18 Apr 2019 15:48
AMENDMENT
INCREASED EQUITY SALES BY 742,134 TO 2,032,977
ADDED EQUITY SWAP PURCHASES OF 8,866
ADDED EQUITY SWAP SALES OF 750,000
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | G4S plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Financial Adviser and Corporate Broker to G4S plc |
(d) Date dealing undertaken: | 11 April 2019 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary Share
| Purchase
Sale
| 3,688,276 2,520
2,031,977 1,000 | 2.2295 GBP 18.9024 DKK
2.2320 GBP 19.2150 DKK | 2.1230 GBP 18.8260 DKK
2.1521 GBP 19.2150 DKK |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary Share | Equity Swap | Long
Short
| 9,701 136,908 410,374 12,600 1,312 319 7,110 29,632 775 20,050 57,030 2,060 147,674 18,569 6,554 278,387 36,015 1,000 1,000
26,490 1,886 146 250,000 521 2,288 114,842 241,925 62,344 7,883 302 13,499 25 5,130 113,000 219,164 810 243,560 29,915 11,628 120,100 11,367 32,287 17,240 38,991 353 14,854 86,628 99 250,000 250,000 500,000 700 20,050 1,710 810 | 2.1521 GBP 2.1829 GBP 2.1830 GBP 2.1841 GBP 2.1849 GBP 2.1878 GBP 2.1944 GBP 2.1965 GBP 2.1990 GBP 2.2006 GBP 2.2017 GBP 2.2020 GBP 2.2042 GBP 2.2069 GBP 2.2073 GBP 2.2100 GBP 2.2136 GBP 19.2131 DKK 19.2150 DKK
2.1563 GBP 2.1651 GBP 2.1690 GBP 2.1715 GBP 2.1716 GBP 2.1764 GBP 2.1828 GBP 2.1830 GBP 2.1831 GBP 2.1840 GBP 2.1841 GBP 2.1854 GBP 2.1861 GBP 2.1881 GBP 2.1888 GBP 2.1915 GBP 2.1942 GBP 2.1966 GBP 2.1982 GBP 2.2008 GBP 2.2018 GBP 2.2022 GBP 2.2024 GBP 2.2041 GBP 2.2067 GBP 2.2080 GBP 2.2082 GBP 2.2100 GBP 2.2101 GBP 2.2126 GBP 2.2146 GBP 2.2166 GBP 2.2215 GBP 2.2256 GBP 18.8260 DKK 18.9024 DKK |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 18 April 2019 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.