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20 Jan 2009 10:18
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FORMΒ 38.5(a) |
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERSΒ |
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WITH RECOGNISED INTERMEDIARY STATUS |
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DEALING IN A CLIENT-SERVING CAPACITY |
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(Rule 38.5(a) of the Takeover Code) |
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1.Β KEYΒ INFORMATION |
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Name of exempt principal trader |
Merrill Lynch International |
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Company dealt in |
Cape plc |
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Class of relevant security to which the dealings beingΒ |
Common |
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disclosed relate |
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Date of dealing |
19/01/2009 |
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2. DEALINGS |
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(a) Purchases and sales |
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Total number of securities purchased |
Highest price paid |
Lowest price paid |
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1,638 |
GBPΒ 0.38 |
GBPΒ 0.38 |
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(b) Derivatives transactions (other than options) |
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Product name,Β |
Short/Long |
Number of securities |
Price per unitΒ |
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eg. CFD |
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(c)Β Options transactions in respect of existing securities |
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Product name |
Writing, selling,Β |
Number of securitiesΒ |
Exercise priceΒ |
Type, e.g.Β |
ExpiryΒ |
Option money |
|
eg call option |
purchasing, varying |
under option |
American,Β |
date |
paid/received perΒ |
|
etc. |
European etcΒ |
unitΒ |
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(ii) Exercising |
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Product name |
Number of securities under option |
Exercise priceΒ |
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eg call option |
Β
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3. OTHER INFORMATION |
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Agreements, arrangements or understandings relating to options or derivatives |
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to theΒ |
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voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisitionΒ |
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or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.Β |
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NONE |
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Date of disclosure |
20/01/2009 |
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Contact name |
Bhavika Mistry |
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Telephone number |
+44 207 995 4747 |
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Name of offeree/offeror with whom connected |
Cape plc |
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Nature of connection # |
Advisor |
Β
|
FORMΒ 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERSΒ |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1.Β KEYΒ INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
OJSC Polyus Gold (OR) ADR. |
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Class of relevant security to which the dealings beingΒ |
ADR |
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disclosed relate |
|
Date of dealing |
19/01/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
3,493 |
USD 12.60 |
USD 12.60 |
|
(b) Derivatives transactions (other than options) |
|
Product name,Β |
Short/Long |
Number of securities |
Price per unitΒ |
|
eg. CFD |
|
(c)Β Options transactions in respect of existing securities |
|
Product name |
Writing, selling,Β |
Number of securitiesΒ |
Exercise priceΒ |
Type, e.g.Β |
ExpiryΒ |
Option money |
|
eg call option |
purchasing, varying |
under option |
American,Β |
date |
paid/received perΒ |
|
etc. |
European etcΒ |
unitΒ |
|
(ii) Exercising |
|
Product name |
Number of securities under option |
Exercise priceΒ |
|
eg call option |
Β
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to theΒ |
|
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisitionΒ |
|
or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.Β |
|
NONE |
|
Date of disclosure |
20/01/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
KazakhGold Group Limited |
|
Nature of connection # |
Advisor |
Β
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