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29 Jan 2009 10:24
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in Cape plc
Class of relevant security to which the dealings being Common
disclosed relate
Date of dealing 28/01/2009
2. DEALINGS
(a) Purchases and sales
Total number of securities purchased Highest price paid Lowest price paid
24,094 GBP 0.38 GBP 0.38
Total number of securities sold Highest price received Lowest price received
1,100 GBP 0.38 GBP 0.38
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
Long Swap LONG 24,094 GBP 0.38
(c) Options transactions in respect of existing securities
Product name Writing, selling, Number of securities Exercise price Type, e.g. Expiry Option money
eg call option purchasing, under option American, date paid/received per
varying etc. European etc unit
(ii) Exercising
Product name Number of securities under option Exercise price
eg call option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should
be stated.
NONE
Date of disclosure 29/01/2009
Contact name Bhavika Mistry
Telephone number +44 207 995 4747
Name of offeree/offeror with whom connected Cape plc
Nature of connection # Advisor
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in OJSC Polyus Gold (OR) ADR.
Class of relevant security to which the dealings being ADR
disclosed relate
Date of dealing 28/01/2009
2. DEALINGS
(a) Purchases and sales
Total number of securities purchased Highest price paid Lowest price paid
8,000 USD 15.35 USD 15.35
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
(c) Options transactions in respect of existing securities
Product name Writing, selling, Number of securities Exercise price Type, e.g. Expiry Option money
eg call option purchasing, under option American, date paid/received per
varying etc. European etc unit
(ii) Exercising
Product name Number of securities under option Exercise price
eg call option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should
be stated.
NONE
Date of disclosure 29/01/2009
Contact name Bhavika Mistry
Telephone number +44 207 995 4747
Name of offeree/offeror with whom connected KazakhGold Group Limited
Nature of connection # Advisor
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in KazakhGold Group Limited
Class of relevant security to which the dealings being ADR
disclosed relate
Date of dealing 28/01/2009
2. DEALINGS
(a) Purchases and sales
Total number of securities sold Highest price received Lowest price received
344 USD 4.00 USD 4.00
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
(c) Options transactions in respect of existing securities
Product name Writing, selling, Number of securities Exercise price Type, e.g. Expiry Option money
eg call option purchasing, under option American, date paid/received per
varying etc. European etc unit
(ii) Exercising
Product name Number of securities under option Exercise price
eg call option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should
be stated.
NONE
Date of disclosure 29/01/2009
Contact name Bhavika Mistry
Telephone number +44 207 995 4747
Name of offeree/offeror with whom connected KazakhGold Group Limited
Nature of connection # Advisor
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