7 Jan 2016 15:34
AMENDMENT (Section 2 a & 2 b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 05 JANUARY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 6,197 | 45.2560 USD | 45.2560 USD |
A ADSs | SALES | 6,197 | 45.2560 USD | 45.2560 USD |
EUR 0.07 A ordinary | PURCHASES | 932,708 | 21.3800 EUR | 20.8050 EUR |
EUR 0.07 A ordinary | SALES | 1,330,734 | 21.3600 EUR | 20.8050 EUR |
EUR 0.07 A ordinary | PURCHASES | 937,178 | 15.5500 GBP | 15.1100 GBP |
EUR 0.07 A ordinary | SALES | 1,317,777 | 15.5500 GBP | 15.1050 GBP |
EUR 0.07 B ordinary | PURCHASES | 1,632,000 | 15.6800 GBP | 15.2326 GBP |
EUR 0.07 B ordinary | SALES | 2,050,493 | 15.7300 GBP | 15.2600 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 4,426 | 20.9005 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,941 | 20.9348 EUR |
EUR 0.07 A ordinary | CFD | LONG | 59,080 | 20.9769 EUR |
EUR 0.07 A ordinary | CFD | LONG | 149,148 | 20.9937 EUR |
EUR 0.07 A ordinary | CFD | LONG | 115,929 | 21.0109 EUR |
EUR 0.07 A ordinary | CFD | LONG | 95,705 | 21.0170 EUR |
EUR 0.07 A ordinary | CFD | LONG | 17,438 | 21.0229 EUR |
EUR 0.07 A ordinary | CFD | LONG | 443,376 | 21.0229 EUR |
EUR 0.07 A ordinary | CFD | LONG | 89,642 | 21.0275 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,241 | 21.0388 EUR |
EUR 0.07 A ordinary | CFD | LONG | 133 | 21.0598 EUR |
EUR 0.07 A ordinary | CFD | LONG | 31,363 | 21.0869 EUR |
EUR 0.07 A ordinary | CFD | LONG | 27,177 | 21.0869 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,938 | 21.0869 EUR |
EUR 0.07 A ordinary | CFD | LONG | 193 | 21.1286 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,230 | 21.1561 EUR |
EUR 0.07 A ordinary | CFD | LONG | 16,354 | 21.1574 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,030 | 21.1574 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,691 | 21.1576 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,214 | 21.3600 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 484 | 20.8742 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 41,977 | 20.8742 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 907 | 20.8742 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 658 | 20.8742 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 639 | 20.8742 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 61 | 20.9001 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 51 | 20.9001 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 260 | 20.9002 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 819 | 20.9002 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,217 | 20.9002 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,671 | 20.9002 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,756 | 20.9002 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 983 | 20.9002 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,577 | 20.9002 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 211 | 20.9002 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,739 | 20.9581 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 53,560 | 20.9726 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 607 | 20.9900 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 443 | 20.9900 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 160 | 21.0011 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 126 | 21.0092 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 377 | 21.0092 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,548 | 21.0092 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 73 | 21.0092 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 643 | 21.0092 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 673 | 21.0092 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,641 | 21.0092 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 258 | 21.0092 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 14,482 | 21.0129 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 9,712 | 21.0142 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 43,675 | 21.0144 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,090 | 21.0151 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 440,211 | 21.0248 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,608 | 21.0400 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,037 | 21.0400 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,492 | 21.0400 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,446 | 21.0400 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 42,248 | 21.0739 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 45,000 | 21.0779 EUR |
EUR 0.07 A ordinary | CFD | LONG | 25,000 | 15.2277 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,747 | 15.2307 GBP |
EUR 0.07 A ordinary | CFD | LONG | 12,000 | 15.2308 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,000 | 15.2309 GBP |
EUR 0.07 A ordinary | CFD | LONG | 135 | 15.2414 GBP |
EUR 0.07 A ordinary | CFD | LONG | 108 | 15.2414 GBP |
EUR 0.07 A ordinary | CFD | LONG | 322 | 15.2414 GBP |
EUR 0.07 A ordinary | CFD | LONG | 403 | 15.2414 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,271 | 15.2414 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,834 | 15.2414 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,246 | 15.2499 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,089 | 15.2600 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,197 | 15.2600 GBP |
