Sign In
16 Jun 2010 11:23
ο»Ώ
|
Β |
FORM 8.5 (EPT/RI) |
|
Β |
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
Β |
1. KEY INFORMATION |
|
Β |
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
Β |
(b) Name of offeror/offeree in relation to whose |
Babcock International Group |
|
|
relevant securities this form relates: |
|
Β |
(c) Name of the party to the offer with which exempt |
Advisor to VT Group Plc |
|
|
|
|
|
principal trader is connected: |
|
Β |
(d) Date dealing undertaken: |
15/06/2010 |
|
Β |
(e) Has the EPT previously disclosed, or is it today |
YES - . |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
Β |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
Β |
(a) Purchases and sales |
|
Β |
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
Β |
Common - GB0009697037 |
Purchase |
119,807 |
GBP 5.97 |
GBP 5.92 |
|
Β |
Common - GB0009697037 |
Sale |
71,194 |
GBP 5.97 |
GBP 5.92 |
|
Β |
(b) Derivatives transactions (other than options) |
|
Β |
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
Β |
Common - GB0009697037 |
Swap |
LONG |
14974 |
GBP 5.94 |
|
Β |
Common - GB0009697037 |
Swap |
LONG |
101 |
GBP 5.97 |
|
Β |
Common - GB0009697037 |
Swap |
LONG |
395 |
GBP 5.94 |
|
Β |
Common - GB0009697037 |
Swap |
LONG |
420 |
GBP 5.99 |
|
Β |
Common - GB0009697037 |
Swap |
LONG |
465 |
GBP 5.96 |
|
Β |
Common - GB0009697037 |
Swap |
LONG |
858 |
GBP 5.95 |
|
Β |
Common - GB0009697037 |
Swap |
LONG |
1119 |
GBP 5.96 |
|
Β |
Common - GB0009697037 |
Swap |
LONG |
25 |
GBP 5.93 |
|
Β |
Common - GB0009697037 |
Swap |
LONG |
1400 |
GBP 5.94 |
|
Β |
Common - GB0009697037 |
Swap |
LONG |
1199 |
GBP 5.94 |
|
Β |
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
Β |
Common - GB0009697037 |
Swap |
SHORT |
395 |
GBP 5.94 |
|
Β |
FORM 8.5 (EPT/RI) |
|
Β |
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
Β |
1. KEY INFORMATION |
|
Β |
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
Β |
(b) Name of offeror/offeree in relation to whose |
Brit Insurance Holdings NV |
|
|
relevant securities this form relates: |
|
Β |
(c) Name of the party to the offer with which exempt |
Advisor to Apollo Global Management |
|
|
|
LLC |
|
|
principal trader is connected: |
|
Β |
(d) Date dealing undertaken: |
15/06/2010 |
|
Β |
(e) Has the EPT previously disclosed, or is it today |
YES - |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
Β |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
Β |
(a) Purchases and sales |
|
Β |
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
Β |
Common - NL0009347863 |
Purchase |
31,399 |
EUR 9.23 |
EUR 9.16 |
|
Β |
Common - NL0009347863 |
Sale |
17,867 |
EUR 9.24 |
EUR 9.16 |
|
Β |
(b) Derivatives transactions (other than options) |
|
Β |
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
Β |
Common - NL0009347863 |
Swap |
LONG |
780 |
GBP 9.18 |
|
Β |
Common - NL0009347863 |
Swap |
LONG |
841 |
GBP 9.18 |
|
Β |
Common - NL0009347863 |
Swap |
LONG |
868 |
GBP 9.23 |
|
Β |
Common - NL0009347863 |
Swap |
LONG |
1158 |
GBP 9.18 |
|
Β |
Common - NL0009347863 |
Swap |
LONG |
1295 |
GBP 9.17 |
|
Β |
Common - NL0009347863 |
Swap |
LONG |
683 |
GBP 9.18 |
|
Β |
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
Β |
Common - NL0009347863 |
Swap |
SHORT |
958 |
GBP 9.20 |
|
Β |
Common - NL0009347863 |
Swap |
SHORT |
3624 |
GBP 9.19 |
|
Β |
Common - NL0009347863 |
Swap |
SHORT |
1724 |
GBP 9.24 |
