27 Jan 2023 09:48
FORM 8.5 (EPT/NON-RI) | ||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | ||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | ||
(OR WHERE RI STATUS IS NOT APPLICABLE) | ||
Rule 8.5 of the Takeover Code (the "Code") | ||
1. | KEY INFORMATION | |
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD |
(b) | Name of offeror/offeree in relation to whose relevant securities this form relates: | CAPITAL & COUNTIES PROPERTIES PLC |
(c) | Name of the party to the offer with which exempt principal trader is connected | Capital & Counties Properties plc |
(d) | Date position held/dealing undertaken: | 26 Jan 2023 |
(e) | In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? | YES: SHAFTESBURY PLC |
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | 25p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 9,473,874 | 1.11% | 7,342,612 | 0.86% | |||
(2) Cash-settled derivatives: | 7,459,050 | 0.88% | 8,092,503 | 0.95% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 16,932,924 | 1.99% | 15,435,115 | 1.81% | |||
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(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to which subscription right exists |
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Details, including nature of the rights concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchase and sales |
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Class of relevant security | Purchase/sale | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received | |||
25p ordinary | Purchase | 435430 | 1.1430 GBP | 1.1250 GBP | |||
25p ordinary | Sale | 427249 | 1.1430 GBP | 1.1229 GBP | |||
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(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product description | Nature of dealing | Number of reference securities | Price per unit | |||
25p ordinary | SWAP | Decreasing Long | 216 | 1.1260 GBP | |||
25p ordinary | CFD | Decreasing Long | 277 | 1.1410 GBP | |||
25p ordinary | SWAP | Decreasing Long | 3,270 | 24.1747 ZAR | |||
25p ordinary | CFD | Decreasing Long | 22,024 | 1.1406 GBP | |||
25p ordinary | SWAP | Decreasing Long | 22,718 | 24.1908 ZAR | |||
25p ordinary | SWAP | Decreasing Long | 44,918 | 1.1355 GBP | |||
25p ordinary | CFD | Decreasing Long | 57,281 | 1.1260 GBP | |||
25p ordinary | SWAP | Decreasing Long | 114,831 | 1.1270 GBP | |||
25p ordinary | CFD | Decreasing Short | 195 | 24.1303 ZAR | |||
25p ordinary | SWAP | Decreasing Short | 646 | 1.1388 GBP | |||
25p ordinary | SWAP | Decreasing Short | 711 | 1.1322 GBP | |||
25p ordinary | SWAP | Decreasing Short | 1,222 | 1.1347 GBP | |||
25p ordinary | SWAP | Decreasing Short | 1,603 | 1.1323 GBP | |||
25p ordinary | SWAP | Decreasing Short | 1,603 | 1.1229 GBP | |||
25p ordinary | SWAP | Decreasing Short | 2,153 | 1.1376 GBP | |||
25p ordinary | SWAP | Decreasing Short | 2,176 | 1.1263 GBP | |||
25p ordinary | SWAP | Decreasing Short | 2,502 | 1.1308 GBP | |||
25p ordinary | CFD | Decreasing Short | 3,270 | 24.1681 ZAR | |||
25p ordinary | SWAP | Decreasing Short | 3,903 | 1.1380 GBP | |||
25p ordinary | SWAP | Decreasing Short | 4,061 | 1.1363 GBP | |||
25p ordinary | SWAP | Decreasing Short | 4,550 | 1.1259 GBP | |||
25p ordinary | SWAP | Decreasing Short | 6,000 | 1.1424 GBP | |||
25p ordinary | CFD | Decreasing Short | 22,718 | 24.1836 ZAR | |||
25p ordinary | SWAP | Decreasing Short | 32,360 | 1.1340 GBP | |||
25p ordinary | CFD | Increasing Long | 7,532 | 1.1420 GBP | |||
25p ordinary | SWAP | Increasing Long | 8,000 | 24.1875 ZAR | |||
25p ordinary | SWAP | Increasing Long | 9,321 | 23.6100 ZAR | |||
25p ordinary | CFD | Increasing Long | 12,662 | 1.1315 GBP | |||
25p ordinary | CFD | Increasing Long | 13,980 | 1.1378 GBP | |||
25p ordinary | SWAP | Increasing Long | 36,987 | 1.1387 GBP | |||
25p ordinary | CFD | Increasing Long | 98,379 | 1.1383 GBP | |||
25p ordinary | CFD | Increasing Short | 4,244 | 23.6164 ZAR | |||
25p ordinary | CFD | Increasing Short | 5,077 | 23.6194 ZAR | |||
25p ordinary | CFD | Increasing Short | 8,000 | 24.1947 ZAR | |||
25p ordinary | SWAP | Increasing Short | 26,500 | 1.1358 GBP | |||
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(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | Option money paid/ received per unit |
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(ii) | Exercising |
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Class of relevant security | Product description | Exercising/ exercised against | Number of securities | Exercise price per unit | |||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant security | Nature of Dealings | Details | Price per unit (if applicable) | ||||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 27 Jan 2023 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||