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12 Jan 2016 13:56
Annex DTR3
Notification of Transactions of Directors/Persons Discharging
Managerial Responsibility and Connected Persons
Please complete all relevant boxes should in block capital letters.
1. |
Name of the issuer
ELECTRA PRIVATE EQUITY PLC |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance with section 793 of the Companies Act 2006, or (iii) in accordance with paragraph 26 of the Model Code
NOTIFICATION RELATES TO (i) |
3. |
Name of person discharging managerial responsibilities/director
ROGER PERKIN |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
AS IN 3. |
5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest1
AS IN 3. ABOVE
|
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY 25p SHARES
|
7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
NOT ADVISED
|
8 |
State the nature of the transaction
MANDATORY CONVERSION BY ISSUER OF 5% SUBORDINATED CONVERTIBLE BONDS INTO SHARES
|
9. |
Number of shares, debentures or financial instruments relating to shares acquired
2,074 ORDINARY SHARES (FROM CONVERSION OF CONVERTIBLE BONDS) |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
0.005%
|
11. |
Number of shares, debentures or financial instruments relating to shares disposed
N/A |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A |
13. |
Price per share or value of transaction
CONVERSION PRICE IN RESPECT OF EACH BOND - 2,025 PENCE PER SHARE
|
14. |
Date and place of transaction
29 DECEMBER 2015 |
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
2,074 ORDINARY SHARES; 0.005%
|
16. |
Date issuer informed of transaction
12 JANUARY 2016 |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17 |
Date of grant
_____ |
18. |
Period during which or date on which exercisable _____ |
19. |
Total amount paid (if any) for grant of the option _____ |
20. |
Description of shares or debentures involved (class and number) _____ |
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise _____ |
22. |
Total number of shares or debentures over which options held following notification _____ |
23. |
Any additional information _____ |
24. |
Name of contact and telephone number for queries
ELEANOR CRANMER 020 3008 4613
|
Name of authorised officer of issuer responsible for making notification
FROSTROW CAPITAL LLP, COMPANY SECRETARY TO ELECTRA PRIVATE EQUITY PLC
Date of notification: 12 January 2016
This form is intended for use by an issuer to make a RIS notification required by DR 3.1.4R(1).
(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and
24.
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