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22 Jun 2010 11:13
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FORM 8.5 (EPT/RI) |
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PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
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RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
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Rule 8.5 of the Takeover Code (the "Code") |
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1. KEY INFORMATION |
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(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
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(b) Name of offeror/offeree in relation to whose |
Babcock International Group |
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relevant securities this form relates: |
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(c) Name of the party to the offer with which exempt |
Advisor to VT Group Plc |
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|
|
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principal trader is connected: |
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(d) Date dealing undertaken: |
21/06/2010 |
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(e) Has the EPT previously disclosed, or is it today |
YES - . |
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disclosing, under the Code in respect of any other |
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party to this offer? |
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
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|
(a) Purchases and sales |
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|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0009697037 |
Purchase |
7,557 |
GBP 5.72 |
GBP 5.65 |
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|
Common - GB0009697037 |
Sale |
8,161 |
GBP 5.67 |
GBP 5.65 |
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(b) Derivatives transactions (other than options) |
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|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0009697037 |
Swap |
LONG |
83400 |
GBP 5.66 |
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|
Common - GB0009697037 |
Swap |
LONG |
16600 |
GBP 5.66 |
|
|
Common - GB0009697037 |
Swap |
LONG |
1332 |
GBP 5.65 |
|
|
Common - GB0009697037 |
Swap |
LONG |
889 |
GBP 5.65 |
|
|
Common - GB0009697037 |
Swap |
LONG |
624 |
GBP 5.66 |
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|
Common - GB0009697037 |
Swap |
LONG |
520 |
GBP 5.72 |
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|
Common - GB0009697037 |
Swap |
LONG |
252 |
GBP 5.65 |
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|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0009697037 |
Swap |
SHORT |
520 |
GBP 5.66 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
761 |
GBP 5.67 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
1332 |
GBP 5.65 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
1608 |
GBP 5.67 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
16600 |
GBP 5.66 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
83400 |
GBP 5.66 |
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(c) Options transactions in respect of existing securities |
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|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
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|
Class of relevant |
Product description |
Number of securities |
Exercise price per |
|
|
security |
|
unit |
|
|
(d) Other dealings (including subscribing for new securities) |
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|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
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|
security |
|
applicable) |
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3. OTHER INFORMATION |
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(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
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|
offer: |
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NONE |
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(b) Agreements, arrangements or understandings relating to options or derivatives |
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|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
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|
any derivative is referenced: |
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NONE |
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Date of disclosure: |
22/06/2010 |
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Contact name: |
Bhavika Mistry |
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|
Telephone number: |
+44 207 995 4747 |
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|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
Brit Insurance Holdings NV |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to Apollo Global Management |
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|
|
LLC |
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
21/06/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
YES - |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - NL0009347863 |
Purchase |
9,311 |
GBP 9.55 |
GBP 9.42 |
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|
Common - NL0009347863 |
Sale |
16,369 |
GBP 9.63 |
GBP 9.39 |
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(b) Derivatives transactions (other than options) |
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|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - NL0009347863 |
Swap |
LONG |
716 |
GBP 9.45 |
|
|
Common - NL0009347863 |
Swap |
LONG |
716 |
GBP 9.45 |
|
|
Common - NL0009347863 |
Swap |
LONG |
1355 |
GBP 9.42 |
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|
Common - NL0009347863 |
Swap |
LONG |
1391 |
GBP 9.42 |
|
|
Common - NL0009347863 |
Swap |
LONG |
1730 |
GBP 9.42 |
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|
Common - NL0009347863 |
Swap |
LONG |
2932 |
GBP 9.46 |
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|
Common - NL0009347863 |
Swap |
LONG |
471 |
GBP 9.42 |
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|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - NL0009347863 |
Swap |
SHORT |
1443 |
GBP 9.42 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
6273 |
GBP 9.52 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
1730 |
GBP 9.37 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
56 |
GBP 9.37 |
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|
Common - NL0009347863 |
Swap |
SHORT |
1300 |
GBP 9.42 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
716 |
GBP 9.40 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
716 |
GBP 9.40 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
679 |
GBP 9.40 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
676 |
GBP 9.41 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
413 |
GBP 9.41 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
91 |
GBP 9.40 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
2276 |
GBP 9.39 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per |
|
|
security |
|
unit |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
|
3. OTHER INFORMATION |
|||
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
22/06/2010 |
|
|
Contact name: |
Bhavika Mistry |
|
|
Telephone number: |
+44 207 995 4747 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
British Sky Broadcasting Group Plc |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to British Sky Broadcasting |
|
|
|
Group Plc |
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
21/06/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
YES - |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0001411924 |
Purchase |
61,963 |
GBP 7.05 |
GBP 7.02 |
|
|
Common - GB0001411924 |
Sale |
160,316 |
GBP 7.05 |
GBP 7.01 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product description |
Nature of dealing |
Number of |
|
Price per unit |
|
|
relevant |
|
reference securities |
|
|
security |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per |
|
|
security |
|
unit |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
22/06/2010 |
|
|
Contact name: |
Bhavika Mistry |
|
|
Telephone number: |
+44 207 995 4747 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
Cape Plc |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to CAPE PLC |
|
|
|
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
21/06/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
YES - |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0001726081 |
Purchase |
407,280 |
GBP 2.52 |
GBP 2.52 |
|
|
Common - GB0001726081 |
Sale |
29,121 |
GBP 2.57 |
GBP 2.51 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0001726081 |
Swap |
LONG |
125908 |
GBP 2.52 |
|
|
Common - GB0001726081 |
Swap |
LONG |
5973 |
GBP 2.52 |
|
|
Common - GB0001726081 |
Swap |
LONG |
2029 |
GBP 2.52 |
|
|
Common - GB0001726081 |
Swap |
LONG |
1850 |
GBP 2.54 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0001726081 |
Swap |
SHORT |
3003 |
GBP 2.51 |
|
|
Common - GB0001726081 |
Swap |
SHORT |
6704 |
GBP 2.57 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per |
|
|
security |
|
unit |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
22/06/2010 |
|
|
Contact name: |
Bhavika Mistry |
|
|
Telephone number: |
+44 207 995 4747 |
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