23 Dec 2015 14:18
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 22 Dec 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | |||||||||
| Interests | Short Positions | |||||||||
| Number | (%) | Number | (%) | |||||||
| (1) | Relevant securities owned | |||||||||
| and/or controlled: | 25,029,040 | 0.63% | 18,750,002 | 0.47% | ||||||
| (2) | Cash-settled derivatives: | |||||||||
| 7,006,179 | 0.18% | 10,746,944 | 0.27% | |||||||
| (3) | Stock-settled derivatives (including options) | |||||||||
| and agreements to purchase/sell: | 1,333,000 | 0.03% | 707,000 | 0.02% | ||||||
| (4) | ||||||||||
| TOTAL: | 33,368,219 | 0.84% | 30,203,946 | 0.76% | ||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | |||||||||
| Interests | Short Positions | |||||||||
| Number | (%) | Number | (%) | |||||||
| (1) | Relevant securities owned | |||||||||
| and/or controlled: | 21,959,103 | 0.90% | 14,939,026 | 0.61% | ||||||
| (2) | Cash-settled derivatives: | |||||||||
| 11,436,406 | 0.47% | 7,691,999 | 0.32% | |||||||
| (3) | Stock-settled derivatives (including options) | |||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 299,636 | 0.01% | ||||||
| (4) | ||||||||||
| TOTAL: | 33,395,509 | 1.37% | 22,930,661 | 0.94% | ||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 0.07 A Ordinary | Purchase | 3 | 14.7350 GBP | ||||
| B ADSs | Purchase | 14 | 44.6800 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 17 | 20.4400 EUR | ||||
| A ADSs | Purchase | 20 | 44.0000 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 83 | 20.3000 EUR | ||||
| B ADSs | Purchase | 94 | 44.6500 USD | ||||
| A ADSs | Purchase | 100 | 44.5000 USD | ||||
| B ADSs | Purchase | 100 | 44.7000 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 120 | 20.3030 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 136 | 20.0250 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 143 | 20.1750 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 174 | 20.3200 EUR | ||||
| A ADSs | Purchase | 200 | 44.4500 USD | ||||
| A ADSs | Purchase | 200 | 44.4800 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 208 | 14.6350 GBP | ||||
| A ADSs | Purchase | 250 | 44.4400 USD | ||||
| A ADSs | Purchase | 250 | 44.4200 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 297 | 14.6000 GBP | ||||
| B ADSs | Purchase | 300 | 44.5700 USD | ||||
| B ADSs | Purchase | 300 | 44.1100 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 320 | 20.0100 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 338 | 20.2400 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 352 | 20.2850 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 364 | 20.3150 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 367 | 20.1650 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 375 | 20.1900 EUR | ||||
| B ADSs | Purchase | 426 | 44.6000 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 484 | 20.0411 EUR | ||||
| A ADSs | Purchase | 500 | 44.5500 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 500 | 14.8698 GBP | ||||
| A ADSs | Purchase | 500 | 44.2740 USD | ||||
| B ADSs | Purchase | 506 | 44.6612 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 509 | 20.1700 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 520 | 14.6150 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 529 | 20.1350 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 640 | 14.5750 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 670 | 20.1800 EUR | ||||
| A ADSs | Purchase | 680 | 44.4600 USD | ||||
| B ADSs | Purchase | 700 | 44.4228 USD | ||||
| B ADSs | Purchase | 700 | 44.6985 USD | ||||
| B ADSs | Purchase | 700 | 44.6400 USD | ||||
| A ADSs | Purchase | 700 | 44.4621 USD | ||||
| A ADSs | Purchase | 800 | 44.4506 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 800 | 14.5700 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 818 | 20.3050 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 855 | 14.7271 GBP | ||||
| A ADSs | Purchase | 900 | 44.4561 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 914 | 14.7033 GBP | ||||
| B ADSs | Purchase | 919 | 44.6042 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 960 | 20.2050 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 962 | 14.5851 GBP | ||||
| B ADSs | Purchase | 983 | 44.2220 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,024 | 20.2636 EUR | ||||
| A ADSs | Purchase | 1,030 | 44.5103 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,098 | 14.8374 GBP | ||||
| A ADSs | Purchase | 1,100 | 44.4136 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,113 | 14.6598 GBP | ||||
| B ADSs | Purchase | 1,200 | 44.6579 USD | ||||
| A ADSs | Purchase | 1,275 | 44.4094 USD | ||||
| A ADSs | Purchase | 1,275 | 44.4660 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,280 | 20.2100 EUR | ||||
| B ADSs | Purchase | 1,300 | 44.6923 USD | ||||
