12 Dec 2018 10:49
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. | |||
(b) | Owner or controller of interest and short | ||||
positions disclosed, if different from 1(a): | |||||
(c) | Name of offeror/offeree in relation to whose | BARRICK GOLD CORPORATION | |||
relevant securities this form relates: | |||||
(d) | Status of person making the disclosure: | CONNECTED TO THE OFFEREE | |||
(e) | Date position held/dealing undertaken: | 11 December 2018 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
Class of relevant security: | Ordinary NPV | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 1,042,225 | 0.09% | 0 | 0.00% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 604,800 | 0.05% | 2,411,700 | 0.21% | |||||||
TOTAL: | 1,647,025 | 0.14% | 2,411,700 | 0.21% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
Ordinary NPV | Purchase | 75 | 13.6100 USD | ||||
Ordinary NPV | Purchase | 200 | 13.9655 USD | ||||
Ordinary NPV | Purchase | 200 | 13.6537 USD | ||||
Ordinary NPV | Purchase | 273 | 13.7372 USD | ||||
Ordinary NPV | Purchase | 430 | 13.7685 USD | ||||
Ordinary NPV | Purchase | 812 | 13.6934 USD | ||||
Ordinary NPV | Purchase | 1,021 | 13.6600 USD | ||||
Ordinary NPV | Purchase | 1,100 | 13.7200 USD | ||||
Ordinary NPV | Purchase | 1,213 | 13.6514 USD | ||||
Ordinary NPV | Purchase | 1,300 | 13.7584 USD | ||||
Ordinary NPV | Purchase | 1,300 | 13.6334 USD | ||||
Ordinary NPV | Purchase | 1,600 | 18.3656 CAD | ||||
Ordinary NPV | Purchase | 1,878 | 13.7030 USD | ||||
Ordinary NPV | Purchase | 2,136 | 13.6532 USD | ||||
Ordinary NPV | Purchase | 2,200 | 13.6622 USD | ||||
Ordinary NPV | Purchase | 2,325 | 13.6658 USD | ||||
Ordinary NPV | Purchase | 2,662 | 13.6580 USD | ||||
Ordinary NPV | Purchase | 3,662 | 13.6841 USD | ||||
Ordinary NPV | Purchase | 4,580 | 13.6585 USD | ||||
Ordinary NPV | Purchase | 4,700 | 13.6400 USD | ||||
Ordinary NPV | Purchase | 6,800 | 13.6398 USD | ||||
Ordinary NPV | Purchase | 7,798 | 13.7991 USD | ||||
Ordinary NPV | Purchase | 12,600 | 13.6442 USD | ||||
Ordinary NPV | Purchase | 12,800 | 13.6669 USD | ||||
Ordinary NPV | Purchase | 16,686 | 13.6539 USD | ||||
Ordinary NPV | Purchase | 20,800 | 13.7264 USD | ||||
Ordinary NPV | Purchase | 21,100 | 13.6190 USD | ||||
Ordinary NPV | Purchase | 23,626 | 13.6863 USD | ||||
Ordinary NPV | Purchase | 27,600 | 13.6000 USD | ||||
Ordinary NPV | Purchase | 36,100 | 13.6458 USD | ||||
Ordinary NPV | Purchase | 52,539 | 13.7770 USD | ||||
Ordinary NPV | Purchase | 57,000 | 13.6917 USD | ||||
Ordinary NPV | Purchase | 57,900 | 13.6550 USD | ||||
Ordinary NPV | Purchase | 72,500 | 13.6503 USD | ||||
Ordinary NPV | Purchase | 149,100 | 13.6977 USD | ||||
Ordinary NPV | Purchase | 180,900 | 13.7029 USD | ||||
Ordinary NPV | Purchase | 14,100 | 18.3372 CAD | ||||
Ordinary NPV | Sale | 1,600 | 18.3656 CAD | ||||
Ordinary NPV | Sale | 75 | 13.6100 USD | ||||
Ordinary NPV | Sale | 100 | 13.7700 USD | ||||
Ordinary NPV | Sale | 100 | 13.6600 USD | ||||
Ordinary NPV | Sale | 100 | 13.7650 USD | ||||
Ordinary NPV | Sale | 200 | 13.6537 USD | ||||
Ordinary NPV | Sale | 230 | 13.7693 USD | ||||
Ordinary NPV | Sale | 310 | 13.6285 USD | ||||
Ordinary NPV | Sale | 500 | 13.6840 USD | ||||
Ordinary NPV | Sale | 500 | 13.6780 USD | ||||
Ordinary NPV | Sale | 1,000 | 13.6540 USD | ||||
Ordinary NPV | Sale | 1,300 | 13.6334 USD | ||||
Ordinary NPV | Sale | 1,300 | 13.6476 USD | ||||
Ordinary NPV | Sale | 1,900 | 13.6426 USD | ||||
Ordinary NPV | Sale | 2,300 | 13.6671 USD | ||||
Ordinary NPV | Sale | 2,300 | 13.6508 USD | ||||
Ordinary NPV | Sale | 2,389 | 13.6033 USD | ||||
Ordinary NPV | Sale | 2,600 | 13.7869 USD | ||||
Ordinary NPV | Sale | 2,900 | 13.8458 USD | ||||
Ordinary NPV | Sale | 4,991 | 13.6000 USD | ||||
Ordinary NPV | Sale | 5,200 | 13.8280 USD | ||||
Ordinary NPV | Sale | 6,139 | 13.8186 USD | ||||
Ordinary NPV | Sale | 13,821 | 13.6664 USD | ||||
Ordinary NPV | Sale | 14,100 | 18.3372 CAD | ||||
Ordinary NPV | Sale | 15,900 | 13.8155 USD | ||||
Ordinary NPV | Sale | 20,800 | 13.7264 USD | ||||
Ordinary NPV | Sale | 22,400 | 13.7979 USD | ||||
Ordinary NPV | Sale | 27,598 | 13.7341 USD | ||||
Ordinary NPV | Sale | 48,700 | 13.6082 USD | ||||
Ordinary NPV | Sale | 56,200 | 13.7374 USD | ||||
Ordinary NPV | Sale | 62,042 | 13.6717 USD | ||||
Ordinary NPV | Sale | 103,600 | 13.6628 USD | ||||
Ordinary NPV | Sale | 109,000 | 13.6935 USD | ||||
Ordinary NPV | Sale | 122,511 | 13.6498 USD | ||||
Ordinary NPV | Sale | 154,900 | 13.6825 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
relates | |||||||||||||||
Ordinary NPV | Call Options | Purchasing | 200 | 14 USD | American | 18 Jan 2019 | 0.5000 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 100 | 15 USD | American | 15 Jan 2021 | 2.4400 USD | ||||||||
Ordinary NPV | Call Options | Selling | 200 | 14 USD | American | 18 Apr 2019 | 1.0700 USD | ||||||||
Ordinary NPV | Call Options | Selling | 100 | 15 USD | American | 17 Jan 2020 | 1.6100 USD | ||||||||
Ordinary NPV | Call Options | Selling | 400 | 18 USD | American | 18 Jan 2019 | 0.0400 USD | ||||||||
Ordinary NPV | Call Options | Selling | 1,000 | 20 USD | American | 17 Jan 2020 | 0.7000 USD | ||||||||
Ordinary NPV | Put Options | Purchasing | 100 | 14 USD | American | 14 Dec 2018 | 0.3900 USD | ||||||||
