10 May 2013 13:40
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES i | |
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1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii | ARM Holdings plc Β |
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2 Reason for the notification (please tick the appropriate box or boxes): | ||
An acquisition or disposal of voting rights | X | |
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||
An event changing the breakdown of voting rights | ||
Other (please specify): |
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3. Full name of person(s) subject to the notification obligation: iii | Β The Capital Group Companies, Inc. Β |
4. Full name of shareholder(s) (if different from 3.): iv | Β See Schedule A Β |
5. Date of the transaction and date on which the threshold is crossed or reached: v | Β 8 May 2013 Β |
6. Date on which issuer notified: | Β 9 May 2013 Β |
7. Threshold(s) that is/are crossed or reached: vi, vii | Β Above 7% Β |
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8. Notified details: | |||||||
A: Voting rights attached to shares viii, ix | |||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | |||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||
(GB0000595859) Β | 96,693,046 Β | 96,693,046 Β | 98,243,045 Β | 7.0339% Β | |||
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B: Qualifying Financial Instruments | ||||
Resulting situation after the triggering transaction | ||||
Type of financialinstrument | Expirationdate xiii | Exercise/ConversionPeriod xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. Β | % of votingrights |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||
Resulting situation after the triggering transaction | ||||||
Type of financialinstrument | Exerciseprice | Expirationdate xvii | Exercise/Conversionperiod xviii | Number of votingrights instrumentrefers to | % of voting rights xix, xx Β | |
Nominal | Delta Β | |||||
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Total (A+B+C) | |
Number of voting rights | Percentage of voting rights |
Β 98,243,045 Β | Β 7.0339% Β |
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9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi |
Β See Schedule A Β |
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Proxy Voting: | |
10. Name of the proxy holder: | |
11. Number of voting rights proxy holder will cease to hold: | |
12. Date on which proxy holder will cease to hold voting rights: | |
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13. Additional information: | |
14. Contact name: | |
15. Contact telephone number: |
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Note: Annex should only be submitted to the FCA not the issuer | |
Annex: Notification of major interests in share | |
A: Identity of the persons or legal entity subject to the notification obligation | |
Full name (including legal form of legal entities) | Β The Capital Group Companies, Inc. Β |
Contact address (registered office for legal entities) | 333 South Hope Street, 55th Floor Los Angeles, California 90071 |
Phone number & email | (213) 615-0469 & GRGroup@capgroup.com |
Other useful information (at least legal representative for legal persons) | |
B: Identity of the notifier, if applicable | |
Full name | Β Vivien Tan Β |
Contact address | 333 South Hope Street, 55th Floor Los Angeles, California 90071 |
Phone number & email | (213) 615-0469 & GRGroup@capgroup.com |
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) | Β Fax: (213) 615-4056 Β |
C: Additional information | |
Due to a company reorganization, Capital Group International, Inc. ("CGII") and Capital Research and Management Company ("CRMC") will no longer report relevant holdings separately. With effect from 1 September 2012, the holdings under management will be reported in aggregate by the group's parent company, The Capital Group Companies, Inc. Β | |
For notes on how to complete form TR-1 please see the FCA website. | |
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As of 8 May 2013
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ARM Holdings plc
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Number of Percent of
Shares Outstanding
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The Capital Group Companies, Inc. ("CG") holdings 98,243,045 7.034%
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Holdings by CG Management Companies and Funds:
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β’ Capital Research and Management Company 98,243,045 7.034%
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Schedule A
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