3 Dec 2019 13:13
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Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | Barclays PLC. | |
Company dealt in | ALLERGAN PLC | |
Class of relevant security to which the | ORD | |
dealings being disclosed relate (Note 2) | ||
Date of dealing | 02 December 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
Class of relevant security: | ORD | ||||
Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
4,074,954 | 1.24% | 2,191,175 | 0.67% | ||
 |  |  |  | ||
(2) | Derivatives (other than options): | Â | Â | Â | Â |
1,977,200 | 0.60% | 2,285,203 | 0.70% | ||
 |  |  |  | ||
(3) | Options and agreements to | Â | Â | Â | Â |
purchase/sell: | 679,300 | 0.21% | 501,400 | 0.15% | |
 |  |  |  | ||
TOTAL: | Â | Â | Â | Â | |
6,731,454 | 2.05% | 4,977,778 | 1.52% |
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
 | Number |  | (%) | Number |  | (%) |
(1) Relevant securities | Â | Â | ||||
 (2) Derivatives (other than options) |  |  | ||||
 (3) Options and agreements to purchase/sell |  |  | ||||
Total | Â | Â | ||||
 |
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale | Number of relevant securities | Price per unit |
Purchase | 6 | 184.9983 USD |
Purchase | 99 | 184.6600 USD |
Purchase | 100 | 185.7000 USD |
Purchase | 100 | 185.2300 USD |
Purchase | 100 | 184.4900 USD |
Purchase | 300 | 184.5766 USD |
Purchase | 300 | 184.5866 USD |
Purchase | 400 | 184.5500 USD |
Purchase | 568 | 185.1416 USD |
Purchase | 764 | 184.7114 USD |
Purchase | 808 | 184.9602 USD |
Purchase | 819 | 184.7933 USD |
Purchase | 854 | 185.3215 USD |
Purchase | 904 | 184.6618 USD |
Purchase | 1,300 | 184.6046 USD |
Purchase | 1,523 | 184.6147 USD |
Purchase | 1,764 | 184.6105 USD |
Purchase | 2,050 | 184.3546 USD |
Purchase | 2,100 | 184.8154 USD |
Purchase | 3,047 | 184.6945 USD |
Purchase | 3,200 | 184.6720 USD |
Purchase | 4,000 | 184.7101 USD |
Purchase | 4,126 | 184.8471 USD |
Purchase | 4,720 | 184.6140 USD |
Purchase | 4,740 | 184.3400 USD |
Purchase | 5,286 | 185.2002 USD |
Purchase | 10,793 | 184.6465 USD |
Purchase | 15,009 | 184.7628 USD |
Purchase | 17,634 | 184.9829 USD |
Purchase | 18,413 | 184.4766 USD |
Purchase | 50,000 | 184.6621 USD |
Sale | 27 | 184.7177 USD |
Sale | 49 | 184.7285 USD |
Sale | 99 | 184.6600 USD |
Sale | 100 | 184.4900 USD |
Sale | 100 | 184.5700 USD |
Sale | 104 | 184.5300 USD |
Sale | 104 | 184.8842 USD |
Sale | 175 | 184.8042 USD |
Sale | 184 | 184.6843 USD |
Sale | 200 | 184.6350 USD |
Sale | 200 | 184.5000 USD |
Sale | 200 | 184.6200 USD |
Sale | 200 | 184.5250 USD |
Sale | 201 | 184.5600 USD |
Sale | 300 | 184.6533 USD |
Sale | 300 | 184.5766 USD |
Sale | 300 | 184.4866 USD |
Sale | 381 | 184.9552 USD |
Sale | 389 | 184.8566 USD |
Sale | 440 | 184.5704 USD |
Sale | 500 | 184.7580 USD |
Sale | 508 | 184.7432 USD |
Sale | 606 | 185.0445 USD |
Sale | 759 | 184.7610 USD |
Sale | 1,200 | 184.7539 USD |
Sale | 1,230 | 184.6371 USD |
Sale | 1,489 | 184.5571 USD |
Sale | 1,700 | 184.8567 USD |
Sale | 1,700 | 184.7647 USD |
Sale | 1,800 | 184.5583 USD |
Sale | 2,374 | 184.6187 USD |
Sale | 2,835 | 184.5803 USD |
Sale | 3,100 | 184.6669 USD |
Sale | 4,399 | 184.6746 USD |
Sale | 4,470 | 184.6367 USD |
Sale | 5,700 | 184.7759 USD |
Sale | 6,183 | 184.8462 USD |
Sale | 7,702 | 184.7511 USD |
Sale | 8,646 | 184.7143 USD |
Sale | 9,938 | 184.7583 USD |
Sale | 13,632 | 184.6348 USD |
Sale | 19,764 | 184.3400 USD |
Sale | 25,133 | 185.0461 USD |
Sale | 28,251 | 184.6410 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
 |  |  |  |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
purchasing, | of | price | date | money | ||
selling, | securities | paid/ | ||||
varying etc | to which | received | ||||
option | ||||||
relates | ||||||
Call Option | Purchasing | 100 | 180 USD | American | 20 Dec 2019 | 5.5700 USD |
Call Option | Selling | 100 | 185 USD | American | 20 Dec 2019 | 2.4200 USD |
Call Option | Selling | 400 | 315 USD | American | 16 Jun 2017 | 0.0500 USD |
Put Option | Purchasing | 100 | 185 USD | American | 6 Dec 2019 | 1.4000 USD |
Put Option | Selling | 1,200 | 140 USD | American | 19 Jun 2020 | 2.3000 USD |
Put Option | Selling | 200 | 140 USD | American | 15 Jan 2021 | 3.7000 USD |
Put Option | Selling | 200 | 185 USD | American | 10 Jan 2020 | 3.6000 USD |
