15 Aug 2022 11:46
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 12 Aug 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
disclosures in respect of any other party to the offer? | AVAST PLC | ||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing(if any) | |||||||
Class of relevant security: | USD 0.01 common | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 1,284,196 | 0.22% | 1,337,236 | 0.23% | |||
(2) | Cash-settled derivatives: | ||||||
and/or controlled: | 1,534,373 | 0.27% | 3,757,122 | 0.66% | |||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 73,200 | 0.01% | 150,000 | 0.03% | |||
TOTAL: | 2,891,769 | 0.51% | 5,244,358 | 0.92% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.01 common | Purchase | 10 | 24.0720 USD | ||||
USD 0.01 common | Purchase | 14 | 23.9100 USD | ||||
USD 0.01 common | Purchase | 21 | 24.0533 USD | ||||
USD 0.01 common | Purchase | 26 | 24.2400 USD | ||||
USD 0.01 common | Purchase | 28 | 23.8900 USD | ||||
USD 0.01 common | Purchase | 40 | 24.1265 USD | ||||
USD 0.01 common | Purchase | 78 | 24.1100 USD | ||||
USD 0.01 common | Purchase | 78 | 24.1350 USD | ||||
USD 0.01 common | Purchase | 100 | 24.1514 USD | ||||
USD 0.01 common | Purchase | 101 | 24.0984 USD | ||||
USD 0.01 common | Purchase | 110 | 24.1387 USD | ||||
USD 0.01 common | Purchase | 117 | 24.1433 USD | ||||
USD 0.01 common | Purchase | 139 | 24.1975 USD | ||||
USD 0.01 common | Purchase | 139 | 24.1500 USD | ||||
USD 0.01 common | Purchase | 139 | 24.1887 USD | ||||
USD 0.01 common | Purchase | 150 | 24.1836 USD | ||||
USD 0.01 common | Purchase | 157 | 24.1435 USD | ||||
USD 0.01 common | Purchase | 162 | 24.1600 USD | ||||
USD 0.01 common | Purchase | 194 | 24.1733 USD | ||||
USD 0.01 common | Purchase | 278 | 24.1903 USD | ||||
USD 0.01 common | Purchase | 400 | 23.9575 USD | ||||
USD 0.01 common | Purchase | 465 | 24.0634 USD | ||||
USD 0.01 common | Purchase | 597 | 23.9070 USD | ||||
USD 0.01 common | Purchase | 681 | 24.1300 USD | ||||
USD 0.01 common | Purchase | 709 | 24.1178 USD | ||||
USD 0.01 common | Purchase | 735 | 24.0152 USD | ||||
USD 0.01 common | Purchase | 1,160 | 23.9941 USD | ||||
USD 0.01 common | Purchase | 1,400 | 23.8650 USD | ||||
USD 0.01 common | Purchase | 1,744 | 24.0585 USD | ||||
USD 0.01 common | Purchase | 1,800 | 24.2200 USD | ||||
USD 0.01 common | Purchase | 1,809 | 23.8693 USD | ||||
USD 0.01 common | Purchase | 1,827 | 24.1852 USD | ||||
USD 0.01 common | Purchase | 2,000 | 24.0470 USD | ||||
USD 0.01 common | Purchase | 2,220 | 24.0074 USD | ||||
USD 0.01 common | Purchase | 2,342 | 23.9393 USD | ||||
USD 0.01 common | Purchase | 2,591 | 24.0856 USD | ||||
USD 0.01 common | Purchase | 3,051 | 24.0768 USD | ||||
USD 0.01 common | Purchase | 3,072 | 24.1900 USD | ||||
USD 0.01 common | Purchase | 3,196 | 24.0790 USD | ||||
USD 0.01 common | Purchase | 3,226 | 24.0436 USD | ||||
USD 0.01 common | Purchase | 3,693 | 24.0780 USD | ||||
USD 0.01 common | Purchase | 3,822 | 23.8680 USD | ||||
USD 0.01 common | Purchase | 3,980 | 24.0845 USD | ||||
USD 0.01 common | Purchase | 3,993 | 24.0421 USD | ||||
USD 0.01 common | Purchase | 4,246 | 23.9817 USD | ||||
USD 0.01 common | Purchase | 4,293 | 23.8697 USD | ||||
USD 0.01 common | Purchase | 5,118 | 24.0946 USD | ||||
USD 0.01 common | Purchase | 5,984 | 23.9369 USD | ||||
USD 0.01 common | Purchase | 7,607 | 23.9753 USD | ||||
USD 0.01 common | Purchase | 8,103 | 23.9641 USD | ||||
USD 0.01 common | Purchase | 8,575 | 24.0928 USD | ||||
USD 0.01 common | Purchase | 9,400 | 24.0978 USD | ||||
USD 0.01 common | Purchase | 10,985 | 24.0729 USD | ||||
USD 0.01 common | Purchase | 12,804 | 23.9532 USD | ||||
USD 0.01 common | Purchase | 16,365 | 24.0924 USD | ||||
USD 0.01 common | Purchase | 18,056 | 23.9741 USD | ||||
USD 0.01 common | Purchase | 18,797 | 24.1227 USD | ||||
USD 0.01 common | Purchase | 24,109 | 24.0874 USD | ||||
USD 0.01 common | Purchase | 24,333 | 24.1270 USD | ||||
USD 0.01 common | Purchase | 24,752 | 24.0211 USD | ||||
USD 0.01 common | Purchase | 27,483 | 24.1615 USD | ||||
USD 0.01 common | Purchase | 38,433 | 23.9860 USD | ||||
USD 0.01 common | Purchase | 50,000 | 24.0459 USD | ||||
