16 Feb 2023 10:39
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shaftesbury Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Shaftesbury Plc |
(d) Date dealing undertaken: | 15 February 2023 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 56619 | 4.27119 GBP | 4.18300 GBP |
25p ordinary | Sell
| 37060 | 4.27119 GBP | 4.18300 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 2747 | 4.222176 GBP |
25p ordinary | CFD
| Long | 4743 | 4.206 GBP |
25p ordinary | CFD
| Long | 3313 | 4.208223 GBP |
25p ordinary | CFD
| Long | 48 | 4.203667 GBP |
25p ordinary | CFD
| Long | 2 | 4.205 GBP |
25p ordinary | CFD
| Long | 46 | 4.18304347826087 GBP |
25p ordinary | CFD
| Long | 225 | 4.218 GBP |
25p ordinary | CFD
| Long | 392 | 4.208168 GBP |
25p ordinary | CFD
| Long | 10219 | 4.20193365299932 GBP |
25p ordinary | CFD
| Long | 2353 | 4.206964 GBP |
25p ordinary | CFD
| Short | 6516 | 4.205012 GBP |
25p ordinary | CFD
| Short | 13 | 4.21692307692308 GBP |
25p ordinary | CFD
| Short | 4 | 4.235 GBP |
25p ordinary | CFD
| Short | 631 | 4.20611727416799 GBP |
25p ordinary | CFD
| Short | 50 | 4.2176 GBP |
25p ordinary | CFD
| Short | 17 | 4.23470588235294 GBP |
25p ordinary | CFD
| Short | 47 | 4.21446808510638 GBP |
25p ordinary | CFD
| Short | 2801 | 4.20611924312745 GBP |
25p ordinary | CFD
| Short | 2415 | 4.207812 GBP |
25p ordinary | CFD
| Short | 492 | 4.200764 GBP |
25p ordinary | CFD
| Short | 17 | 4.18294117647059 GBP |
25p ordinary | CFD
| Short | 921 | 4.21062292486428 GBP |
25p ordinary | CFD
| Short | 724 | 4.191491 GBP |
25p ordinary | CFD
| Short | 68 | 4.201126 GBP |
25p ordinary | CFD
| Short | 221 | 4.196168 GBP |
25p ordinary | CFD
| Short | 2026 | 4.210523 GBP |
25p ordinary | CFD
| Short | 15 | 4.214 GBP |
25p ordinary | CFD
| Short | 449 | 4.21051 GBP |
25p ordinary | CFD
| Short | 166 | 4.200776 GBP |
25p ordinary | CFD
| Short | 3 | 4.18333333333333 GBP |
25p ordinary | CFD
| Short | 17 | 4.200891 GBP |
25p ordinary | CFD
| Short | 252 | 4.21002428968254 GBP |
25p ordinary | CFD
| Short | 138 | 4.193761 GBP |
25p ordinary | CFD
| Short | 49 | 4.23428571428571 GBP |
25p ordinary | CFD
| Short | 27 | 4.21740740740741 GBP |
25p ordinary | CFD
| Short | 35 | 4.21428571428571 GBP |
25p ordinary | CFD
| Short | 2064 | 4.20611918604651 GBP |
25p ordinary | CFD
| Short | 247 | 4.199879 GBP |
25p ordinary | CFD
| Short | 4 | 4.1825 GBP |
25p ordinary | CFD
| Short | 1189 | 4.20976913370059 GBP |
25p ordinary | CFD
| Short | 371 | 4.199241 GBP |
25p ordinary | CFD
| Short | 1465 | 4.20998 GBP |
25p ordinary | CFD
| Short | 5 | 4.218 GBP |
25p ordinary | CFD
| Short | 1 | 4.23 GBP |
25p ordinary | CFD
| Short | 207 | 4.20613526570048 GBP |
25p ordinary | CFD
| Short | 147 | 4.210579 GBP |
25p ordinary | CFD
| Short | 1 | 4.18 GBP |
25p ordinary | CFD
| Short | 5 | 4.20162 GBP |
25p ordinary | CFD
| Short | 66 | 4.21053775969697 GBP |
25p ordinary | CFD
| Short | 34 | 4.199523 GBP |
25p ordinary | CFD
| Short | 50 | 4.191234 GBP |
25p ordinary | CFD
| Short | 66 | 4.21757575757576 GBP |
25p ordinary | CFD
| Short | 60 | 4.2145 GBP |
25p ordinary | CFD
| Short | 3641 | 4.20611919802252 GBP |
25p ordinary | CFD
| Short | 640 | 4.200749 GBP |
25p ordinary | CFD
| Short | 21 | 4.18285714285714 GBP |
25p ordinary | CFD
| Short | 1198 | 4.21062760467446 GBP |
25p ordinary | CFD
| Short | 87 | 4.201133 GBP |
25p ordinary | CFD
| Short | 941 | 4.191505 GBP |
25p ordinary | CFD
| Short | 2632 | 4.210526 GBP |
25p ordinary | CFD
| Short | 2789 | 4.206 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 16 February 2023 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.