Put Option | Selling | 1,000 | 185 USD | American | 20 Mar 2020 | 7.0000 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
 |  |  |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
 |  |   |
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing |
and any other person relating to the voting rights of any relevant securities under any option |
referred to on this form or relating to the voting rights or future acquisition or disposal of any |
relevant securities to which any derivative referred to on this form is referenced. If none, this |
should be stated. |
NONE |
Is a Supplemental Form 8 (Open Positions) attached? | YES |
Date of disclosure: | 3 Dec 2019 |
Contact name: | Large Holdings Regulatory Operations |
Telephone number: | 020 3134 7213 |
If a connected EFM, name of offeree/offeror with which connected | |
If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name | Written or | Number of | Exercise | Type | Expiry |
purchased | relevant securities | price | date | ||
to which the option | |||||
or derivative | |||||
relates | |||||
Call Options | Purchased | 4,300 | 250.0000 | American | Jan 17, 2020 |
Put Options | Written | 900 | 90.0000 | American | Feb 21, 2020 |
Put Options | Written | 200 | 180.0000 | American | Jan 15, 2021 |
Put Options | Written | 1,100 | 100.0000 | American | Feb 21, 2020 |
Put Options | Written | 700 | 100.0000 | American | Jan 15, 2021 |
Put Options | Written | 4,800 | 155.0000 | American | Dec 20, 2019 |
Put Options | Written | 500 | 185.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 9,100 | 185.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 2,500 | 175.0000 | American | Jan 15, 2021 |
Put Options | Written | 2,200 | 180.0000 | American | Dec 20, 2019 |
Call Options | Purchased | 200 | 190.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 1,800 | 190.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 1,600 | 175.0000 | American | Dec 20, 2019 |
Call Options | Purchased | 1,300 | 100.0000 | American | Jan 15, 2021 |
Put Options | Written | 700 | 95.0000 | American | Jan 15, 2021 |
Put Options | Written | 100 | 135.0000 | American | Feb 21, 2020 |
Call Options | Written | -2,100 | 185.0000 | American | Dec 20, 2019 |
Put Options | Purchased | -700 | 155.0000 | American | Jan 17, 2020 |
Call Options | Written | -5,500 | 160.0000 | American | Mar 20, 2020 |
Call Options | Written | -2,100 | 125.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -50,000 | 160.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -1,500 | 155.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -300 | 165.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -500 | 170.0000 | American | Dec 20, 2019 |
Put Options | Purchased | -3,000 | 165.0000 | American | Dec 20, 2019 |
Put Options | Written | 66,500 | 140.0000 | American | Mar 20, 2020 |
Put Options | Written | 18,500 | 150.0000 | American | May 15, 2020 |
Put Options | Written | 36,400 | 105.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 1,000 | 190.0000 | American | Dec 20, 2019 |
Put Options | Written | 500 | 80.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 26,600 | 170.0000 | American | Dec 20, 2019 |
Call Options | Purchased | 3,400 | 170.0000 | American | Jan 15, 2021 |
Put Options | Written | 11,700 | 160.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -2,900 | 90.0000 | American | Dec 20, 2019 |
Put Options | Purchased | -16,800 | 115.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -100 | 155.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,700 | 110.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -2,200 | 70.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -200 | 110.0000 | American | Dec 20, 2019 |
Call Options | Written | -1,100 | 290.0000 | American | Jan 17, 2020 |
Call Options | Written | -2,200 | 210.0000 | American | Dec 20, 2019 |
Call Options | Written | -300 | 150.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -100 | 185.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -5,300 | 110.0000 | American | Jan 17, 2020 |
Call Options | Written | -1,000 | 185.0000 | American | Feb 21, 2020 |
Call Options | Written | -1,900 | 180.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -10,800 | 125.0000 | American | Jan 17, 2020 |
Put Options | Written | 1,500 | 185.0000 | American | Mar 20, 2020 |
