19 Jan 2016 15:23
AMENDMENT(Section 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 13 JANUARY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 8,871 | 40.4400 USD | 39.2700 USD |
A ADSs | SALES | 8,871 | 40.4392 USD | 39.2700 USD |
EUR 0.07 A ordinary | PURCHASES | 2,218,660 | 18.8750 EUR | 18.0100 EUR |
EUR 0.07 A ordinary | SALES | 1,879,150 | 18.8850 EUR | 18.0100 EUR |
EUR 0.07 A ordinary | PURCHASES | 1,798,041 | 13.9600 GBP | 13.3850 GBP |
EUR 0.07 A ordinary | SALES | 1,651,485 | 13.9600 GBP | 13.3850 GBP |
EUR 0.07 B ordinary | PURCHASES | 25,000 | 18.1965 EUR | 18.1965 EUR |
EUR 0.07 B ordinary | SALES | 142 | 18.0100 EUR | 18.0100 EUR |
EUR 0.07 B ordinary | PURCHASES | 3,521,726 | 13.9500 GBP | 13.3550 GBP |
EUR 0.07 B ordinary | SALES | 2,909,009 | 13.9650 GBP | 13.3550 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 10,104 | 18.1800 EUR |
EUR 0.07 A ordinary | CFD | LONG | 6,523 | 18.1800 EUR |
EUR 0.07 A ordinary | CFD | LONG | 34,533 | 18.1800 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,908 | 18.2862 EUR |
EUR 0.07 A ordinary | CFD | LONG | 96,000 | 18.3862 EUR |
EUR 0.07 A ordinary | CFD | LONG | 144,198 | 18.5278 EUR |
EUR 0.07 A ordinary | CFD | LONG | 90 | 18.5318 EUR |
EUR 0.07 A ordinary | CFD | LONG | 820,693 | 18.5375 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,928 | 18.5424 EUR |
EUR 0.07 A ordinary | CFD | LONG | 28,382 | 18.6153 EUR |
EUR 0.07 A ordinary | CFD | LONG | 10,000 | 18.6851 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4 | 18.7000 EUR |
EUR 0.07 A ordinary | CFD | LONG | 432 | 18.7800 EUR |
EUR 0.07 A ordinary | CFD | LONG | 294 | 18.7850 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,581 | 18.1373 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 175 | 18.1373 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,093 | 18.1373 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 100,860 | 18.1800 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 8,426 | 18.1800 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 14,157 | 18.1810 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 96,000 | 18.3374 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 726 | 18.3797 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 121,915 | 18.3902 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 84,027 | 18.4271 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 838,704 | 18.5255 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 25,000 | 18.5422 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 27 | 18.6150 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 9,654 | 18.6155 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 136 | 18.6600 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 81 | 18.6809 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,652 | 18.7609 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 215,000 | 18.8388 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,672 | 13.4600 GBP |
EUR 0.07 A ordinary | CFD | LONG | 85 | 13.4600 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4 | 13.4600 GBP |
EUR 0.07 A ordinary | CFD | LONG | 29 | 13.4600 GBP |
EUR 0.07 A ordinary | CFD | LONG | 19,965 | 13.4600 GBP |
EUR 0.07 A ordinary | CFD | LONG | 245 | 13.7340 GBP |
EUR 0.07 A ordinary | CFD | LONG | 247,046 | 13.7513 GBP |
EUR 0.07 A ordinary | CFD | LONG | 70,474 | 13.7579 GBP |
EUR 0.07 A ordinary | CFD | LONG | 73,813 | 13.7579 GBP |
EUR 0.07 A ordinary | CFD | LONG | 122,500 | 13.7632 GBP |
EUR 0.07 A ordinary | CFD | LONG | 11,360 | 13.7826 GBP |
EUR 0.07 A ordinary | CFD | LONG | 17,258 | 13.7826 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,950 | 13.7826 GBP |
EUR 0.07 A ordinary | CFD | LONG | 243 | 13.8200 GBP |
EUR 0.07 A ordinary | CFD | LONG | 757 | 13.8200 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,686 | 13.8482 GBP |
EUR 0.07 A ordinary | CFD | LONG | 40,014 | 13.8482 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,905 | 13.8482 GBP |
EUR 0.07 A ordinary | CFD | LONG | 12,049 | 13.8670 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,480 | 13.9093 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,963 | 13.9164 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,782 | 13.4233 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 250,000 | 13.4599 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 37,537 | 13.4716 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,787 | 13.4716 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,334 | 13.4716 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 118 | 13.5750 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 431 | 13.6895 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 924 | 13.7223 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 637 | 13.7223 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 638 | 13.7223 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 26 | 13.7223 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 248 | 13.7223 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 51 | 13.7223 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 95 | 13.7223 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 199,870 | 13.7456 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 74,041 | 13.7456 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 117,650 | 13.7631 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 243 | 13.7700 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 124 | 13.7700 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 127 | 13.8819 GBP |
