30 Jun 2017 15:14
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | IMAGINATION TECHNOLOGIES GROUP PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 29 June 2017 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
| disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 10p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 4,046,737 | 1.42% | 569,547 | 0.20% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 74,798 | 0.03% | 2,859,116 | 1.01% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 4,121,535 | 1.45% | 3,428,663 | 1.21% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 10p ordinary | Purchase | 180 | 1.5075 GBP | ||||
| 10p ordinary | Purchase | 573 | 1.5325 GBP | ||||
| 10p ordinary | Purchase | 752 | 1.4900 GBP | ||||
| 10p ordinary | Purchase | 805 | 1.5225 GBP | ||||
| 10p ordinary | Purchase | 900 | 1.6300 GBP | ||||
| 10p ordinary | Purchase | 974 | 1.5400 GBP | ||||
| 10p ordinary | Purchase | 1,022 | 1.5125 GBP | ||||
| 10p ordinary | Purchase | 1,277 | 1.6099 GBP | ||||
| 10p ordinary | Purchase | 1,746 | 1.5100 GBP | ||||
| 10p ordinary | Purchase | 1,900 | 1.5700 GBP | ||||
| 10p ordinary | Purchase | 1,900 | 1.5575 GBP | ||||
| 10p ordinary | Purchase | 1,900 | 1.5650 GBP | ||||
| 10p ordinary | Purchase | 1,961 | 1.5350 GBP | ||||
| 10p ordinary | Purchase | 1,961 | 1.5550 GBP | ||||
| 10p ordinary | Purchase | 1,961 | 1.5425 GBP | ||||
| 10p ordinary | Purchase | 1,987 | 1.4575 GBP | ||||
| 10p ordinary | Purchase | 2,000 | 1.5000 GBP | ||||
| 10p ordinary | Purchase | 2,131 | 1.5925 GBP | ||||
| 10p ordinary | Purchase | 2,163 | 1.4725 GBP | ||||
| 10p ordinary | Purchase | 2,165 | 1.5375 GBP | ||||
| 10p ordinary | Purchase | 2,265 | 1.5500 GBP | ||||
| 10p ordinary | Purchase | 2,392 | 1.4600 GBP | ||||
| 10p ordinary | Purchase | 2,509 | 1.5525 GBP | ||||
| 10p ordinary | Purchase | 2,953 | 1.4775 GBP | ||||
| 10p ordinary | Purchase | 3,109 | 1.4700 GBP | ||||
| 10p ordinary | Purchase | 3,402 | 1.6175 GBP | ||||
| 10p ordinary | Purchase | 3,453 | 1.5250 GBP | ||||
| 10p ordinary | Purchase | 3,498 | 1.5275 GBP | ||||
| 10p ordinary | Purchase | 3,555 | 1.5287 GBP | ||||
| 10p ordinary | Purchase | 4,057 | 1.5200 GBP | ||||
| 10p ordinary | Purchase | 4,081 | 1.5450 GBP | ||||
| 10p ordinary | Purchase | 4,428 | 1.5600 GBP | ||||
| 10p ordinary | Purchase | 4,946 | 1.5826 GBP | ||||
| 10p ordinary | Purchase | 5,368 | 1.5300 GBP | ||||
| 10p ordinary | Purchase | 6,609 | 1.5175 GBP | ||||
| 10p ordinary | Purchase | 6,784 | 1.4650 GBP | ||||
| 10p ordinary | Purchase | 8,069 | 1.5264 GBP | ||||
| 10p ordinary | Purchase | 9,475 | 1.4850 GBP | ||||
| 10p ordinary | Purchase | 9,572 | 1.4875 GBP | ||||
| 10p ordinary | Purchase | 10,732 | 1.5890 GBP | ||||
| 10p ordinary | Purchase | 10,975 | 1.4800 GBP | ||||
| 10p ordinary | Purchase | 11,366 | 1.5348 GBP | ||||
| 10p ordinary | Purchase | 11,488 | 1.5191 GBP | ||||
| 10p ordinary | Purchase | 13,516 | 1.4825 GBP | ||||
| 10p ordinary | Purchase | 23,015 | 1.4799 GBP | ||||
| 10p ordinary | Purchase | 23,541 | 1.5203 GBP | ||||
| 10p ordinary | Purchase | 127,713 | 1.5385 GBP | ||||
| 10p ordinary | Purchase | 209,804 | 1.5322 GBP | ||||
| 10p ordinary | Sale | 180 | 1.5075 GBP | ||||
| 10p ordinary | Sale | 296 | 1.5062 GBP | ||||
| 10p ordinary | Sale | 573 | 1.5325 GBP | ||||
