019 | To: | 30 September 2019 |
Balance of unallotted securities under scheme(s) from previous return: | 4,853,786 | |||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | 0 | |||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 229,814 | |||
Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 4,623,972 | |||
Name of scheme: | Pentagon Holdings Staff Option Plan | |||
Period of return: | From: | 1 April 2019 | To: | 30 September 2019 |
Balance of unallotted securities under scheme(s) from previous return: | 3,288,341 | |||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | 0 | |||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 397,549 | |||
Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 2,890,792 | |||
Name of scheme: | Pentagon Holdings 2010 Retention Award Plan | |||
Period of return: | From: | 1 April 2019 | To: | 30 September 2019 |
Balance of unallotted securities under scheme(s) from previous return: | 795 | |||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | 0 | |||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 0 | |||
Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 795 | |||
Name of contact: | Paul Waters Group Company Secretary |
Telephone number of contact: | 01235 461908 |
LEI: | 21380078ZKBCC75BO206 |