8 Mar 2018 12:34
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of discloser: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | GVC HOLDINGS PLC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 7 March 2018 | |
| (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | YES LADBROKES CORAL GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | Euro 0.01 ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 4,317,284 | 1.36% | 1,604,412 | 0.53% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 1,362,417 | 0.45% | 3,759,393 | 1.24% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 5,679,701 | 1.80% | 5,363,805 | 1.77% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| Euro 0.01 ordinary | Purchase | 30 | 8.8980 GBP | ||||
| Euro 0.01 ordinary | Purchase | 306 | 8.8503 GBP | ||||
| Euro 0.01 ordinary | Purchase | 353 | 8.9075 GBP | ||||
| Euro 0.01 ordinary | Purchase | 615 | 8.8636 GBP | ||||
| Euro 0.01 ordinary | Purchase | 1,500 | 8.8987 GBP | ||||
| Euro 0.01 ordinary | Purchase | 1,523 | 8.7612 GBP | ||||
| Euro 0.01 ordinary | Purchase | 4,139 | 8.9364 GBP | ||||
| Euro 0.01 ordinary | Purchase | 13,300 | 8.7977 GBP | ||||
| Euro 0.01 ordinary | Purchase | 19,758 | 8.9545 GBP | ||||
| Euro 0.01 ordinary | Purchase | 28,044 | 8.9556 GBP | ||||
| Euro 0.01 ordinary | Purchase | 28,689 | 8.8397 GBP | ||||
| Euro 0.01 ordinary | Purchase | 32,592 | 8.9550 GBP | ||||
| Euro 0.01 ordinary | Sale | 377 | 8.9075 GBP | ||||
| Euro 0.01 ordinary | Sale | 1,242 | 8.9329 GBP | ||||
| Euro 0.01 ordinary | Sale | 1,498 | 8.7944 GBP | ||||
| Euro 0.01 ordinary | Sale | 1,740 | 8.8945 GBP | ||||
| Euro 0.01 ordinary | Sale | 1,815 | 8.7984 GBP | ||||
| Euro 0.01 ordinary | Sale | 2,112 | 8.8875 GBP | ||||
| Euro 0.01 ordinary | Sale | 2,168 | 8.7389 GBP | ||||
| Euro 0.01 ordinary | Sale | 3,840 | 8.9307 GBP | ||||
| Euro 0.01 ordinary | Sale | 4,572 | 8.9550 GBP | ||||
| Euro 0.01 ordinary | Sale | 4,910 | 8.7979 GBP | ||||
| Euro 0.01 ordinary | Sale | 5,077 | 8.7982 GBP | ||||
| Euro 0.01 ordinary | Sale | 5,612 | 8.9320 GBP | ||||
| Euro 0.01 ordinary | Sale | 9,714 | 8.8166 GBP | ||||
| Euro 0.01 ordinary | Sale | 22,852 | 8.9550 GBP | ||||
| Euro 0.01 ordinary | Sale | 34,537 | 8.9204 GBP | ||||
| Euro 0.01 ordinary | Sale | 47,461 | 8.9336 GBP | ||||
| Euro 0.01 ordinary | Sale | 62,795 | 8.8624 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| Euro 0.01 ordinary | SWAP | Long | 460 | 8.8821 GBP | |||||
| Euro 0.01 ordinary | SWAP | Long | 1,753 | 8.8948 GBP | |||||
| Euro 0.01 ordinary | SWAP | Long | 2,168 | 8.7390 GBP | |||||
| Euro 0.01 ordinary | SWAP | Long | 3,549 | 8.9354 GBP | |||||
| Euro 0.01 ordinary | SWAP | Long | 4,068 | 8.8574 GBP | |||||
| Euro 0.01 ordinary | CFD | Long | 4,572 | 8.9550 GBP | |||||
| Euro 0.01 ordinary | SWAP | Long | 5,612 | 8.9320 GBP | |||||
| Euro 0.01 ordinary | CFD | Long | 6,261 | 8.8917 GBP | |||||
| Euro 0.01 ordinary | CFD | Long | 7,209 | 8.9078 GBP | |||||
| Euro 0.01 ordinary | CFD | Long | 9,714 | 8.8166 GBP | |||||
| Euro 0.01 ordinary | CFD | Long | 14,219 | 8.9542 GBP | |||||
| Euro 0.01 ordinary | CFD | Long | 47,461 | 8.9337 GBP | |||||
| Euro 0.01 ordinary | CFD | Long | 62,795 | 8.8624 GBP | |||||
| Euro 0.01 ordinary | CFD | Short | 250 | 8.8608 GBP | |||||
| Euro 0.01 ordinary | CFD | Short | 306 | 8.8502 GBP | |||||
| Euro 0.01 ordinary | CFD | Short | 339 | 8.8607 GBP | |||||
| Euro 0.01 ordinary | SWAP | Short | 600 | 8.9559 GBP | |||||
| Euro 0.01 ordinary | SWAP | Short | 1,500 | 8.8986 GBP | |||||
| Euro 0.01 ordinary | CFD | Short | 1,523 | 8.7612 GBP | |||||
| Euro 0.01 ordinary | SWAP | Short | 3,832 | 8.9380 GBP | |||||
| Euro 0.01 ordinary | SWAP | Short | 4,683 | 8.8630 GBP | |||||
| Euro 0.01 ordinary | SWAP | Short | 24,006 | 8.8352 GBP | |||||
| Euro 0.01 ordinary | CFD | Short | 28,044 | 8.9556 GBP | |||||
| Euro 0.01 ordinary | SWAP | Short | 32,592 | 8.9550 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 8 March 2018 | |
| Contact name: | Jay Supaya | |
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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