EUR 0.07 A ordinary | CFD | LONG | 772 | 15.2600 GBP |
EUR 0.07 A ordinary | CFD | LONG | 122,245 | 15.2616 GBP |
EUR 0.07 A ordinary | CFD | LONG | 7,369 | 15.3390 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,020 | 15.1868 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 81 | 15.2166 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3 | 15.2166 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 27 | 15.2166 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 559 | 15.2166 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 92 | 15.2166 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,712 | 15.2166 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 242 | 15.2166 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 79 | 15.2166 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 430 | 15.2325 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 18,980 | 15.2376 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3 | 15.2500 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,004 | 15.2592 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 16,597 | 15.2600 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 630 | 15.2600 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 56 | 15.2600 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 163 | 15.2600 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 7 | 15.2600 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 40,103 | 15.2600 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 32 | 15.2600 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 74,909 | 15.2782 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 134,634 | 15.3013 GBP |
EUR 0.07 B ordinary | CFD | LONG | 396 | 15.3500 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,931 | 15.3500 GBP |
EUR 0.07 B ordinary | CFD | LONG | 116 | 15.3500 GBP |
EUR 0.07 B ordinary | CFD | LONG | 75 | 15.3500 GBP |
EUR 0.07 B ordinary | CFD | LONG | 22,270 | 15.3506 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,430 | 15.3609 GBP |
EUR 0.07 B ordinary | CFD | LONG | 44,639 | 15.3684 GBP |
EUR 0.07 B ordinary | CFD | LONG | 31 | 15.3685 GBP |
EUR 0.07 B ordinary | CFD | LONG | 356 | 15.3685 GBP |
EUR 0.07 B ordinary | CFD | LONG | 221 | 15.3685 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,501 | 15.3685 GBP |
EUR 0.07 B ordinary | CFD | LONG | 118 | 15.3685 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11 | 15.3685 GBP |
EUR 0.07 B ordinary | CFD | LONG | 290 | 15.3942 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,800 | 15.3942 GBP |
EUR 0.07 B ordinary | CFD | LONG | 55,185 | 15.3986 GBP |
EUR 0.07 B ordinary | CFD | LONG | 14,014 | 15.4012 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,259 | 15.4074 GBP |
EUR 0.07 B ordinary | CFD | LONG | 76,625 | 15.4161 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,128 | 15.4205 GBP |
EUR 0.07 B ordinary | CFD | LONG | 59,235 | 15.4259 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,158 | 15.4259 GBP |
EUR 0.07 B ordinary | CFD | LONG | 216,000 | 15.4390 GBP |
EUR 0.07 B ordinary | CFD | LONG | 22,270 | 15.4492 GBP |
EUR 0.07 B ordinary | CFD | LONG | 22,270 | 15.4627 GBP |
EUR 0.07 B ordinary | CFD | LONG | 22,270 | 15.4747 GBP |
EUR 0.07 B ordinary | CFD | LONG | 207 | 15.7300 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 9,471 | 15.2326 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,445 | 15.2326 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 21,046 | 15.2326 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 20,705 | 15.2326 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,862 | 15.2326 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,465 | 15.2326 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 25,000 | 15.3300 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,690 | 15.3308 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 7,310 | 15.3308 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,258 | 15.3350 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,742 | 15.3350 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 92,549 | 15.3440 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 56 | 15.3463 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 300 | 15.3463 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 215 | 15.3463 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 393 | 15.3463 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,748 | 15.3463 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,108 | 15.3463 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 79 | 15.3463 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 100 | 15.3463 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 18 | 15.3463 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 99,698 | 15.3500 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1 | 15.3500 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1 | 15.3500 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1 | 15.3500 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 14 | 15.3935 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 83,822 | 15.3969 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 55,366 | 15.4091 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,163 | 15.4596 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 07 JANUARY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.