|
Β |
Common - NL0009347863 |
Swap |
SHORT |
1295 |
GBP 9.20 |
|
Β |
Common - NL0009347863 |
Swap |
SHORT |
43 |
GBP 9.20 |
|
Β |
FORM 8.5 (EPT/RI) |
|
Β |
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
Β |
1. KEY INFORMATION |
|
Β |
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
Β |
(b) Name of offeror/offeree in relation to whose |
British Sky Broadcasting Group Plc |
|
|
relevant securities this form relates: |
|
Β |
(c) Name of the party to the offer with which exempt |
Advisor to British Sky Broadcasting |
|
|
|
Group Plc |
|
|
principal trader is connected: |
|
Β |
(d) Date dealing undertaken: |
15/06/2010 |
|
Β |
(e) Has the EPT previously disclosed, or is it today |
YES - |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
Β |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
Β |
(a) Purchases and sales |
|
Β |
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
Β |
Common - GB0001411924 |
Purchase |
14,948,962 |
GBP 7.28 |
GBP 6.85 |
|
Β |
Common - GB0001411924 |
Sale |
13,534,285 |
GBP 7.30 |
GBP 6.95 |
|
Β |
(b) Derivatives transactions (other than options) |
|
Β |
Class of |
Product description |
Nature of dealing |
Number of |
Β |
Price per unit |
|
|
relevant |
|
reference securities |
|
|
security |
|
Β |
(c) Options transactions in respect of existing securities |
|
Β |
(i) Writing, selling, purchasing or varying |
|
Β |
Class of |
Β |
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
Β |
(ii) Exercising |
|
Β |
Class of relevant |
Product description |
Number of securities |
Exercise price per |
|
|
security |
|
unit |
|
Β |
(d) Other dealings (including subscribing for new securities) |
|
Β |
Common - GB0009697037 |
Swap |
SHORT |
3770 |
GBP 5.94 |
|
Β |
Common - GB0009697037 |
Swap |
SHORT |
1940 |
GBP 5.97 |
|
Β |
Common - GB0009697037 |
Swap |
SHORT |
1584 |
GBP 5.97 |
|
Β |
Common - GB0009697037 |
Swap |
SHORT |
1425 |
GBP 5.94 |
|
Β |
Common - GB0009697037 |
Swap |
SHORT |
1199 |
GBP 5.94 |
|
Β |
Common - GB0009697037 |
Swap |
SHORT |
1166 |
GBP 5.94 |
|
Β |
(c) Options transactions in respect of existing securities |
|
Β |
(i) Writing, selling, purchasing or varying |
|
Β |
Class of |
Β |
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
Β |
(ii) Exercising |
|
Β |
Class of relevant |
Product description |
Number of securities |
Exercise price per |
|
|
security |
|
unit |
|
Β |
(d) Other dealings (including subscribing for new securities) |
|
Β |
Class of relevant |
Nature of dealing |
Β |
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
Β |
3. OTHER INFORMATION |
|
Β |
(a) Indemnity and other dealing arrangements |
|
Β |
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
Β |
NONE |
|
Β |
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
Β |
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
Β |
NONE |
|
Β |
Date of disclosure: |
16/06/2010 |
|
Β |
Contact name: |
Bhavika Mistry |
|
Β |
Telephone number: |
+44 207 995 4747 |
|
Β |
Common - NL0009347863 |
Swap |
SHORT |
868 |
GBP 9.19 |
|
Β |
Common - NL0009347863 |
Swap |
SHORT |
780 |
GBP 9.20 |
|
Β |
Common - NL0009347863 |
Swap |
SHORT |
692 |
GBP 9.19 |
|
Β |
Common - NL0009347863 |
Swap |
SHORT |
640 |
GBP 9.20 |
|
Β |
Common - NL0009347863 |
Swap |
SHORT |
520 |
GBP 9.20 |
|
Β |
Common - NL0009347863 |
Swap |
SHORT |
121 |
GBP 9.19 |
|
Β |
Common - NL0009347863 |
Swap |
SHORT |
90 |
GBP 9.32 |
|
Β |
Common - NL0009347863 |