EUR 0.07 A ordinary | CFD | LONG | 23,859 | 13.7264 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,711 | 13.7271 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,041 | 13.7295 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 25,000 | 18.1965 GBP |
EUR 0.07 B ordinary | CFD | LONG | 21,351 | 13.4348 GBP |
EUR 0.07 B ordinary | CFD | LONG | 15,000 | 13.4348 GBP |
EUR 0.07 B ordinary | CFD | LONG | 20,013 | 13.4550 GBP |
EUR 0.07 B ordinary | CFD | LONG | 10,148 | 13.4550 GBP |
EUR 0.07 B ordinary | CFD | LONG | 14,798 | 13.7472 GBP |
EUR 0.07 B ordinary | CFD | LONG | 100,192 | 13.7542 GBP |
EUR 0.07 B ordinary | CFD | LONG | 200,300 | 13.7701 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,135 | 13.7755 GBP |
EUR 0.07 B ordinary | CFD | LONG | 56,781 | 13.7782 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,058 | 13.7782 GBP |
EUR 0.07 B ordinary | CFD | LONG | 17,541 | 13.7782 GBP |
EUR 0.07 B ordinary | CFD | LONG | 133,539 | 13.7782 GBP |
EUR 0.07 B ordinary | CFD | LONG | 125,944 | 13.7782 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,600 | 13.7782 GBP |
EUR 0.07 B ordinary | CFD | LONG | 32,732 | 13.7880 GBP |
EUR 0.07 B ordinary | CFD | LONG | 93,141 | 13.7880 GBP |
EUR 0.07 B ordinary | CFD | LONG | 23,641 | 13.7976 GBP |
EUR 0.07 B ordinary | CFD | LONG | 23,482 | 13.7976 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,157 | 13.7976 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,703 | 13.7976 GBP |
EUR 0.07 B ordinary | CFD | LONG | 10,586 | 13.7976 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,600 | 13.7976 GBP |
EUR 0.07 B ordinary | CFD | LONG | 21,781 | 13.8185 GBP |
EUR 0.07 B ordinary | CFD | LONG | 100,000 | 13.8196 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,750 | 13.8215 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,917 | 13.8588 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,647 | 13.8588 GBP |
EUR 0.07 B ordinary | CFD | LONG | 34,607 | 13.8588 GBP |
EUR 0.07 B ordinary | CFD | LONG | 384 | 13.9296 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,582 | 13.4047 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 34,708 | 13.4493 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,652 | 13.4493 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,932 | 13.4493 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 153 | 13.4550 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 226 | 13.4550 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 85 | 13.5750 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 167,025 | 13.6813 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 750,000 | 13.6947 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,839 | 13.7135 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 944 | 13.7152 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,822 | 13.7448 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 340 | 13.7497 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,507 | 13.7619 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 122,500 | 13.7678 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 20,013 | 13.7785 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 64,607 | 13.7785 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 128,726 | 13.7908 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 61,869 | 13.8286 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 111,350 | 13.8340 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 116 | 13.8377 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 111,450 | 13.8404 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 853 | 13.8436 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,457 | 13.8436 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,261 | 13.8436 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,025 | 13.8436 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 46,000 | 13.9250 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 255 | 13.9400 GBP |
EUR 0.07 B ordinary | CFD | LONG | 360 | 13.6833 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,822 | 13.7213 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
EUR 0.07 A ordinary | PUT | PURCHASE | 250,000 | 17.0000 | A | 18/03/2016 | 0.6800 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 175,000 | 15.0000 | A | 19/02/2016 | 0.2400 GBP |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 19 JANUARY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.