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1 Apr 2010 11:42

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 |
FORM 38.5(a) |
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|
|
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 |
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
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WITH RECOGNISED INTERMEDIARY STATUS |
|
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
|
(Rule 38.5(a) of the Takeover Code)) |
|
 |
1. KEY INFORMATION |
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Name of exempt principal trader |
Bank of America Merrill Lynch |
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Company dealt in |
Babcock International Group |
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Class of relevant security to which the |
Common |
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|
dealings being disclosed relate |
|
 |
Date of dealing |
31/03/2010 |
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2. DEALINGS |
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(a) Purchases and sales |
|
 |
Total number of securities |
Highest price paid |
 |
Lowest price paid |
|
|
purchased |
|
 |
40,132 |
GBP 6.01 |
GBP 5.95 |
|
 |
Total number of securities sold |
Highest price received |
 |
Lowest price received |
|
 |
106,268 |
GBP 6.01 |
GBP 5.95 |
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 |
(b) Derivatives transactions (other than options) |
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 |
Product name, |
 |
Short/Long |
 |
Number of securities |
Price per unit |
|
|
eg. CFD |
|
|
|
|
Long Swap |
LONG |
1,079 |
GBP 6.01 |
|
|
Long Swap |
LONG |
776 |
GBP 6.01 |
|
 |
Product name, |
 |
Short/Long |
 |
Number of securities |
Price per unit |
|
|
eg. CFD |
|
|
|
|
Short Swap |
SHORT |
900 |
GBP 6.01 |
|
|
Short Swap |
SHORT |
1,107 |
GBP 6.01 |
|
|
Short Swap |
SHORT |
5,984 |
GBP 5.96 |
|
|
Short Swap |
SHORT |
28,440 |
GBP 6.01 |
|
|
Short Swap |
SHORT |
31,560 |
GBP 6.01 |
|
 |
(c) Options transactions in respect of existing securities |
|
 |
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
|
|
selling, |
securities under |
price |
American, |
date |
money |
|
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
|
varying etc. |
|
per unit |
|
 |
 |
 |
 |
 |
 |
 |
 |
 |
 |
 |
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(ii) Exercising |
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 |
Product name |
Number of securities under |
Exercise price |
|
|
eg call option |
option |
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 |
 |
 |
 |
 |
|
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3. OTHER INFORMATION |
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 |
 |
|
 |
Agreements, arrangements or understandings relating to options or derivatives |
|
 |
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
 |
NONE |
|
 |
Date of disclosure |
01/04/2010 |
|
 |
Contact name |
Bhavika Mistry |
|
 |
Telephone number |
+44 207 995 4747 |
|
 |
Name of offeree/offeror with whom connected |
VT Group Plc |
|
 |
Nature of connection # |
Advisor |
|
 |
FORM 38.5(a) |
|
|
|
|
 |
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
|
(Rule 38.5(a) of the Takeover Code)) |
|
 |
1. KEY INFORMATION |
|
 |
Name of exempt principal trader |
Bank of America Merrill Lynch |
|
 |
Company dealt in |
VT Group Plc |
|
 |
Class of relevant security to which the |
Common |
|
|
dealings being disclosed relate |
|
 |
Date of dealing |
31/03/2010 |
|
 |
2. DEALINGS |
|
 |
(a) Purchases and sales |
|
 |
Total number of securities |
Highest price paid |
 |
Lowest price paid |
|
|
purchased |
|
 |
30,608 |
GBP 7.50 |
GBP 7.44 |
|
 |
Total number of securities sold |
Highest price received |
 |
Lowest price received |
|
 |
31,828 |
GBP 7.51 |
GBP 7.44 |
|
 |
(b) Derivatives transactions (other than options) |
|
 |
Product name, |
 |
Short/Long |
 |
Number of securities |
Price per unit |
|
|
eg. CFD |
|
|
|
|
Long Swap |
LONG |
3,245 |
GBP 7.44 |
|
|
Long Swap |
LONG |
2,297 |
GBP 7.44 |
|
|
Long Swap |
LONG |
1,694 |
GBP 7.45 |
|
|
Long Swap |
LONG |
948 |
GBP 7.44 |
|
 |
Product name, |
 |
Short/Long |
 |
Number of securities |
Price per unit |
|
|
eg. CFD |
|
|
|
|
Short Swap |
SHORT |
1,229 |
GBP 7.52 |
|
|
Short Swap |
SHORT |
1,809 |
GBP 7.47 |
|
|
Short Swap |
SHORT |
2,297 |
GBP 7.47 |
|
|
Short Swap |
SHORT |
4,069 |
GBP 7.45 |
|
 |
(c) Options transactions in respect of existing securities |
|
 |
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
|
|
selling, |
securities under |
price |
American, |
date |
money |
|
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
|
varying etc. |
|
per unit |
|
 |
 |
 |
 |
