26 Nov 2015 14:19
AMENDMENT(Section 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 19 NOVEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 7,597 | 51.1700 USD | 50.9200 USD |
A ADSs | SALES | 104,609 | 51.3900 USD | 50.8400 USD |
B ADSs | PURCHASES | 8,200 | 51.8700 USD | 51.2800 USD |
B ADSs | SALES | 1,470 | 51.6800 USD | 51.3900 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 69,600 | 50.9984 USD |
A ADSs | CFD | LONG | 800 | 51.0065 USD |
A ADSs | CFD | LONG | 400 | 51.0100 USD |
A ADSs | CFD | LONG | 800 | 51.0100 USD |
A ADSs | CFD | LONG | 576 | 51.0380 USD |
A ADSs | CFD | LONG | 765 | 51.0380 USD |
A ADSs | CFD | LONG | 1,800 | 51.0386 USD |
A ADSs | CFD | LONG | 10,950 | 51.0458 USD |
A ADSs | CFD | LONG | 17,118 | 51.0706 USD |
A ADSs | CFD | LONG | 100 | 51.1100 USD |
A ADSs | CFD | LONG | 1,700 | 51.2458 USD |
A ADSs | CFD | SHORT | 101 | 50.9601 USD |
A ADSs | CFD | SHORT | 199 | 51.0152 USD |
A ADSs | CFD | SHORT | 3,700 | 51.0549 USD |
A ADSs | CFD | SHORT | 400 | 51.0550 USD |
A ADSs | CFD | SHORT | 2,400 | 51.0589 USD |
A ADSs | CFD | SHORT | 97 | 51.0700 USD |
A ADSs | CFD | SHORT | 700 | 51.0800 USD |
B ADSs | CFD | LONG | 200 | 51.3900 USD |
B ADSs | CFD | LONG | 500 | 51.5084 USD |
B ADSs | CFD | LONG | 300 | 51.5100 USD |
B ADSs | CFD | LONG | 470 | 51.5338 USD |
B ADSs | CFD | SHORT | 100 | 51.2800 USD |
B ADSs | CFD | SHORT | 600 | 51.5172 USD |
B ADSs | CFD | SHORT | 2,200 | 51.5263 USD |
B ADSs | CFD | SHORT | 3,800 | 51.5328 USD |
B ADSs | CFD | SHORT | 1,500 | 51.5806 USD |
EUR 0.07 A ordinary | CFD | LONG | 155 | 23.8309 EUR |
EUR 0.07 A ordinary | CFD | LONG | 253 | 23.8309 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7,050 | 23.8309 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7,493 | 23.8854 EUR |
EUR 0.07 A ordinary | CFD | LONG | 6,326 | 23.8854 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,083 | 23.9678 EUR |
EUR 0.07 A ordinary | CFD | LONG | 949 | 23.9900 EUR |
EUR 0.07 A ordinary | CFD | LONG | 31 | 23.9900 EUR |
EUR 0.07 A ordinary | CFD | LONG | 23 | 23.9900 EUR |
EUR 0.07 A ordinary | CFD | LONG | 6,326 | 24.0710 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 300 | 23.8657 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 300 | 23.8886 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,542 | 23.9523 EUR |
EUR 0.07 A ordinary | CFD | LONG | 190 | 16.6387 GBP |
EUR 0.07 A ordinary | CFD | LONG | 430 | 16.6399 GBP |
EUR 0.07 A ordinary | CFD | LONG | 16,525 | 16.6622 GBP |
EUR 0.07 A ordinary | CFD | LONG | 15,321 | 16.6622 GBP |
EUR 0.07 A ordinary | CFD | LONG | 17,247 | 16.6734 GBP |
EUR 0.07 A ordinary | CFD | LONG | 18,885 | 16.7306 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 10,586 | 16.6014 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 27,594 | 16.6029 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 60,755 | 16.6029 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,070 | 16.6304 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,500 | 16.6397 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 72,120 | 16.7335 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 158,783 | 16.7335 GBP |
EUR 0.07 B ordinary | CFD | LONG | 84,670 | 16.7474 GBP |
EUR 0.07 B ordinary | CFD | LONG | 59,627 | 16.7557 GBP |
EUR 0.07 B ordinary | CFD | LONG | 42,018 | 16.7557 GBP |
EUR 0.07 B ordinary | CFD | LONG | 967 | 16.7557 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,666 | 16.7575 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,352 | 16.7578 GBP |
EUR 0.07 B ordinary | CFD | LONG | 146 | 16.7591 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,068 | 16.7741 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,458 | 16.7844 GBP |
EUR 0.07 B ordinary | CFD | LONG | 808 | 16.8016 GBP |
EUR 0.07 B ordinary | CFD | LONG | 220 | 16.8150 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,929 | 16.8627 GBP |
EUR 0.07 B ordinary | CFD | LONG | 30,435 | 16.8877 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,749 | 16.8877 GBP |
EUR 0.07 B ordinary | CFD | LONG | 33,139 | 16.8892 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12,371 | 16.9008 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,396 | 16.9084 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,846 | 16.9440 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,000 | 16.9650 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,135 | 16.7710 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,814 | 16.7808 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 176 | 16.8158 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,176 | 16.8498 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 45,584 | 16.8561 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 25,162 | 16.8561 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,894 | 16.8561 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,621 | 16.8569 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,504 | 16.8569 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 26 NOVEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.