19 Mar 2018 11:21
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Deutsche Bank AG London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Intu Properties plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Hammerson plc |
(d) Date dealing undertaken: | 16/03/2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes - Hammerson plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received GBP | Lowest price per unit paid/received GBP |
0.01p ordinary | Purchase | 1,748,979 | 2.0843 | 2.0348 |
0.01p ordinary | Sale | 2,184,973 | 2.0900 | 2.0290 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
50p ordinary | Swap | Long | 3 | 2.0527 GBP |
50p ordinary | Swap | Long | 14 | 2.0613 GBP |
50p ordinary | Swap | Long | 17 | 2.0560 GBP |
50p ordinary | Swap | Long | 47 | 2.0472 GBP |
50p ordinary | Swap | Long | 77 | 2.0561 GBP |
50p ordinary | Swap | Long | 77 | 2.0569 GBP |
50p ordinary | Swap | Long | 79 | 2.0383 GBP |
50p ordinary | Swap | Long | 96 | 2.0561 GBP |
50p ordinary | Swap | Long | 107 | 2.0621 GBP |
50p ordinary | Swap | Long | 119 | 2.0489 GBP |
50p ordinary | Swap | Long | 153 | 2.0613 GBP |
50p ordinary | Swap | Long | 186 | 2.0394 GBP |
50p ordinary | Swap | Long | 227 | 2.0570 GBP |
50p ordinary | Swap | Long | 293 | 2.0610 GBP |
50p ordinary | Swap | Long | 384 | 2.0561 GBP |
50p ordinary | Swap | Long | 474 | 2.0561 GBP |
50p ordinary | Swap | Long | 594 | 2.0489 GBP |
50p ordinary | Swap | Long | 672 | 2.0655 GBP |
50p ordinary | Swap | Long | 765 | 2.0489 GBP |
50p ordinary | Swap | Long | 835 | 2.0652 GBP |
50p ordinary | Swap | Long | 859 | 2.0614 GBP |
50p ordinary | Swap | Long | 909 | 2.0400 GBP |
50p ordinary | Swap | Long | 1,054 | 2.0568 GBP |
50p ordinary | Swap | Long | 1,171 | 2.0399 GBP |
50p ordinary | Swap | Long | 1,294 | 2.0498 GBP |
50p ordinary | Swap | Long | 1,371 | 2.0568 GBP |
50p ordinary | Swap | Long | 1,566 | 2.0439 GBP |
50p ordinary | Swap | Long | 2,997 | 2.0507 GBP |
50p ordinary | Swap | Long | 3,018 | 2.0508 GBP |
50p ordinary | Swap | Long | 3,750 | 2.0505 GBP |
50p ordinary | Swap | Long | 4,130 | 2.0615 GBP |
50p ordinary | Swap | Long | 4,293 | 2.0408 GBP |
50p ordinary | Swap | Long | 5,322 | 2.0615 GBP |
50p ordinary | Swap | Long | 5,410 | 2.0407 GBP |
50p ordinary | Swap | Long | 6,092 | 2.0571 GBP |
50p ordinary | Swap | Long | 7,540 | 2.0571 GBP |
50p ordinary | Swap | Long | 9,953 | 2.0530 GBP |
50p ordinary | Swap | Long | 14,174 | 2.0507 GBP |
50p ordinary | Swap | Long | 15,770 | 2.0568 GBP |
50p ordinary | Swap | Long | 18,295 | 2.0507 GBP |
50p ordinary | Swap | Long | 24,828 | 2.0623 GBP |
50p ordinary | Swap | Long | 30,620 | 2.0623 GBP |
50p ordinary | Swap | Long | 69,017 | 2.0517 GBP |
50p ordinary | Swap | Long | 86,680 | 2.0516 GBP |
50p ordinary | Swap | Long | 244 | 34.6700 ZAR |
50p ordinary | Swap | Long | 3,082 | 34.2590 ZAR |
50p ordinary | Swap | Short | 520 | 2.0802 GBP |
50p ordinary | Swap | Short | 1,000 | 2.0458 GBP |
50p ordinary | Swap | Short | 1,480 | 2.0812 GBP |
50p ordinary | Swap | Short | 87,677 | 2.0348 GBP |
50p ordinary | Swap | Short | 4,070 | 34.2257 ZAR |
50p ordinary | Swap | Short | 8,506 | 34.2435 ZAR |
50p ordinary | Swap | Short | 10,062 | 34.2900 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 19/03/2018 |
| Contact name: | Ravi Patel |
| Telephone number: | 0121 407 9004 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.