Put Options | Written | 400 | 125.0000 | American | Jan 15, 2021 |
Put Options | Written | 400 | 65.0000 | American | Jan 17, 2020 |
Put Options | Written | 100 | 145.0000 | American | Jan 15, 2021 |
Put Options | Written | 600 | 185.0000 | American | May 15, 2020 |
Call Options | Purchased | 5,100 | 170.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 3,300 | 165.0000 | American | Jan 15, 2021 |
Put Options | Written | 200 | 185.0000 | American | Jan 17, 2020 |
Put Options | Written | 300 | 100.0000 | American | Dec 20, 2019 |
Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
Put Options | Written | 1,000 | 85.0000 | American | Dec 20, 2019 |
Put Options | Written | 13,500 | 165.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 5,800 | 160.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 3,000 | 180.0000 | American | Jan 17, 2020 |
Put Options | Written | 400 | 140.0000 | American | Dec 20, 2019 |
Put Options | Purchased | -66,500 | 160.0000 | American | Mar 20, 2020 |
Call Options | Written | -2,800 | 175.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -100 | 120.0000 | American | Jan 17, 2020 |
Call Options | Written | -200 | 140.0000 | American | Feb 21, 2020 |
Call Options | Written | -4,500 | 220.0000 | American | Jan 17, 2020 |
Put Options | Written | 3,800 | 165.0000 | American | Jun 19, 2020 |
Put Options | Written | 100 | 145.0000 | American | Dec 20, 2019 |
Put Options | Written | 400 | 170.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 800 | 160.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
Put Options | Written | 800 | 135.0000 | American | Dec 20, 2019 |
Call Options | Purchased | 1,900 | 180.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 500 | 220.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 100 | 165.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 4,100 | 170.0000 | American | Jan 17, 2020 |
Put Options | Written | 48,000 | 140.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -3,300 | 100.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -1,500 | 150.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -22,500 | 105.0000 | American | Jan 17, 2020 |
Call Options | Written | -2,000 | 130.0000 | American | Feb 21, 2020 |
Call Options | Written | -100 | 190.0000 | American | May 15, 2020 |
Put Options | Purchased | -2,300 | 170.0000 | American | Jun 19, 2020 |
Call Options | Written | -100 | 135.0000 | American | Jan 15, 2021 |
Call Options | Written | -500 | 220.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
Call Options | Written | -7,000 | 300.0000 | American | Jan 17, 2020 |
Call Options | Written | -29,800 | 150.0000 | American | Jan 17, 2020 |
Put Options | Written | 2,500 | 120.0000 | American | Feb 21, 2020 |
Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
Put Options | Written | 50,000 | 140.0000 | American | Feb 21, 2020 |
Put Options | Written | 14,300 | 160.0000 | American | Mar 20, 2020 |
Put Options | Written | 300 | 140.0000 | American | Jan 15, 2021 |
Put Options | Written | 14,800 | 160.0000 | American | Feb 21, 2020 |
Put Options | Written | 4,700 | 80.0000 | American | Jan 17, 2020 |
Put Options | Written | 3,100 | 115.0000 | American | Dec 20, 2019 |
Call Options | Purchased | 1,400 | 180.0000 | American | Jan 21, 2022 |
Put Options | Written | 7,000 | 160.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 400 | 200.0000 | American | Jan 15, 2021 |
Put Options | Written | 30,100 | 140.0000 | American | Jan 17, 2020 |
Put Options | Written | 7,000 | 120.0000 | American | Jun 19, 2020 |
Put Options | Written | 2,000 | 115.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 6,700 | 190.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 4,900 | 190.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 200 | 180.0000 | American | Jun 19, 2020 |
Call Options | Written | -100 | 240.0000 | American | Jan 17, 2020 |
Call Options | Written | -1,500 | 270.0000 | American | Jan 17, 2020 |
Call Options | Written | -4,100 | 155.0000 | American | Jan 17, 2020 |
Call Options | Written | -200 | 140.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -12,400 | 150.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 120.0000 | American | Jan 15, 2021 |
Call Options | Written | -1,700 | 225.0000 | American | Jan 17, 2020 |
Call Options | Written | -1,200 | 195.0000 | American | Dec 20, 2019 |