| B ADSs | Purchase | 1,300 | 44.3908 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,440 | 14.5722 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,560 | 14.6800 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,605 | 20.1550 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,699 | 20.1400 EUR | ||||
| A ADSs | Purchase | 1,700 | 44.4900 USD | ||||
| A ADSs | Purchase | 1,800 | 44.5172 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,854 | 20.1500 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,860 | 20.3100 EUR | ||||
| B ADSs | Purchase | 1,900 | 44.6513 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,916 | 14.9200 GBP | ||||
| A ADSs | Purchase | 2,107 | 44.4878 USD | ||||
| A ADSs | Purchase | 2,200 | 44.4562 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,202 | 20.0454 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,203 | 20.1590 EUR | ||||
| A ADSs | Purchase | 2,254 | 44.3196 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,261 | 14.7158 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,276 | 14.8350 GBP | ||||
| A ADSs | Purchase | 2,370 | 44.4669 USD | ||||
| A ADSs | Purchase | 2,400 | 44.5574 USD | ||||
| A ADSs | Purchase | 2,500 | 44.5128 USD | ||||
| B ADSs | Purchase | 2,500 | 44.6700 USD | ||||
| A ADSs | Purchase | 2,578 | 44.1794 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,593 | 20.1450 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,617 | 20.2800 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,767 | 20.2165 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,804 | 14.8700 GBP | ||||
| A ADSs | Purchase | 2,900 | 44.5182 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 3,000 | 20.1000 EUR | ||||
| A ADSs | Purchase | 3,000 | 44.4488 USD | ||||
| A ADSs | Purchase | 3,200 | 44.5037 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 3,311 | 20.0200 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 3,359 | 14.7824 GBP | ||||
| A ADSs | Purchase | 3,375 | 44.5261 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 3,400 | 20.0450 EUR | ||||
| B ADSs | Purchase | 3,440 | 44.6104 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 3,537 | 14.8646 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 3,719 | 14.6188 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,929 | 20.0150 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 4,201 | 14.7300 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 4,460 | 14.7302 GBP | ||||
| B ADSs | Purchase | 4,800 | 44.6081 USD | ||||
| A ADSs | Purchase | 4,800 | 44.5375 USD | ||||
| A ADSs | Purchase | 5,000 | 44.4894 USD | ||||
| A ADSs | Purchase | 5,022 | 44.4867 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 5,087 | 14.8550 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 5,087 | 14.8550 GBP | ||||
| A ADSs | Purchase | 6,200 | 44.3262 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 6,349 | 14.8600 GBP | ||||
| A ADSs | Purchase | 6,600 | 44.5234 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 6,774 | 20.1148 EUR | ||||
| A ADSs | Purchase | 6,800 | 44.5302 USD | ||||
| A ADSs | Purchase | 6,900 | 44.5200 USD | ||||
| B ADSs | Purchase | 6,900 | 44.5200 USD | ||||
| A ADSs | Purchase | 7,500 | 44.4653 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 8,603 | 14.6206 GBP | ||||
| A ADSs | Purchase | 8,782 | 44.3419 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 8,954 | 14.9300 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 10,101 | 14.8689 GBP | ||||
| A ADSs | Purchase | 10,648 | 44.4740 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 11,280 | 20.1600 EUR | ||||
| A ADSs | Purchase | 11,700 | 44.4704 USD | ||||
| A ADSs | Purchase | 12,400 | 44.5750 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 13,000 | 20.0196 EUR | ||||
| B ADSs | Purchase | 13,224 | 44.6207 USD | ||||
| A ADSs | Purchase | 13,720 | 44.4828 USD | ||||
| A ADSs | Purchase | 14,400 | 44.2580 USD | ||||
| B ADSs | Purchase | 17,611 | 44.6249 USD | ||||
| A ADSs | Purchase | 18,248 | 44.3443 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 18,452 | 14.8611 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 18,924 | 20.1476 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 19,136 | 20.0000 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 19,929 | 14.9198 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 20,419 | 14.8798 GBP | ||||
| A ADSs | Purchase | 20,746 | 44.4480 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 22,713 | 14.9127 GBP | ||||
| A ADSs | Purchase | 23,808 | 44.3739 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 24,739 | 14.7993 GBP | ||||
| A ADSs | Purchase | 24,906 | 44.4871 USD | ||||
| A ADSs | Purchase | 25,000 | 44.5232 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 25,035 | 14.9126 GBP | ||||
| A ADSs | Purchase | 26,800 | 44.5342 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 26,951 | 14.6141 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 27,027 | 20.2202 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 28,450 | 20.1521 EUR | ||||
