14 Feb 2020 15:15
AMENDMENT Section 2(a)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | NMC Health plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | GK Investment Holding Group SA |
(d) Date dealing undertaken: | 12 February 2020 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
10p ordinary | PURCHASES | 1,447,835 | 8.7440 GBP | 7.7500 GBP |
10p ordinary | SALES | 464,717 | 8.7420 GBP | 7.7400 GBP |
10p ordinary | SALES | 900,441 | 11.1385 USD | 8.5420 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
10p ordinary | CFD | LONG | 294 | 7.8152 GBP |
10p ordinary | CFD | LONG | 82 | 7.8180 GBP |
10p ordinary | CFD | LONG | 3,000 | 8.0002 GBP |
10p ordinary | CFD | LONG | 1,000 | 8.0080 GBP |
10p ordinary | CFD | LONG | 53,888 | 8.0795 GBP |
10p ordinary | CFD | LONG | 38,225 | 8.3956 GBP |
10p ordinary | CFD | LONG | 3,710 | 8.4235 GBP |
10p ordinary | CFD | LONG | 4,879 | 8.4235 GBP |
10p ordinary | CFD | LONG | 5,900 | 8.4372 GBP |
10p ordinary | CFD | LONG | 2,260 | 8.4390 GBP |
10p ordinary | CFD | LONG | 14,395 | 8.4390 GBP |
10p ordinary | CFD | LONG | 3,651 | 8.4837 GBP |
10p ordinary | CFD | LONG | 173 | 8.4897 GBP |
10p ordinary | CFD | LONG | 5,636 | 8.4897 GBP |
10p ordinary | CFD | LONG | 46,651 | 8.4902 GBP |
10p ordinary | CFD | LONG | 21,040 | 8.5179 GBP |
10p ordinary | CFD | LONG | 22,696 | 8.5411 GBP |
10p ordinary | CFD | LONG | 14,298 | 8.5420 GBP |
10p ordinary | CFD | LONG | 14,297 | 8.5420 GBP |
10p ordinary | CFD | LONG | 3,399 | 8.5420 GBP |
10p ordinary | CFD | LONG | 19,626 | 8.5420 GBP |
10p ordinary | CFD | LONG | 705 | 8.5420 GBP |
10p ordinary | CFD | LONG | 7,264 | 8.5420 GBP |
10p ordinary | CFD | LONG | 38,674 | 8.5719 GBP |
10p ordinary | CFD | LONG | 861 | 8.5752 GBP |
10p ordinary | CFD | LONG | 18,295 | 8.5768 GBP |
10p ordinary | CFD | LONG | 4,611 | 8.5768 GBP |
10p ordinary | CFD | LONG | 1,796 | 8.5768 GBP |
10p ordinary | CFD | LONG | 1,457 | 8.5777 GBP |
10p ordinary | CFD | SHORT | 1,000 | 7.7520 GBP |
10p ordinary | CFD | SHORT | 280 | 7.7720 GBP |
10p ordinary | CFD | SHORT | 361 | 7.7890 GBP |
10p ordinary | CFD | SHORT | 732 | 7.7900 GBP |
10p ordinary | CFD | SHORT | 512 | 7.8520 GBP |
10p ordinary | CFD | SHORT | 199 | 7.8600 GBP |
10p ordinary | CFD | SHORT | 916 | 7.8840 GBP |
10p ordinary | CFD | SHORT | 1,286 | 7.9354 GBP |
10p ordinary | CFD | SHORT | 6,508 | 8.0028 GBP |
10p ordinary | CFD | SHORT | 10,781 | 8.0095 GBP |
10p ordinary | CFD | SHORT | 1,425 | 8.0749 GBP |
10p ordinary | CFD | SHORT | 28,115 | 8.1941 GBP |
10p ordinary | CFD | SHORT | 10,341 | 8.2956 GBP |
10p ordinary | CFD | SHORT | 14,395 | 8.4255 GBP |
10p ordinary | CFD | SHORT | 264 | 8.4385 GBP |
10p ordinary | CFD | SHORT | 173 | 8.4400 GBP |
10p ordinary | CFD | SHORT | 33,657 | 8.4447 GBP |
10p ordinary | CFD | SHORT | 40,667 | 8.4447 GBP |
10p ordinary | CFD | SHORT | 33,657 | 8.4466 GBP |
10p ordinary | CFD | SHORT | 67,195 | 8.4466 GBP |
10p ordinary | CFD | SHORT | 1,044 | 8.4516 GBP |
10p ordinary | CFD | SHORT | 53,313 | 8.4921 GBP |
10p ordinary | CFD | SHORT | 275 | 8.5361 GBP |
10p ordinary | CFD | SHORT | 3,399 | 8.5420 GBP |
10p ordinary | CFD | SHORT | 27,082 | 8.5430 GBP |
10p ordinary | CFD | SHORT | 33,539 | 8.5591 GBP |
10p ordinary | CFD | SHORT | 223 | 8.5835 GBP |
10p ordinary | CFD | SHORT | 487 | 8.5836 GBP |
10p ordinary | CFD | SHORT | 1,595 | 8.5836 GBP |
10p ordinary | CFD | SHORT | 26,463 | 8.6058 GBP |
10p ordinary | CFD | SHORT | 89 | 8.6206 GBP |
10p ordinary | CFD | SHORT | 350 | 8.6290 GBP |
10p ordinary | CFD | SHORT | 2,909 | 8.6290 GBP |
10p ordinary | CFD | SHORT | 118 | 8.6290 GBP |
10p ordinary | CFD | SHORT | 18,295 | 8.6534 GBP |
10p ordinary | CFD | SHORT | 50 | 8.6700 GBP |
10p ordinary | CFD | SHORT | 409 | 8.7088 GBP |
10p ordinary | CFD | SHORT | 1,591 | 8.7147 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 14 February 2020 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.