Call Options | Written | -600 | 205.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -100 | 185.0000 | American | Dec 6, 2019 |
Call Options | Written | -200 | 165.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 4,000 | 160.0000 | American | Jan 15, 2021 |
Put Options | Written | 3,300 | 165.0000 | American | Mar 20, 2020 |
Put Options | Written | 1,800 | 180.0000 | American | Jan 17, 2020 |
Put Options | Written | 100 | 165.0000 | American | May 15, 2020 |
Put Options | Written | 500 | 180.0000 | American | May 15, 2020 |
Call Options | Purchased | 4,300 | 165.0000 | American | Jan 17, 2020 |
Put Options | Written | 33,600 | 150.0000 | American | Dec 20, 2019 |
Call Options | Purchased | 100 | 180.0000 | American | Mar 20, 2020 |
Put Options | Written | 13,700 | 75.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -100 | 150.0000 | American | Jun 19, 2020 |
Call Options | Written | -200 | 110.0000 | American | Jan 15, 2021 |
Call Options | Written | -22,800 | 210.0000 | American | Jan 17, 2020 |
Call Options | Written | -18,700 | 185.0000 | American | Jan 17, 2020 |
Call Options | Written | -200 | 185.0000 | American | Jun 19, 2020 |
Call Options | Written | -6,600 | 200.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -100 | 85.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -1,700 | 185.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -600 | 120.0000 | American | Jan 15, 2021 |
Call Options | Written | -900 | 175.0000 | American | Jun 19, 2020 |
Call Options | Written | -2,800 | 230.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
Call Options | Written | -2,400 | 165.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -200 | 172.5000 | American | Dec 13, 2019 |
Put Options | Purchased | -400 | 115.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -300 | 160.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,900 | 175.0000 | American | Jan 17, 2020 |
Put Options | Written | 8,400 | 170.0000 | American | Feb 21, 2020 |
Put Options | Written | 200 | 185.0000 | American | Jan 10, 2020 |
Put Options | Written | 7,100 | 145.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 3,800 | 175.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 100 | 150.0000 | American | Jan 15, 2021 |
Put Options | Written | 600 | 135.0000 | American | Jan 17, 2020 |
Put Options | Written | 1,300 | 90.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 500 | 180.0000 | American | Dec 20, 2019 |
Put Options | Purchased | -100 | 175.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -106,300 | 130.0000 | American | Jan 17, 2020 |
Call Options | Written | -1,000 | 200.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -19,300 | 95.0000 | American | Jan 17, 2020 |
Call Options | Written | -100 | 215.0000 | American | Jan 17, 2020 |
Call Options | Written | -100 | 185.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -200 | 130.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -3,600 | 80.0000 | American | Dec 20, 2019 |
Call Options | Purchased | 11,200 | 195.0000 | American | Jan 15, 2021 |
Put Options | Written | 3,500 | 200.0000 | American | Dec 20, 2019 |
Put Options | Written | 43,400 | 170.0000 | American | Jan 17, 2020 |
Put Options | Written | 31,900 | 150.0000 | American | Feb 21, 2020 |
Put Options | Written | 25,000 | 150.0000 | American | Jan 17, 2020 |
Put Options | Written | 5,600 | 145.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 4,600 | 145.0000 | American | Jan 17, 2020 |
Put Options | Written | 100 | 150.0000 | American | Mar 20, 2020 |
Put Options | Written | 9,300 | 160.0000 | American | Dec 20, 2019 |
Put Options | Written | 1,200 | 95.0000 | American | Dec 20, 2019 |
Call Options | Written | -100 | 110.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -9,600 | 140.0000 | American | Mar 20, 2020 |
Call Options | Written | -1,500 | 140.0000 | American | Jan 15, 2021 |
Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
Call Options | Written | -4,500 | 260.0000 | American | Jan 17, 2020 |
Call Options | Written | -100 | 172.5000 | American | Dec 6, 2019 |
Call Options | Written | -1,300 | 130.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -4,500 | 130.0000 | American | Feb 21, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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