Ordinary NPV | Put Options | Purchasing | 1,500 | 14 USD | American | 18 Jan 2019 | 0.6940 USD | ||||||||
Ordinary NPV | Put Options | Selling | 100 | 10 USD | American | 18 Jan 2019 | 0.0200 USD | ||||||||
Ordinary NPV | Put Options | Selling | 1,000 | 11 USD | American | 18 Jan 2019 | 0.0300 USD | ||||||||
Ordinary NPV | Put Options | Selling | 200 | 11 USD | American | 19 Jul 2019 | 0.3700 USD | ||||||||
Ordinary NPV | Put Options | Selling | 400 | 13 USD | American | 18 Jan 2019 | 0.2700 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None |
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) | YES | |
Supplemental Form 8 (SBL) | NO | |
Date of disclosure: | 12 Dec 2018 | |
Contact name: | Large Holdings Regulatory Operations | |
Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings | Barclays PLC. | ||
are being disclosed: | |||
Name of offeror/offeree in relation to whose | BARRICK GOLD CORPORATION | ||
relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
Ordinary NPV | Call Options | Purchased | 100 | 10.0000 | American | 15 Feb 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 100 | 11.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 200 | 20.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Call Options | Purchased | 200 | 13.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 200 | 16.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 500 | 14.0000 | American | 19 Jul 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 500 | 14.0000 | American | 15 Feb 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 600 | 15.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Call Options | Purchased | 900 | 14.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,000 | 12.0000 | American | 14 Dec 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 1,700 | 25.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,700 | 15.0000 | American | 15 Feb 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,900 | 8.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Purchased | 1,900 | 11.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 3,700 | 18.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 5,000 | 15.0000 | American | 14 Dec 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 5,600 | 14.0000 | American | 14 Dec 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 6,600 | 14.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 11,500 | 35.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Purchased | 13,400 | 13.0000 | American | 14 Dec 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 15,300 | 16.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 19,100 | 17.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 32,100 | 10.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 37,800 | 10.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Purchased | 45,000 | 20.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 177,100 | 22.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -283,200 | 15.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -258,100 | 20.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -162,500 | 17.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -111,700 | 16.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -87,500 | 15.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -81,400 | 30.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -72,600 | 13.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -65,400 | 17.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -60,700 | 22.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -54,300 | 12.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -46,500 | 11.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -44,100 | 35.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -34,200 | 25.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -23,000 | 13.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -20,800 | 25.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -19,000 | 15.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Call Options | Written | -18,600 | 14.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Call Options | Written | -17,900 | 20.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -15,600 | 37.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -14,300 | 15.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -13,300 | 27.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -12,700 | 10.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -11,600 | 18.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -11,400 | 25.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -9,400 | 19.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -8,200 | 26.0000 | American | 19 Jul 2019 | |||||||
Ordinary NPV | Call Options | Written | -7,800 | 22.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -5,900 | 27.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -5,600 | 12.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -5,300 | 19.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -5,200 | 19.0000 | American | 19 Jul 2019 | |||||||
Ordinary NPV | Call Options | Written | -5,000 | 14.0000 | American | 14 Dec 2018 | |||||||
