11 Jul 2016 08:49
ASHMORE GLOBAL OPPORTUNITIES LTD - Holding(s) in CompanyASHMORE GLOBAL OPPORTUNITIES LTD - Holding(s) in Company
PR Newswire
London, July 11
| For filings with the FCA include the annex | |||||
| For filings with issuer exclude the annex | |||||
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii | Ashmore Global Opportunities Limited | ||||
| 2 Reason for the notification (please tick the appropriate box or boxes): | |||||
| An acquisition or disposal of voting rights | |||||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
| An event changing the breakdown of voting rights | X | ||||
| Other (please specify): | |||||
| 3. Full name of person(s) subject to the notification obligation: iii | Overseas Asset Management (Cayman) Ltd | ||||
| 4. Full name of shareholder(s) (if different from 3.):iv | OAM European Value Fund Morgan Stanley Smith Barney LLC RBC Dominion Securities | ||||
| 5. Date of the transaction and date on which the threshold is crossed or reached: v | 30 June 2016 | ||||
| 6. Date on which issuer notified: | 08 July 2016 | ||||
| 7. Threshold(s) that is/are crossed or reached: vi, vii | 28% | ||||
| 8. Notified details: | ||||||||||||||||
| A: Voting rights attached to shares viii, ix | ||||||||||||||||
| Class/type of shares if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | ||||||||||||||
| Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights x | ||||||||||||
| Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
| US Dollar Shares | 3,012,421 | 3,012,421 | 3,563,419 | 3,563,419 | 28.0% | |||||||||||
| GG00BYV0RC73 | ||||||||||||||||
| Sterling Shares | 383,688 | 778,426 | 0 | 0 | 0.0% | |||||||||||
| GG00BYV0R619 | ||||||||||||||||
| TOTAL | 3,790,847 | 3,563,419 | 28.0% | |||||||||||||
| B: Qualifying Financial Instruments | ||||||||||||||||
| Resulting situation after the triggering transaction | ||||||||||||||||
| Type of financial instrument | Expiration date xiii | Exercise/ Conversion Period xiv | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights | ||||||||||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
| Resulting situation after the triggering transaction | ||||||||||||||||
| Type of financial instrument | Exercise price | Expiration date xvii | Exercise/ Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx | |||||||||||
| Nominal | Delta | |||||||||||||||
| Total (A+B+C) | ||||||||||||||||
| Number of voting rights | Percentage of voting rights | |||||||||||||||
| 3,563,419 | 28.0% | |||||||||||||||
| 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi | ||
| Overseas Asset Management (Cayman) Ltd is the investment manager of OAM European Value Fund which holds its shares through Deutsche Bank as custodian and State Street Nominees Ltd as sub-custodian. Overseas Asset Management (Cayman) Ltd has discretion to vote these shares pursuant to an investment management agreement with the fund. Overseas Asset Management (Cayman) Ltd has discretion to vote shares pursuant to discretionary investment management agreements with its clients. These shares are held through Morgan Stanley Smith Barney LLC and through RBC Dominion Securities who hold the shares in the name of Roy Nominees Ltd. The voting rights are held as follows: State Street Nominees Ltd 3,382,592 Morgan Stanley Smith Barney LLC 138,598 Roy Nominees Ltd 42,229 TOTAL 3,563,419 | ||
| Proxy Voting: | ||
| 10. Name of the proxy holder: | ||
| 11. Number of voting rights proxy holder will cease to hold: | ||
| 12. Date on which proxy holder will cease to hold voting rights: | ||
| 13. Additional information: | Overseas Asset Management (Cayman) Ltd | |
| 14. Contact name: | Desmond Kinch | |
| 15. Contact telephone number: | 1 345 949 8787 | |