28 Mar 2018 16:19
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Deutsche Bank AG London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Intu Properties plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Hammerson plc |
(d) Date dealing undertaken: | 15/03/2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes - Hammerson plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received GBP | Lowest price per unit paid/received GBP |
0.01p ordinary | Purchases | 103,630 | 2.0810 | 2.0390 |
0.01p ordinary | Sales | 214,382 | 2.0810 | 2.0300 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
50p ordinary | Swap | Long | 3 | 2.0661 GBP |
50p ordinary | Swap | Long | 9 | 2.0769 GBP |
50p ordinary | Swap | Long | 14 | 2.0656 GBP |
50p ordinary | Swap | Long | 21 | 2.0706 GBP |
50p ordinary | Swap | Long | 24 | 2.0676 GBP |
50p ordinary | Swap | Long | 24 | 2.0682 GBP |
50p ordinary | Swap | Long | 34 | 2.0703 GBP |
50p ordinary | Swap | Long | 35 | 2.0660 GBP |
50p ordinary | Swap | Long | 38 | 2.0730 GBP |
50p ordinary | Swap | Long | 46 | 2.0681 GBP |
50p ordinary | Swap | Long | 50 | 2.0736 GBP |
50p ordinary | Swap | Long | 52 | 2.0739 GBP |
50p ordinary | Swap | Long | 53 | 2.0689 GBP |
50p ordinary | Swap | Long | 53 | 2.0696 GBP |
50p ordinary | Swap | Long | 58 | 2.0724 GBP |
50p ordinary | Swap | Long | 71 | 2.0693 GBP |
50p ordinary | Swap | Long | 89 | 2.0681 GBP |
50p ordinary | Swap | Long | 97 | 2.0696 GBP |
50p ordinary | Swap | Long | 103 | 2.0693 GBP |
50p ordinary | Swap | Long | 130 | 2.0731 GBP |
50p ordinary | Swap | Long | 133 | 2.0759 GBP |
50p ordinary | Swap | Long | 143 | 2.0725 GBP |
50p ordinary | Swap | Long | 153 | 2.0678 GBP |
50p ordinary | Swap | Long | 166 | 2.0722 GBP |
50p ordinary | Swap | Long | 210 | 2.0666 GBP |
50p ordinary | Swap | Long | 234 | 2.0729 GBP |
50p ordinary | Swap | Long | 234 | 2.0609 GBP |
50p ordinary | Swap | Long | 283 | 2.0666 GBP |
50p ordinary | Swap | Long | 327 | 2.0689 GBP |
50p ordinary | Swap | Long | 341 | 2.0724 GBP |
50p ordinary | Swap | Long | 346 | 2.0729 GBP |
50p ordinary | Swap | Long | 349 | 2.0681 GBP |
50p ordinary | Swap | Long | 457 | 2.0687 GBP |
50p ordinary | Swap | Long | 607 | 2.0691 GBP |
50p ordinary | Swap | Long | 639 | 2.0734 GBP |
50p ordinary | Swap | Long | 652 | 2.0694 GBP |
50p ordinary | Swap | Long | 659 | 2.0532 GBP |
50p ordinary | Swap | Long | 834 | 2.0666 GBP |
50p ordinary | Swap | Long | 1,034 | 2.0722 GBP |
50p ordinary | Swap | Long | 1,074 | 2.0664 GBP |
50p ordinary | Swap | Long | 1,107 | 2.0390 GBP |
50p ordinary | Swap | Long | 1,232 | 2.0682 GBP |
50p ordinary | Swap | Long | 1,252 | 2.0682 GBP |
50p ordinary | Swap | Long | 1,255 | 2.0698 GBP |
50p ordinary | Swap | Long | 1,471 | 2.0688 GBP |
50p ordinary | Swap | Long | 1,675 | 2.0629 GBP |
50p ordinary | Swap | Long | 1,715 | 2.0682 GBP |
50p ordinary | Swap | Long | 2,186 | 2.0720 GBP |
50p ordinary | Swap | Long | 2,447 | 2.0689 GBP |
50p ordinary | Swap | Long | 2,848 | 2.0634 GBP |
50p ordinary | Swap | Long | 3,844 | 2.0576 GBP |
50p ordinary | Swap | Long | 4,764 | 2.0692 GBP |
50p ordinary | Swap | Long | 6,852 | 2.0626 GBP |
50p ordinary | Swap | Long | 6,870 | 2.0680 GBP |
50p ordinary | Swap | Long | 7,352 | 2.0677 GBP |
50p ordinary | Swap | Long | 7,830 | 2.0682 GBP |
50p ordinary | Swap | Long | 8,552 | 2.0406 GBP |
50p ordinary | Swap | Long | 13,014 | 2.0710 GBP |
50p ordinary | Swap | Long | 13,509 | 2.0656 GBP |
50p ordinary | Swap | Long | 20,019 | 2.0596 GBP |
50p ordinary | Swap | Long | 54,294 | 2.0655 GBP |
50p ordinary | Swap | Long | 1,170 | 33.9500 ZAR |
50p ordinary | Swap | Long | 6,876 | 34.3789 ZAR |
50p ordinary | Swap | Long | 12,072 | 34.3736 ZAR |
50p ordinary | Swap | Long | 16,792 | 34.1139 ZAR |
50p ordinary | Swap | Long | 37,462 | 33.9701 ZAR |
50p ordinary | Swap | Short | 64,074 | 2.0390 GBP |
50p ordinary | Swap | Short | 1,170 | 33.9500 ZAR |
50p ordinary | Swap | Short | 1,288 | 34.8346 ZAR |
50p ordinary | Swap | Short | 6,686 | 34.0278 ZAR |
50p ordinary | Swap | Short | 8,000 | 34.0300 ZAR |
50p ordinary | Swap | Short | 16,432 | 33.8788 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 28/03/2018 |
| Contact name: | Jasim Baloch |
| Telephone number: | 0121 407 9093 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.