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22 Jul 2014 15:28
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NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS
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This form is intended for use by an issuer to make a RIS notification required by DR 3.1.4R(1).
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(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the shares of theissuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
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Please complete all relevant boxes should in black capital letters.
1. | Name of the issuer Β Β First Quantum Minerals LTD. | 2. | State whether the notification relates to: Β (i) a transaction notified in accordance with DR 3.1.4R(1)(a); or Β (ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as extended by section 328) of the Companies Act 1985; or Β (iii) both (i) and (ii) Β 2(i) Β |
3. | Name of person discharging managerial responsibilities / director Β See schedule attached | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director names in 3 and identify the connected person Β N/A Β |
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest1 Β Holding Β | 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares Β Common shares of no par value |
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them Β See schedule attached Β | 8. | State the nature of the transaction Β Vesting of Restricted Stock Units and awarding of Performance Stock Units pursuant to the Company's Long Term Incentive Plan Β |
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9. | Number of shares, debentures or financial instruments relating to shares acquired Β Β See schedule attached Β Β | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) Β See schedule attached |
11. | Number of shares, debentures or financial instruments relating to shares disposed Β Β See schedule attached Β | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken in account when calculating percentage) Β See schedule attached Β |
13. | Price per share or value of transaction Β RSU vesting CAD $22.82 PSU grant CAD $21.89 Β | 14. | Date and place of transaction Β July 18, 2014 Vancouver |
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) Β See schedule attached Β | 16. | Date issuer informed of transaction Β Β Β Β July 21, 2014 |
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If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17. | Date of grant Β N/A Β | 18. | Period during which or date on which it can be exercised | |
19. | Total amount paid (if any) for grant of the option Β Β Β | 20. | Description of shares or debentures involved (class and number) | |
21. | Exercise price (if fixed at time of grant) or indication that price is to fixed at the time of exercise Β Β | 22. | Total number of shares or debentures over which options held following notification | |
23. | Any additional information Β N/A Β Β | 24. | Name of contact and telephone number for queries Β Tiana JohnsonAssistant Corporate Secretary(+44) 207 291 6630 | |
Name and signature of duly authorized officer of issuer responsible for making notification Christopher Lemon, General Counsel and Corporate Secretary Date of notification July 22, 2014 | Β | |||
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Box 3 | Box 9 | Box 9 | Box 11 | Box 10 & 12 | Box 15 | Box 15 |
Name of Director / PDMR | 2014 Performance Stock Units Granted | Common Shares (acquired from vested RSUs) | Β Vested RestrictedStock Units | % of issued capital | Total common shares held | % of issued capital |
Directors/PDMRs | ||||||
Philip Pascall | 121,888 | Nil | Nil | 5,772,725 | 1% | |
Martin Rowley | 66,248 | Nil | Nil | 665,005 | 0.1% | |
Β Clive Newall | Β 41,488 | Β Nil | NilΒ | Β 2,750,692 | Β 0.46% | |
Hannes Meyer | 35,267 | *6,175 | 11,651 | 6,175 | ||
Christopher Lemon | 20,932 | 2,295 | 2,295 | 55,425 | ||
Michael Hanley | 0 | 5,000 | 5,000 | 21,000 |
Issued Capital: 590,836,559
* Net Vested After Tax Deduction
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