| A ADSs | Purchase | 31,850 | 44.5001 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 34,907 | 14.7411 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 35,964 | 14.8934 GBP | ||||
| B ADSs | Purchase | 36,377 | 44.6061 USD | ||||
| B ADSs | Purchase | 38,377 | 44.6107 USD | ||||
| A ADSs | Purchase | 40,200 | 44.2100 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 43,535 | 14.8098 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 47,140 | 14.7715 GBP | ||||
| A ADSs | Purchase | 57,417 | 44.4761 USD | ||||
| A ADSs | Purchase | 69,438 | 44.2458 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 80,820 | 20.1649 EUR | ||||
| A ADSs | Purchase | 83,908 | 44.4657 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 85,068 | 14.8594 GBP | ||||
| A ADSs | Purchase | 89,408 | 44.4700 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 100,639 | 14.7721 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 103,481 | 20.1592 EUR | ||||
| B ADSs | Purchase | 104,386 | 44.4460 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 123,455 | 14.7977 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 141,167 | 20.1961 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 156,623 | 14.8247 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 166,667 | 14.6977 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 170,949 | 20.1372 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 179,666 | 14.8660 GBP | ||||
| A ADSs | Purchase | 200,000 | 33.1122 USD | ||||
| A ADSs | Purchase | 200,000 | 44.1555 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 450,962 | 14.8367 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 9 | 14.6850 GBP | ||||
| A ADSs | Sale | 10 | 44.4950 USD | ||||
| B ADSs | Sale | 14 | 44.6800 USD | ||||
| A ADSs | Sale | 67 | 44.5400 USD | ||||
| EUR 0.07 A Ordinary | Sale | 74 | 14.7050 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 83 | 20.3000 EUR | ||||
| B ADSs | Sale | 94 | 44.6500 USD | ||||
| A ADSs | Sale | 100 | 44.1650 USD | ||||
| A ADSs | Sale | 100 | 44.3950 USD | ||||
| B ADSs | Sale | 100 | 44.3000 USD | ||||
| A ADSs | Sale | 112 | 44.3078 USD | ||||
| A ADSs | Sale | 129 | 44.5832 USD | ||||
| A ADSs | Sale | 133 | 44.5224 USD | ||||
| EUR 0.07 A Ordinary | Sale | 136 | 20.0250 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 143 | 20.1750 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 174 | 20.3200 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 186 | 20.1450 EUR | ||||
| A ADSs | Sale | 200 | 44.5200 USD | ||||
| B ADSs | Sale | 200 | 44.6400 USD | ||||
| A ADSs | Sale | 250 | 44.4400 USD | ||||
| EUR 0.07 A Ordinary | Sale | 297 | 14.6000 GBP | ||||
| A ADSs | Sale | 300 | 44.5500 USD | ||||
| B ADSs | Sale | 300 | 44.6666 USD | ||||
| A ADSs | Sale | 300 | 44.5183 USD | ||||
| B ADSs | Sale | 300 | 44.1100 USD | ||||
| B ADSs | Sale | 300 | 44.7000 USD | ||||
| EUR 0.07 A Ordinary | Sale | 320 | 20.1950 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 320 | 20.0100 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 338 | 20.2400 EUR | ||||
| A ADSs | Sale | 350 | 44.4200 USD | ||||
| EUR 0.07 B Ordinary | Sale | 351 | 14.6556 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 352 | 20.2850 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 364 | 20.3150 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 375 | 20.1900 EUR | ||||
| B ADSs | Sale | 400 | 44.3675 USD | ||||
| B ADSs | Sale | 400 | 44.6700 USD | ||||
| EUR 0.07 A Ordinary | Sale | 416 | 14.6350 GBP | ||||
| B ADSs | Sale | 426 | 44.6000 USD | ||||
| EUR 0.07 A Ordinary | Sale | 469 | 20.3050 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 480 | 14.9453 GBP | ||||
| B ADSs | Sale | 500 | 44.6720 USD | ||||
| A ADSs | Sale | 500 | 44.4100 USD | ||||
| A ADSs | Sale | 500 | 44.1020 USD | ||||
| EUR 0.07 A Ordinary | Sale | 509 | 20.1700 EUR | ||||
| A ADSs | Sale | 595 | 44.5186 USD | ||||
| A ADSs | Sale | 600 | 44.0983 USD | ||||
| B ADSs | Sale | 600 | 44.3383 USD | ||||
| A ADSs | Sale | 600 | 44.4741 USD | ||||
| EUR 0.07 A Ordinary | Sale | 640 | 14.5750 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 678 | 20.1831 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 747 | 14.7118 GBP | ||||
| A ADSs | Sale | 800 | 44.4487 USD | ||||
| EUR 0.07 A Ordinary | Sale | 800 | 14.5700 GBP | ||||
| A ADSs | Sale | 800 | 44.2025 USD | ||||
| A ADSs | Sale | 800 | 44.5234 USD | ||||
| B ADSs | Sale | 800 | 44.6468 USD | ||||
| A ADSs | Sale | 800 | 44.5268 USD | ||||
| EUR 0.07 A Ordinary | Sale | 824 | 20.1632 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 845 | 20.1650 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 960 | 20.2050 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 965 | 20.1550 EUR | ||||
| A ADSs | Sale | 1,080 | 44.4600 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,093 | 20.1800 EUR | ||||
