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15 Jan 2009 10:22
Ā FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MOREĀ
(Rule 8.3 ofĀ the City Code on Takeovers and Mergers)
1. KEY INFORMATION
|
Name of person dealingĀ Ā (Note 1) |
Rathbone Brothers Plc (Entity reporting) RathboneĀ InvestmentĀ ManagementĀ Limited (Entity Dealing) |
|
Company dealt in |
Carpathian Plc |
|
Class of relevant security to which the dealings being disclosed relateĀ (Note 2) |
1p Ordinary |
|
Date of dealing |
14thĀ January 2009 |
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) InterestsĀ and short positionsĀ (following dealing) in the class of relevant security dealt inĀ (Note 3)
|
Long |
Short |
|
|
Number (%) |
Number (%) |
|
|
(1) Relevant securitiesĀ |
4,216,344 Ā (1.82) |
|
|
(2) DerivativesĀ (other than options) |
||
|
(3)Ā OptionsĀ and agreements to purchase/sell |
||
|
Total |
4,216,344 (1.82) |
(b) InterestsĀ and short positionsĀ in relevant securities of the company, other than theĀ classĀ dealt inĀ (Note 3)
|
Class of relevant security: |
Long |
Short |
|
Number (%) |
Number (%) |
|
|
(1) Relevant securitiesĀ |
||
|
(2) DerivativesĀ (other than options) |
||
|
(3)Ā OptionsĀ and agreements to purchase/sell |
||
|
Total |
n/a |
(c) Rights to subscribeĀ (Note 3)
|
Class of relevant security: |
Details |
|
n/a |
3. DEALINGSĀ (Note 4)
(a) Purchases and sales
|
Purchase/sale |
Number of securities |
Price per unitĀ (Note 5) |
|
SALE |
25000 |
14p |
(b) Derivatives transactions (other than options)
|
Product name,Ā e.g. CFD |
Long/shortĀ (NoteĀ 6) |
Number of securitiesĀ (Note 7) |
Price per unitĀ (Note 5) |
|
n/a |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g.Ā callĀ option |
Writing, selling, purchasing, varying etc. |
Number of securitiesĀ to which the option relatesĀ (Note 7) |
Exercise priceĀ |
Type,Ā e.g. American, European etc. |
ExpiryĀ date |
Option money paid/receivedĀ per unitĀ (Note 5)Ā |
|
n/a |
(ii) Exercising
|
Product name,Ā e.g.Ā call option |
Number of securitiesĀ |
Exercise priceĀ per unitĀ (Note 5) |
|
n/a |
(d) Other dealings (including new securities)Ā (Note 4)
|
Nature of transactionĀ (Note 8) |
Details |
PriceĀ per unitĀ (if applicable)Ā (Note 5) |
|
n/a |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form orĀ relating to the voting rights orĀ future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
None |
Is a Supplemental Form 8 attached?Ā (Note 9) NO
|
Date of disclosure |
15thĀ JanuaryĀ 2009 |
|
Contact name |
Chris Whitehead |
|
Telephone number |
020 7399Ā 0000 |
|
If a connected EFM, name of offeree/offeror with which connected |
n/a |
|
If a connected EFM,Ā state natureĀ of connectionĀ (NoteĀ 10) |
n/a |
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website atĀ www.thetakeoverpanel.org.uk
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