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4 Feb 2016 09:29
AnnexĀ DTR3
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Notification ofĀ TransactionsĀ ofĀ Directors/PersonsĀ Discharging
Managerial ResponsibilityĀ andĀ Connected Persons
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PleaseĀ completeĀ allĀ relevantĀ boxesĀ shouldĀ in blockĀ capitalĀ letters.
Ā 1. | Ā Name of the issuer Ā ELECTRA PRIVATE EQUITY PLC | Ā 2. | Ā State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance with section 793 of the Companies Act 2006, or (iii) in accordance with paragraph 26 of the Model Code Ā NOTIFICATION RELATES TO (i) |
Ā 3. | Ā Name of person discharging managerial responsibilities/director Ā EDWARD BRAMSON | Ā 4. | Ā State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person Ā CONNECTED PERSONS OF DIRECTOR NAMED IN 3: (i) SHERBORNE INVESTORS MANAGEMENT (GUERNSEY) LLC (ii) SHERBORNE INVESTORS MANAGEMENT LP (iii) SHERBORNE INVESTORS MANAGEMENT GP, LLC Ā |
Ā 5. | Ā Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest1 Ā IN RESPECT OF VOTING RIGHTS IN THE ISSUER CONTROLLED BY SHERBORNE INVESTORS MANAGEMENT (GUERNSEY) LLC AS INVESTMENT MANAGER OF SIGB, LP Ā Ā | Ā 6. | Ā Description of shares (including class), debentures or derivatives or financial instruments relating to shares Ā ORDINARY SHARES (ISIN CODE: GB0003085445) Ā Ā |
Ā 7. | Ā Name of registered shareholders(s) and, if more than one, the number of shares held by each of them Ā PERSHING NOMINEES LIMITED Ā Ā Ā Ā | Ā 8 | Ā State the nature of the transaction Ā Ā Ā ACQUISITION OF SHARES |
Ā 9. | Ā Number of shares, debentures or financial instruments relating to shares acquired Ā Ā 2,850 ORDINARY SHARES Ā Ā Ā | Ā 10. | Ā Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) Ā ORDINARY SHARES; 0.01% VOTING RIGHTS ACQUIRED Ā |
Ā 11. | Ā Number of shares, debentures or financial instruments relating to shares disposed Ā N/A | Ā 12. | Ā Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) Ā N/A |
Ā 13. | Ā Price per share or value of transaction Ā AVERAGE 3,454p PER ORDINARY SHARE; TOTAL Ā£98,432 Ā Ā | Ā 14. | Ā Date and place of transaction Ā 29 JANUARY 2016 TO 3 FEBRUARY 2016, LONDON |
Ā 15. | Ā Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) Ā 11,369,222 ORDINARY SHARES; 28.23% Ā | Ā 16. | Ā Date issuer informed of transaction Ā 4 FEBRUARY 2016 |
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If aĀ personĀ discharging managerialĀ responsibilitiesĀ hasĀ been granted options byĀ theĀ issuer complete the following boxes
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Ā 17 | Ā Date of grant Ā _____ | Ā 18. | Ā Period during which or date on which exercisable _____ |
Ā 19. | Ā Total amount paid (if any) for grant of the option _____ | Ā 20. | Ā Description of shares or debentures involved (class and number) _____ |
Ā 21. | Ā Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise _____ | Ā 22. | Ā Total number of shares or debentures over which options held following notification _____ |
Ā 23. | Ā Any additional information SHERBORNE INVESTORS MANAGEMENT LP IS AN INVESTMENT ADVISER REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION UNDER THE U.S. INVESTMENT ADVISERS ACT 1940. SHERBORNE INVESTORS MANAGEMENT (GUERNSEY) LLC, AS A WHOLLY OWNED SUBSIDIARY OF SHERBORNE INVESTORS MANAGEMENT LP, IS REGISTERED AND REGULATED UNDER THE U.S. INVESTMENT ADVISERS ACT 1940 AS AN INVESTMENT ADVISER RELYING ON THE REGISTRATION OF ITS PARENT, SHERBORNE INVESTORS MANAGEMENT LP. | Ā 24. | Ā Name of contact and telephone number for queries Ā ELEANOR CRANMER 020 3008 4613 Ā |
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NameĀ ofĀ authorisedĀ officerĀ ofĀ issuerĀ responsibleĀ forĀ makingĀ notification
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FROSTROW CAPITAL LLP, COMPANY SECRETARY TO ELECTRA PRIVATE EQUITY PLC
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Date ofĀ notification: 4 February 2016
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ThisĀ formĀ is intendedĀ forĀ useĀ byĀ anĀ issuerĀ toĀ makeĀ aĀ RISĀ notificationĀ requiredĀ byĀ DRĀ 3.1.4R(1).
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(1) An issuerĀ makingĀ aĀ notificationĀ inĀ respectĀ of aĀ transactionĀ relatingĀ toĀ theĀ sharesĀ or debentures ofĀ theĀ issuerĀ shouldĀ completeĀ boxesĀ 1 toĀ 16,Ā 23Ā andĀ 24.
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(2) An issuerĀ makingĀ aĀ notificationĀ inĀ respectĀ of aĀ derivativeĀ relatingĀ theĀ sharesĀ ofĀ theĀ issuer shouldĀ completeĀ boxesĀ 1Ā to 4,Ā 6,Ā 8,Ā 13,Ā 14,Ā 16,Ā 23Ā andĀ 24.
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(3) An issuerĀ makingĀ aĀ notificationĀ inĀ respectĀ of optionsĀ grantedĀ toĀ aĀ director/personĀ discharging managerialĀ responsibilitiesĀ shouldĀ completeĀ boxesĀ 1Ā to 3Ā andĀ 17Ā toĀ 24.
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(4) An issuerĀ makingĀ aĀ notificationĀ inĀ respectĀ of aĀ financialĀ instrumentĀ relatingĀ toĀ theĀ sharesĀ ofĀ the issuerĀ (otherĀ thanĀ a debenture)Ā shouldĀ completeĀ boxesĀ 1Ā toĀ 4,Ā 6,Ā 8,Ā 9,Ā 11,Ā 13,Ā 14,Ā 16,Ā 23Ā and
24.
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