| A ADSs | Sale | 1,100 | 44.1722 USD | ||||
| A ADSs | Sale | 1,100 | 44.2136 USD | ||||
| B ADSs | Sale | 1,100 | 44.6545 USD | ||||
| A ADSs | Sale | 1,100 | 44.5618 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,138 | 14.8350 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,156 | 20.2954 EUR | ||||
| A ADSs | Sale | 1,200 | 44.5325 USD | ||||
| A ADSs | Sale | 1,200 | 44.3716 USD | ||||
| A ADSs | Sale | 1,250 | 44.5316 USD | ||||
| A ADSs | Sale | 1,275 | 44.4095 USD | ||||
| A ADSs | Sale | 1,275 | 44.4094 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,280 | 20.2100 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,402 | 14.8700 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,440 | 14.5722 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,560 | 14.6800 GBP | ||||
| B ADSs | Sale | 1,600 | 44.6484 USD | ||||
| A ADSs | Sale | 1,600 | 44.5246 USD | ||||
| A ADSs | Sale | 1,600 | 44.1281 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,637 | 20.1384 EUR | ||||
| A ADSs | Sale | 1,650 | 44.1730 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,673 | 14.8127 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,699 | 14.8228 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,700 | 20.0450 EUR | ||||
| B ADSs | Sale | 1,783 | 44.3175 USD | ||||
| A ADSs | Sale | 1,850 | 44.5300 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,854 | 20.1500 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,979 | 20.1885 EUR | ||||
| A ADSs | Sale | 2,000 | 44.4525 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,158 | 14.7962 GBP | ||||
| A ADSs | Sale | 2,200 | 44.4397 USD | ||||
| B ADSs | Sale | 2,400 | 44.6841 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,613 | 20.1864 EUR | ||||
| A ADSs | Sale | 2,800 | 44.5283 USD | ||||
| A ADSs | Sale | 2,841 | 44.1416 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,906 | 20.0964 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,244 | 20.2188 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,311 | 20.0200 EUR | ||||
| A ADSs | Sale | 3,469 | 44.5214 USD | ||||
| A ADSs | Sale | 3,498 | 44.4548 USD | ||||
| A ADSs | Sale | 3,562 | 44.2409 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,863 | 20.0577 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,894 | 20.3100 EUR | ||||
| A ADSs | Sale | 4,200 | 44.5368 USD | ||||
| EUR 0.07 A Ordinary | Sale | 4,486 | 20.0150 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 5,252 | 20.1165 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 5,429 | 14.8533 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 5,834 | 20.0651 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 5,960 | 20.1600 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 6,027 | 14.9118 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 6,084 | 20.1397 EUR | ||||
| A ADSs | Sale | 6,500 | 44.1741 USD | ||||
| A ADSs | Sale | 7,750 | 44.3241 USD | ||||
| A ADSs | Sale | 7,800 | 44.3920 USD | ||||
| A ADSs | Sale | 8,168 | 44.5451 USD | ||||
| A ADSs | Sale | 8,508 | 44.3589 USD | ||||
| EUR 0.07 B Ordinary | Sale | 8,552 | 14.7300 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 8,552 | 14.7300 GBP | ||||
| A ADSs | Sale | 8,600 | 44.5170 USD | ||||
| A ADSs | Sale | 9,200 | 44.5356 USD | ||||
| EUR 0.07 A Ordinary | Sale | 9,260 | 14.7450 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 9,317 | 14.7892 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 9,650 | 14.7928 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 9,976 | 14.8463 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 10,254 | 20.0777 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 10,456 | 14.8600 GBP | ||||
| A ADSs | Sale | 10,531 | 44.4403 USD | ||||
| A ADSs | Sale | 10,600 | 44.4661 USD | ||||
| A ADSs | Sale | 10,600 | 44.4633 USD | ||||
| EUR 0.07 B Ordinary | Sale | 11,387 | 14.7918 GBP | ||||
| A ADSs | Sale | 12,400 | 44.5750 USD | ||||
| A ADSs | Sale | 13,400 | 44.5342 USD | ||||
| EUR 0.07 B Ordinary | Sale | 15,080 | 14.9300 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 15,256 | 14.8748 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 22,118 | 14.8381 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 22,506 | 14.8427 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 22,585 | 20.2800 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 23,297 | 14.8962 GBP | ||||
| A ADSs | Sale | 25,000 | 44.5232 USD | ||||
| EUR 0.07 B Ordinary | Sale | 27,880 | 14.8819 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 30,164 | 14.8887 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 32,987 | 20.0632 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 37,618 | 20.1000 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 37,952 | 14.8401 GBP | ||||
| A ADSs | Sale | 40,100 | 44.2100 USD | ||||
| B ADSs | Sale | 40,800 | 44.6200 USD | ||||