Swap |
SHORT |
1436 |
GBP 9.21 |
|
Β |
(c) Options transactions in respect of existing securities |
|
Β |
(i) Writing, selling, purchasing or varying |
|
Β |
Class of |
Β |
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
Β |
(ii) Exercising |
|
Β |
Class of relevant |
Product description |
Number of securities |
Exercise price per |
|
|
security |
|
unit |
|
Β |
(d) Other dealings (including subscribing for new securities) |
|
Β |
Class of relevant |
Nature of dealing |
Β |
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
Β |
3. OTHER INFORMATION |
|
Β |
(a) Indemnity and other dealing arrangements |
|
Β |
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
Β |
NONE |
|
Β |
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
Β |
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
Β |
NONE |
|
Β |
Date of disclosure: |
16/06/2010 |
|
Β |
Contact name: |
Bhavika Mistry |
|
Β |
Telephone number: |
+44 207 995 4747 |
|
Β |
Class of relevant |
Nature of dealing |
Β |
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
Β |
3. OTHER INFORMATION |
|
Β |
(a) Indemnity and other dealing arrangements |
|
Β |
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
Β |
NONE |
|
Β |
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
Β |
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
Β |
NONE |
|
Β |
Date of disclosure: |
16/06/2010 |
|
Β |
Contact name: |
Bhavika Mistry |
|
Β |
Telephone number: |
+44 207 995 4747 |
|
Β |
FORM 8.5 (EPT/RI) |
|
Β |
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
Β |
1. KEY INFORMATION |
|
Β |
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
Β |
(b) Name of offeror/offeree in relation to whose |
Investec Limited |
|
|
relevant securities this form relates: |
|
Β |
(c) Name of the party to the offer with which exempt |
Advisor to Investec Plc |
|
|
|
|
|
principal trader is connected: |
|
Β |
(d) Date dealing undertaken: |
15/06/2010 |
|
Β |
(e) Has the EPT previously disclosed, or is it today |
YES - . |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
Β |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
Β |
(a) Purchases and sales |
|
Β |
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
Β |
Common - ZAE000081949 |
Purchase |
5,668 |
ZAR 57.40 |
ZAR 57.40 |
|
Β |
(b) Derivatives transactions (other than options) |
|
Β |
Class of |
Product description |
Nature of dealing |
Number of |
Β |
Price per unit |
|
|
relevant |
|
reference securities |
|
|
security |
|
Β |
(c) Options transactions in respect of existing securities |
|
Β |
(i) Writing, selling, purchasing or varying |
|
Β |
Class of |
Β |
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
Β |
(ii) Exercising |
|
Β |
Class of relevant |
Product description |
Number of securities |
Exercise price per |
|
|
security |
|
unit |
|
Β |
(d) Other dealings (including subscribing for new securities) |
|
Β |
Class of relevant |
Nature of dealing |
Β |
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
Β |
3. OTHER INFORMATION |
|
Β |
(a) Indemnity and other dealing arrangements |
|
Β |
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
Β |
NONE |
|
Β |
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
Β |
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
Β |
NONE |
|
Β |
Date of disclosure: |
16/06/2010 |
|
Β |
Contact name: |
Bhavika Mistry |
|
Β |
Telephone number: |
+44 207 995 4747 |
Β
Follow the stocks