 |
 |
 |
 |
 |
 |
 |
|
 |
(ii) Exercising |
|
 |
Product name |
Number of securities under |
Exercise price |
|
|
eg call option |
option |
|
 |
 |
 |
 |
 |
|
 |
3. OTHER INFORMATION |
|
 |
 |
|
 |
Agreements, arrangements or understandings relating to options or derivatives |
|
 |
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
 |
NONE |
|
 |
Date of disclosure |
01/04/2010 |
|
 |
Contact name |
Bhavika Mistry |
|
 |
Telephone number |
+44 207 995 4747 |
|
 |
Name of offeree/offeror with whom connected |
Vt Group Plc |
|
 |
Nature of connection # |
Advisor |
|
 |
FORM 38.5(a) |
|
|
|
|
 |
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
|
(Rule 38.5(a) of the Takeover Code)) |
|
 |
1. KEY INFORMATION |
|
 |
Name of exempt principal trader |
Bank of America Merrill Lynch |
|
 |
Company dealt in |
RENSBURG SHEPPARDS PLC |
|
 |
Class of relevant security to which the |
Common |
|
|
dealings being disclosed relate |
|
 |
Date of dealing |
31/03/2010 |
|
 |
2. DEALINGS |
|
 |
(a) Purchases and sales |
|
 |
Total number of securities |
Highest price paid |
 |
Lowest price paid |
|
|
purchased |
|
 |
10 |
GBP 8.67 |
GBP 8.67 |
|
 |
Total number of securities sold |
Highest price received |
 |
Lowest price received |
|
 |
10 |
GBP 8.67 |
GBP 8.67 |
|
 |
(b) Derivatives transactions (other than options) |
|
 |
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
|
eg. CFD |
|
|
 |
 |
 |
 |
 |
 |
 |
 |
|
 |
(c) Options transactions in respect of existing securities |
|
 |
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
|
|
selling, |
securities under |
price |
American, |
date |
|
|
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
|
varying etc. |
|
per unit |
|
 |
 |
 |
 |
 |
 |
 |
 |
 |
 |
 |
|
 |
(ii) Exercising |
|
 |
Product name |
Number of securities under |
Exercise price |
|
|
eg call option |
option |
|
 |
 |
 |
 |
 |
|
 |
3. OTHER INFORMATION |
|
 |
Agreements, arrangements or understandings relating to options or derivatives |
|
 |
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
 |
NONE |
|
 |
Date of disclosure |
01/04/2010 |
|
 |
Contact name |
Bhavika Mistry |
|
 |
Telephone number |
+44 207 995 4747 |
|
 |
Name of offeree/offeror with whom connected |
Investec Plc |
|
 |
Nature of connection # |
Advisor |
|
 |
FORM 38.5(a) |
|
|
|
|
 |
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
|
(Rule 38.5(a) of the Takeover Code)) |
|
 |
1. KEY INFORMATION |
|
 |
Name of exempt principal trader |
Bank of America Merrill Lynch |
|
 |
Company dealt in |
Investec Plc |
|
 |
Class of relevant security to which the |
Common |
|
|
dealings being disclosed relate |
|
 |
Date of dealing |
31/03/2010 |
|
 |
2. DEALINGS |
|
 |
(a) Purchases and sales |
|
 |
Total number of securities |
Highest price paid |
 |
Lowest price paid |
|
|
purchased |
|
 |
116,511 |
GBP 60.04 |
GBP 5.35 |
|
 |
Total number of securities sold |
Highest price received |
 |
Lowest price received |
|
 |
19,127 |
GBP 5.39 |
GBP 5.35 |
|
 |
(b) Derivatives transactions (other than options) |
|
 |
Product name, |
 |
Short/Long |
 |
Number of securities |
Price per unit |
|
|
eg. CFD |
|
|
|
|
Long Swap |
LONG |
3,374 |
ZAR 59.64 |
|
|
Long Swap |
LONG |
79,447 |
GBP 5.38 |
|
|
Long Swap |
LONG |
8,440 |
GBP 5.40 |
|
|
Long Swap |
LONG |
2,204 |
GBP 5.38 |
|
|
Long Swap |
LONG |
2,184 |
GBP 5.40 |
|
|
Long Swap |
LONG |
1,586 |
GBP 5.38 |
|
|
Long Swap |
LONG |
657 |
GBP 5.38 |
|
|
Long Swap |
LONG |
601 |
GBP 5.38 |
|
|
Long Swap |
LONG |
501 |
GBP 5.39 |
|
|
Long Swap |
LONG |
338 |
GBP 5.40 |
|
|
Long Swap |
LONG |
266 |
GBP 5.40 |
|
 |
Product name, |
 |
Short/Long |
 |
Number of securities |
Price per unit |
|
|
eg. CFD |
|
|
|
|
Short Swap |
SHORT |
1,050 |
GBP 5.36 |
|
|
Short Swap |
SHORT |
2,643 |
GBP 5.36 |
|
|
Short Swap |
SHORT |
3,243 |
GBP 5.38 |
|
 |
(c) Options transactions in respect of existing securities |
|
 |
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
|
|
selling, |
securities under |
price |
American, |
date |
money |
|
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
|
varying etc. |
|
per unit |
|
 |
 |
 |
 |
 |
 |
 |
 |
 |
 |
 |
|
 |
(ii) Exercising |
|
 |
Product name |
Number of securities under |
Exercise price |
|
|
eg call option |
option |
|
 |
 |
 |
 |
 |
|
 |
3. OTHER INFORMATION |
|
 |
 |
|
 |
Agreements, arrangements or understandings relating to options or derivatives |
|
 |
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
 |
NONE |
|
 |
Date of disclosure |
01/04/2010 |
|
 |
Contact name |
Bhavika Mistry |
|
 |
Telephone number |
+44 207 995 4747 |
|
 |
Name of offeree/offeror with whom connected |
Investec Plc |
|
 |
Nature of connection # |
Advisor |
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