| 10p ordinary | Sale | 752 | 1.4900 GBP | ||||
| 10p ordinary | Sale | 974 | 1.5400 GBP | ||||
| 10p ordinary | Sale | 1,022 | 1.5125 GBP | ||||
| 10p ordinary | Sale | 1,566 | 1.4725 GBP | ||||
| 10p ordinary | Sale | 1,746 | 1.5100 GBP | ||||
| 10p ordinary | Sale | 1,900 | 1.5575 GBP | ||||
| 10p ordinary | Sale | 1,900 | 1.5700 GBP | ||||
| 10p ordinary | Sale | 1,900 | 1.5650 GBP | ||||
| 10p ordinary | Sale | 1,961 | 1.5425 GBP | ||||
| 10p ordinary | Sale | 1,961 | 1.5550 GBP | ||||
| 10p ordinary | Sale | 1,961 | 1.5350 GBP | ||||
| 10p ordinary | Sale | 1,987 | 1.4575 GBP | ||||
| 10p ordinary | Sale | 2,000 | 1.5000 GBP | ||||
| 10p ordinary | Sale | 2,131 | 1.5925 GBP | ||||
| 10p ordinary | Sale | 2,165 | 1.5375 GBP | ||||
| 10p ordinary | Sale | 2,265 | 1.5500 GBP | ||||
| 10p ordinary | Sale | 2,392 | 1.4600 GBP | ||||
| 10p ordinary | Sale | 2,509 | 1.5525 GBP | ||||
| 10p ordinary | Sale | 2,953 | 1.4775 GBP | ||||
| 10p ordinary | Sale | 3,109 | 1.4700 GBP | ||||
| 10p ordinary | Sale | 3,498 | 1.5275 GBP | ||||
| 10p ordinary | Sale | 3,594 | 1.5111 GBP | ||||
| 10p ordinary | Sale | 3,645 | 1.5237 GBP | ||||
| 10p ordinary | Sale | 3,966 | 1.5250 GBP | ||||
| 10p ordinary | Sale | 4,057 | 1.5200 GBP | ||||
| 10p ordinary | Sale | 4,081 | 1.5450 GBP | ||||
| 10p ordinary | Sale | 4,428 | 1.5600 GBP | ||||
| 10p ordinary | Sale | 5,368 | 1.5300 GBP | ||||
| 10p ordinary | Sale | 6,673 | 1.4800 GBP | ||||
| 10p ordinary | Sale | 6,784 | 1.4650 GBP | ||||
| 10p ordinary | Sale | 7,828 | 1.5233 GBP | ||||
| 10p ordinary | Sale | 8,809 | 1.5175 GBP | ||||
| 10p ordinary | Sale | 9,475 | 1.4850 GBP | ||||
| 10p ordinary | Sale | 9,572 | 1.4875 GBP | ||||
| 10p ordinary | Sale | 13,516 | 1.4825 GBP | ||||
| 10p ordinary | Sale | 45,190 | 1.5101 GBP | ||||
| 10p ordinary | Sale | 46,379 | 1.5387 GBP | ||||
| 10p ordinary | Sale | 50,657 | 1.5024 GBP | ||||
| 10p ordinary | Sale | 55,000 | 1.5954 GBP | ||||
| 10p ordinary | Sale | 59,459 | 1.4898 GBP | ||||
| 10p ordinary | Sale | 72,652 | 1.5109 GBP | ||||
| 10p ordinary | Sale | 137,006 | 1.4901 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 10p ordinary | SWAP | Long | 200 | 1.6125 GBP | |||||
| 10p ordinary | SWAP | Long | 1,366 | 1.6177 GBP | |||||
| 10p ordinary | CFD | Long | 4,294 | 1.4897 GBP | |||||
| 10p ordinary | CFD | Long | 13,261 | 1.5487 GBP | |||||
| 10p ordinary | SWAP | Long | 27,771 | 1.5366 GBP | |||||
| 10p ordinary | CFD | Long | 59,459 | 1.4898 GBP | |||||
| 10p ordinary | SWAP | Short | 100 | 1.6000 GBP | |||||
| 10p ordinary | SWAP | Short | 309 | 1.5800 GBP | |||||
| 10p ordinary | CFD | Short | 1,277 | 1.6099 GBP | |||||
| 10p ordinary | CFD | Short | 3,402 | 1.6175 GBP | |||||
| 10p ordinary | CFD | Short | 4,302 | 1.4800 GBP | |||||
| 10p ordinary | CFD | Short | 8,874 | 1.5727 GBP | |||||
| 10p ordinary | SWAP | Short | 11,079 | 1.5167 GBP | |||||
| 10p ordinary | CFD | Short | 14,667 | 1.4886 GBP | |||||
| 10p ordinary | SWAP | Short | 47,076 | 1.5205 GBP | |||||
| 10p ordinary | CFD | Short | 209,804 | 1.5321 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | |
| Date of disclosure: | 30 Jun 2017 | |
| Contact name: | Hemika Mistry | |
| Telephone number: | 020 7116 3891 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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