29 Aug 2013 09:48
Standard Form TR-1Voting rights attached to shares- Article 12(1) of directive 2004/109/ECFinancial instruments - Article 11(3) of the Commission Directive 2007/14/EC[i]
This notification is for filing purposes only in accordance with Regulation 22 of the Transparency (Directive 2004/109/EC) Regulations 2007.
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached[ii]: Carador Income Fund Plc
2. Reason for the notification (please tick the appropriate box or boxes):
[ü] an acquisition or disposal of voting rights
[ ] an acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
[ ] an event changing the breakdown of voting rights
3. Full name of person(s) subject to the notification obligation[iii]: FIL Limited
4. Full name of shareholder(s) (if different from 3.)[iv]:
5. Date of the transaction and date on which the threshold is crossed or reached[v]: 27th August 2013
6. Date on which issuer notified: 28th August 2013
7. Threshold(s) that is/are crossed or reached: 3%
8. Notified details:
1.
1. 1. 1.
A) Voting rights attached to shares | |||||||
Class/type of shares (if possible using the ISIN CODE) | Situation previous to the Triggering transaction [vi] | Resulting situation after the triggering transaction[vii] | |||||
| Number of Shares[viii] | Number of Voting rights[ix] | Number of shares[x] | Number of voting rights[xi] | % of voting rights | |||
| Indirect | Direct[xii] | Indirect[xiii] | Direct | Indirect | |||
IE00B3D60Z08 | 16,165,518 | 16,165,518 | 16,469,330 | 16,469,330 | 3.03% | ||
SUBTOTAL A (based on aggregate voting rights) | 16,165,518 | 16,165,518 | 16,469,330 | 16,469,330 | 3.03% | ||
B) Financial Instruments | ||||
Resulting situation after the triggering transaction[xiv] | ||||
Type of financial instrument | Expiration Date[xv] | Exercise/Conversion Period/ Date[xvi] | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
SUBTOTAL B (in relation to all expiration dates) | ||||
Total (A+B) | number of voting rights | % of voting rights |
16,469,330 | 3.03% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable[xvii]:
Sum of Factored Shares Held | ||
Custodian | Advisor | Total |
BROWN BROS HARRIMN LTD LUX (C) | FFML-FIL FUND MANAGEMENT LIMITED | 10,545,445 |
JP MORGAN, BOURNEMOUTH (C) | FILUK-FIL INVESTMENT SERVICES (UK) LIMITED | 5,923,885 |
Grand Total | 16,469,330 |
10. In case of proxy voting: Number of voting rights FIL Limited will acquire to hold is 303,812
11. Additional information:
None
Annex to the standard form TR-1 [xviii]
a) Identity of the person or legal entity subject to the notification obligation:
Full name (including legal form for legal entities) | FIL Limited |
Contact address (registered office for legal entities) | Pembroke Hall, 42 Crow Lane, Pembroke, HM19 Bermuda |
Phone number | 44 (0) 1737 837 149 |
Other useful information (at least legal representative for legal persons) | Company Secretary |
b) Identity of the notifier, if applicable[xix]:
Full name | FIL Investments International |
Contact address | Windmill Court XTW2B, Millfield Lane, Lower Kingswood, Tadworth, Surrey KT20 6RB |
Phone number | 44 (0) 1737 837 149 |
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) | Authorised to make this filing under power of attorney |
c) Additional information
None