USD 0.01 common | Purchase | 60,444 | 24.1803 USD | ||||
USD 0.01 common | Purchase | 85,468 | 23.8674 USD | ||||
USD 0.01 common | Purchase | 103,624 | 23.8700 USD | ||||
USD 0.01 common | Purchase | 107,256 | 24.1633 USD | ||||
USD 0.01 common | Purchase | 117,716 | 23.9931 USD | ||||
USD 0.01 common | Purchase | 161,320 | 24.2068 USD | ||||
USD 0.01 common | Sale | 3 | 24.1483 USD | ||||
USD 0.01 common | Sale | 12 | 24.1400 USD | ||||
USD 0.01 common | Sale | 41 | 23.9790 USD | ||||
USD 0.01 common | Sale | 44 | 24.2321 USD | ||||
USD 0.01 common | Sale | 96 | 24.1156 USD | ||||
USD 0.01 common | Sale | 100 | 24.1500 USD | ||||
USD 0.01 common | Sale | 100 | 24.1800 USD | ||||
USD 0.01 common | Sale | 110 | 23.9160 USD | ||||
USD 0.01 common | Sale | 154 | 23.9271 USD | ||||
USD 0.01 common | Sale | 156 | 24.2100 USD | ||||
USD 0.01 common | Sale | 188 | 23.9895 USD | ||||
USD 0.01 common | Sale | 198 | 23.8755 USD | ||||
USD 0.01 common | Sale | 230 | 23.8800 USD | ||||
USD 0.01 common | Sale | 384 | 23.9198 USD | ||||
USD 0.01 common | Sale | 422 | 23.9827 USD | ||||
USD 0.01 common | Sale | 438 | 24.0008 USD | ||||
USD 0.01 common | Sale | 446 | 23.8997 USD | ||||
USD 0.01 common | Sale | 505 | 23.9951 USD | ||||
USD 0.01 common | Sale | 545 | 24.1850 USD | ||||
USD 0.01 common | Sale | 614 | 24.0278 USD | ||||
USD 0.01 common | Sale | 646 | 24.1370 USD | ||||
USD 0.01 common | Sale | 890 | 24.2606 USD | ||||
USD 0.01 common | Sale | 898 | 24.0502 USD | ||||
USD 0.01 common | Sale | 910 | 23.9140 USD | ||||
USD 0.01 common | Sale | 937 | 23.9031 USD | ||||
USD 0.01 common | Sale | 1,000 | 24.1380 USD | ||||
USD 0.01 common | Sale | 1,294 | 23.9154 USD | ||||
USD 0.01 common | Sale | 1,500 | 24.1735 USD | ||||
USD 0.01 common | Sale | 1,602 | 24.0857 USD | ||||
USD 0.01 common | Sale | 1,730 | 24.0197 USD | ||||
USD 0.01 common | Sale | 1,894 | 24.2200 USD | ||||
USD 0.01 common | Sale | 1,906 | 23.9579 USD | ||||
USD 0.01 common | Sale | 2,063 | 23.9902 USD | ||||
USD 0.01 common | Sale | 2,136 | 24.1847 USD | ||||
USD 0.01 common | Sale | 2,517 | 23.9872 USD | ||||
USD 0.01 common | Sale | 2,722 | 23.8672 USD | ||||
USD 0.01 common | Sale | 2,755 | 24.0318 USD | ||||
USD 0.01 common | Sale | 3,158 | 24.2157 USD | ||||
USD 0.01 common | Sale | 3,173 | 24.1103 USD | ||||
USD 0.01 common | Sale | 3,242 | 24.1874 USD | ||||
USD 0.01 common | Sale | 3,770 | 24.0624 USD | ||||
USD 0.01 common | Sale | 3,805 | 24.0447 USD | ||||
USD 0.01 common | Sale | 4,070 | 24.0480 USD | ||||
USD 0.01 common | Sale | 4,254 | 24.0184 USD | ||||
USD 0.01 common | Sale | 4,500 | 24.0987 USD | ||||
USD 0.01 common | Sale | 5,100 | 24.0562 USD | ||||
USD 0.01 common | Sale | 5,190 | 24.0637 USD | ||||
USD 0.01 common | Sale | 5,443 | 24.1196 USD | ||||
USD 0.01 common | Sale | 7,139 | 24.0913 USD | ||||
USD 0.01 common | Sale | 9,694 | 24.1900 USD | ||||
USD 0.01 common | Sale | 10,241 | 24.0656 USD | ||||
USD 0.01 common | Sale | 15,999 | 24.1793 USD | ||||
USD 0.01 common | Sale | 17,809 | 24.0572 USD | ||||
USD 0.01 common | Sale | 23,137 | 24.1638 USD | ||||
USD 0.01 common | Sale | 66,524 | 24.1756 USD | ||||
USD 0.01 common | Sale | 84,164 | 23.9867 USD | ||||
USD 0.01 common | Sale | 100,832 | 23.8700 USD | ||||
USD 0.01 common | Sale | 101,796 | 24.2134 USD | ||||
USD 0.01 common | Sale | 151,338 | 23.9928 USD | ||||
USD 0.01 common | Sale | 346,355 | 24.0632 USD | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 15 Aug 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | ||||||
relevant securities this from relates: | |||||||
2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 0.01 common | Call Options | Purchased | 56,100 | 25.0000 | American | 19 Aug 2022 | |
USD 0.01 common | Call Options | Written | -112,200 | 28.0000 | American | 19 Aug 2022 | |
USD 0.01 common | Call Options | Written | -20,700 | 27.0000 | American | 19 Aug 2022 | |
USD 0.01 common | Call Options | Written | -17,100 | 27.0000 | American | 16 Sep 2022 | |
USD 0.01 common | Put Options | Written | 17,100 | 25.0000 | American | 16 Sep 2022 | |
3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||