14 Sep 2016 07:00
SEC FORMÂ 4
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SEC Form 4
FORMÂ 4 UNITED STATES SECURITIES AND EXCHANGE Â COMMISSION
Washington, D.C. 20549
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
STATEMENT OF CHANGES IN BENEFICIAL Â OWNERSHIP
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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            Â1. Name and Address of Reporting Person* RICE JOHN G | 2. Issuer Name and Ticker or Trading Symbol GENERAL ELECTRIC CO [ GE  ] | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer (give title Other (specify below) below) Vice Chairman | |||||||||||||||||||||||||||
3. Date of Earliest Transaction (Month/Day/Year) 09/09/2016 | |||||||||||||||||||||||||||||
  (Last) (First) (Middle) | |||||||||||||||||||||||||||||
GENERAL ELECTRIC COMPANY | |||||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person | ||||||||||||||||||||||||||||
41 FARNSWORTH STREET | |||||||||||||||||||||||||||||
  (Street) | |||||||||||||||||||||||||||||
BOSTON MA 02210 | |||||||||||||||||||||||||||||
  (City) (State) (Zip) | |||||||||||||||||||||||||||||
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially  Owned | |||||||||||||||||||||||||||||
1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution  Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||||||||||||||||||||
 Code |  V |  Amount | (A) or (D) |  Price | |||||||||||||||||||||||||
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible  securities) | |||||||||||||||||||||||||||||
1. Title of | 2. | 3. Transaction | 3A. Deemed | 4. | 5. Number of | 6. Date Exercisable and | 7. Title and Amount | 8. Price of | 9. Number of | 10. | 11. Nature | ||||||||||||||||||
Derivative | Conversion | Date | Execution Date, | Transaction | Derivative | Expiration Date | of Securities | Derivative | derivative | Ownership | of Indirect | ||||||||||||||||||
Security | or Exercise | (Month/Day/Year) | if any | Code (Instr. | Securities | (Month/Day/Year) | Underlying | Security | Securities | Form: | Beneficial | ||||||||||||||||||
(Instr. 3) | Price of | (Month/Day/Year) | 8) | Acquired (A) | Derivative Security | (Instr. 5) | Beneficially | Direct (D) | Ownership | ||||||||||||||||||||
Derivative | or Disposed | (Instr. 3 and 4) | Owned | or Indirect | (Instr. 4) | ||||||||||||||||||||||||
Security | of (D) (Instr. | Following | (I) (Instr. 4) | ||||||||||||||||||||||||||
3, 4 and 5) | Reported | ||||||||||||||||||||||||||||
Transaction(s) | |||||||||||||||||||||||||||||
   Code |    V |    (A) |    (D) |   Date Exercisable |   Expiration Date |    Title | Amount or Number of Shares | ||||||||||||||||||||||
(Instr. 4) | |||||||||||||||||||||||||||||
Employee Stock Option (right to buy) | Â $30.11(4) | Â Â 09/09/2016 | Â Â A | Â Â 200,000 | Â Â (1) | Â Â 09/09/2026 | Â Â Common Stock | Â 200,000 | Â Â $0 | Â Â 200,000 | Â Â D | ||||||||||||||||||
Restricted Stock Units | Â (2) | Â 09/09/2016 | Â A | Â 27,000 | Â (3) | Â (3) | Â Common Stock | Â 27,000 | Â $0 | Â 27,000 | Â D | ||||||||||||||||||
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1. The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.
2. 1 for 1
3. The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.
4. All transactions reported on this Form 4 were conducted outside a trading venue.
Remarks:
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
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Brian Sandstrom on behalf  of
John G. Rice 09/13/2016
** Signature of Reporting Person Date
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.Â
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https://www.sec.gov/Archives/edgar/data/40545/000123120516000170/xslF345X03/edgar.xml[9/13/2016 4:26:18Â PM]
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