Ordinary NPV | Call Options | Written | -4,800 | 21.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -4,700 | 24.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -3,800 | 21.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -3,500 | 22.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -2,100 | 20.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -1,800 | 17.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Call Options | Written | -1,400 | 13.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Call Options | Written | -1,300 | 8.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -1,200 | 12.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Call Options | Written | -1,100 | 13.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -1,000 | 14.0000 | American | 25 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -1,000 | 10.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Call Options | Written | -800 | 13.0000 | American | 19 Jul 2019 | |||||||
Ordinary NPV | Call Options | Written | -700 | 26.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -300 | 10.0000 | American | 14 Dec 2018 | |||||||
Ordinary NPV | Call Options | Written | -200 | 17.0000 | American | 19 Jul 2019 | |||||||
Ordinary NPV | Call Options | Written | -100 | 9.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -100 | 12.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Call Options | Written | -100 | 14.0000 | American | 28 Dec 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -300,000 | 15.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -155,100 | 9.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -132,800 | 10.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -72,600 | 10.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -53,100 | 9.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -32,100 | 13.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -13,600 | 8.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -9,200 | 11.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -5,800 | 13.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -4,800 | 13.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -2,800 | 20.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -2,600 | 13.0000 | American | 14 Dec 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -1,900 | 8.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -1,000 | 14.0000 | American | 14 Dec 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -700 | 12.0000 | American | 15 Feb 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -300 | 14.0000 | American | 15 Feb 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -300 | 8.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Put Options | Purchased | -100 | 14.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -100 | 14.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Put Options | Written | 100 | 17.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 100 | 12.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Put Options | Written | 200 | 19.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 200 | 11.0000 | American | 19 Jul 2019 | |||||||
Ordinary NPV | Put Options | Written | 300 | 14.0000 | American | 28 Dec 2018 | |||||||
Ordinary NPV | Put Options | Written | 300 | 14.0000 | American | 14 Dec 2018 | |||||||
Ordinary NPV | Put Options | Written | 400 | 17.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 400 | 22.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 600 | 5.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 600 | 8.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 600 | 23.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 600 | 7.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 800 | 14.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 800 | 14.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Put Options | Written | 1,000 | 15.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Put Options | Written | 1,000 | 15.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 1,100 | 17.0000 | American | 4 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 1,100 | 20.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Put Options | Written | 1,300 | 13.0000 | American | 28 Dec 2018 | |||||||
Ordinary NPV | Put Options | Written | 1,400 | 15.0000 | American | 28 Dec 2018 | |||||||
Ordinary NPV | Put Options | Written | 2,200 | 16.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 2,600 | 18.0000 | American | 28 Dec 2018 | |||||||
Ordinary NPV | Put Options | Written | 2,600 | 20.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 2,900 | 10.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Put Options | Written | 4,300 | 12.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Put Options | Written | 4,400 | 13.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 4,900 | 10.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 5,000 | 15.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Put Options | Written | 5,600 | 11.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 7,000 | 12.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 19,200 | 15.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 22,600 | 17.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 37,400 | 15.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 87,500 | 12.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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