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13 Nov 2015 12:07
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FORMĀ 38.5(b)
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IRISHĀ TAKEOVERĀ PANEL
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DISCLOSUREĀ UNDERĀ RULEĀ 38.5(b)Ā OFĀ THEĀ IRISHĀ TAKEOVERĀ PANEL ACT,Ā 1997,Ā TAKEOVERĀ RULES,Ā 2013
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DEALINGSĀ BYĀ CONNECTEDĀ EXEMPTĀ PRINCIPALĀ TRADERSĀ WITHOUTĀ RECOGNISEDĀ INTERMEDIARYĀ STATUS,Ā ORĀ WITHĀ RECOGNISEDĀ INTERMEDIARYĀ STATUSĀ BUTĀ NOTĀ DEALINGĀ INĀ AĀ CLIENT-SERVINGĀ CAPACITY
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1. KEYĀ INFORMATION
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Name of exempt principal trader | (GS) GOLDMAN SACHS INTERNATIONAL |
Company dealt in | PFIZER INC |
Class of relevant security to which the dealings being disclosed relate (Note 1) | USD ordinary & GDR |
Date of dealing | 12 November 2015 |
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2. INTERESTS AND SHORT POSITIONS
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(a) InterestsĀ andĀ shortĀ positionsĀ (followingĀ dealing)Ā inĀ theĀ classĀ ofĀ relevantĀ securityĀ dealtĀ inĀ (NoteĀ 2)
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Long | Short | |||||
Number | (%) | Number | (%) | |||
(1) Relevant securities | 1,404,803 (0.02) | 45,998 (0.00) | ||||
(2) Derivatives (other than options) | 0 (0.00) | Ā 0 (0.00) | ||||
(3) Options and agreements to purchase/sell | 0 (0.00) | Ā 0 (0.00) | ||||
Total | 1,404,803 (0.02) | 45,998 (0.00) | ||||
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(b) InterestsĀ andĀ shortĀ positionsĀ inĀ relevantĀ securitiesĀ ofĀ theĀ company,Ā otherĀ thanĀ theĀ classĀ dealtĀ inĀ (NoteĀ 2)
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Class of relevant security: | Long | Short | ||||
Number | (%) | Number | (%) | |||
(1) Relevant securities | ||||||
(2) Derivatives (other than options) | ||||||
(3) Options and agreements to purchase/sell | ||||||
Total | ||||||
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3. DEALINGSĀ (NoteĀ 3)
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(a) PurchasesĀ andĀ sales
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Purchase/sale | Number of relevant securities | Price per unit (Note 4) |
Purchase (Borrow New) | 922,557 | N/A |
Sale (Borrow Full Return) | 912,369 | N/A |
Purchase (Borrow New) | 10,188 | N/A |
Sale (Borrow Full Return) | 10,188 | N/A |
Purchase (Borrow Adjust) | 337 | N/A |
Purchase (Borrow Adjust) | 326 | N/A |
Purchase (Borrow Adjust) | 465 | N/A |
Purchase (Borrow Adjust) | 450 | N/A |
Purchase (Borrow Adjust) | 657 | N/A |
Purchase (Borrow Adjust) | 635 | N/A |
Purchase (Borrow Adjust) | 217 | N/A |
Purchase (Borrow Adjust) | 209 | N/A |
Sale (Borrow Partial Return) | 11 | N/A |
Sale (Borrow Partial Return) | 315 | N/A |
Sale (Borrow Partial Return) | 675 | N/A |
Sale (Borrow Partial Return) | 15 | N/A |
Sale (Borrow Partial Return) | 433 | N/A |
Sale (Borrow Partial Return) | 928 | N/A |
Sale (Borrow Partial Return) | 22 | N/A |
Sale (Borrow Partial Return) | 613 | N/A |
Sale (Borrow Partial Return) | 1,314 | N/A |
Sale (Borrow Partial Return) | 7 | N/A |
Sale (Borrow Partial Return) | 202 | N/A |
Sale (Borrow Partial Return) | 433 | N/A |
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(b) DerivativesĀ transactionsĀ (otherĀ thanĀ optionsĀ transactions)
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Product name, e.g. CFD | Nature of transaction (Note 5) | Number of relevant securities (Note 6) | Price per unit (Note 4) |
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(c) OptionsĀ transactionsĀ inĀ respectĀ ofĀ existingĀ relevantĀ securities
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(i) Writing,Ā selling,Ā purchasingĀ orĀ varying
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Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 4) |
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(ii) Exercising
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Product name, e.g. call option | Number of securities | Exercise price per unit (Note 4) |
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(d) OtherĀ dealingsĀ (includingĀ transactionsĀ inĀ respectĀ ofĀ newĀ securities)Ā (NoteĀ 3)
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Nature of transaction (Note 7) | Details | Price per unit (if applicable) (Note 4) |
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OTHERĀ INFORMATION
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Agreements,Ā arrangementsĀ orĀ understandingsĀ relatingĀ toĀ optionsĀ orĀ derivatives
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FullĀ detailsĀ ofĀ anyĀ agreement,Ā arrangementĀ orĀ understandingĀ betweenĀ theĀ person disclosingĀ andĀ anyĀ otherĀ personĀ relatingĀ toĀ theĀ votingĀ rightsĀ ofĀ anyĀ relevantĀ securitiesunderĀ anyĀ optionĀ referredĀ toĀ onĀ thisĀ formĀ orĀ relatingĀ toĀ theĀ votingĀ rightsĀ orĀ futureĀ acquisitionorĀ disposalĀ ofĀ anyĀ relevantĀ securitiesĀ toĀ whichĀ anyĀ derivative referredĀ toĀ onĀ thisĀ formĀ isĀ referenced.IfĀ none,Ā thisĀ shouldĀ beĀ stated.
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IsĀ aĀ SupplementalĀ FormĀ 38.5(b)Ā attached?Ā (NoteĀ 8) Ā YES/NO
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Date of disclosure | 13 November 2015 |
Contact name | Aadithya Rao and Yiannis Bardis |
Telephone number | +44(20) 7051 9046 / +44(20) 7774 7107 |
Name of offeree/offeror with which connected | Pfizer Inc |
Nature of connection (Note 9) | Advisor to Offeror |
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