| EUR 0.07 B Ordinary | Sale | 40,918 | 14.8273 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 44,241 | 14.8415 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 44,540 | 14.8817 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 44,860 | 14.8522 GBP | ||||
| B ADSs | Sale | 48,693 | 44.4290 USD | ||||
| B ADSs | Sale | 52,193 | 44.4460 USD | ||||
| EUR 0.07 B Ordinary | Sale | 57,741 | 14.8484 GBP | ||||
| B ADSs | Sale | 76,754 | 44.6107 USD | ||||
| EUR 0.07 B Ordinary | Sale | 85,511 | 14.9216 GBP | ||||
| A ADSs | Sale | 100,000 | 44.1555 USD | ||||
| EUR 0.07 B Ordinary | Sale | 123,212 | 14.9337 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 158,383 | 14.8929 GBP | ||||
| A ADSs | Sale | 178,516 | 44.4700 USD | ||||
| A ADSs | Sale | 181,094 | 44.4802 USD | ||||
| EUR 0.07 A Ordinary | Sale | 200,000 | 20.1400 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 204,253 | 14.8680 GBP | ||||
| A ADSs | Sale | 208,100 | 44.2175 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 B Ordinary | CFD | Long | 100 | 14.8687 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 678 | 20.1806 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 841 | 14.6978 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 1,200 | 14.8057 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 1,652 | 14.8622 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 4,000 | 14.9287 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 4,055 | 14.7939 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 5,725 | 14.7447 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 6,027 | 14.9118 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 6,785 | 20.1753 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 7,447 | 14.7647 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 9,029 | 14.8518 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 14,300 | 14.9300 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 15,256 | 14.8748 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 17,677 | 14.8423 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 19,420 | 20.0118 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 22,809 | 14.7599 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 27,510 | 20.1714 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 32,482 | 14.8438 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 44,540 | 14.8817 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 85,511 | 14.9215 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 400 | 20.1335 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 500 | 14.8698 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 768 | 14.5693 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,067 | 14.6812 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,098 | 14.8374 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 2,261 | 14.7158 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 6,349 | 14.8600 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 12,210 | 14.8816 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 17,810 | 14.7607 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 18,797 | 14.8611 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 22,250 | 14.7644 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 25,179 | 20.1521 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 26,355 | 20.2090 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 27,027 | 20.2202 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 99,138 | 14.8379 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 99,784 | 14.7717 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 112,443 | 14.6877 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 123,618 | 14.6994 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 135,203 | 14.8224 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 156,882 | 14.7649 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 205,749 | 20.1714 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 23 Dec 15 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 175,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -42,000 | 42.5000 | American | 15 Jan 16 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | American | 15 Jan 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -70,000 | 23.0000 | American | 18 Mar 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 70,000 | 23.0000 | American | 18 Mar 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 68,000 | 45.0000 | American | 15 Jan 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -425,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Futures | Selling | -310,000 | 1.4740 | 16 Dec 16 | ||||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -70,000 | 23.0000 | American | 18 Mar 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 70,000 | 23.0000 | American | 18 Mar 16 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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