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7 Mar 2012 08:49
TR-1: Notifications of Major Interests in Shares |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | Mattioli Woods Plc | ||
2. Reason for notification (please tick appropriate box or boxes) | |||
An acquisition or disposal of voting rights | ü | ||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||
An event changing the breakdown of voting rights | |||
Other (please specify):______________ | |||
3. Full name of person(s) subject to notification obligation: | Bank of America Corporation | ||
4. Full name of shareholder(s) (if different from 3): | Merrill Lynch International | ||
5. Date of transaction and date on which the threshold is crossed or reached: | 02 March 2012 | ||
6. Date on which issuer notified: | 06 March 2012 | ||
7. Threshold(s) that is/are crossed or reached: | Above 6%, 7% | ||
8: Notified Details | |||||||||||
A: Voting rights attached to shares | |||||||||||
Class/type of shares If possible use ISIN code | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||||||
Number of shares | Number of voting rights | Number of shares | Number of voting rights | % of voting rights | |||||||
Direct |
Direct |
Indirect |
Direct |
Indirect | |||||||
GB00B0MT3Y97 | 971,314
| 971,314
| 1,361,967 | 1,361,967 | 0
| 7.52% | 0% | ||||
B: Qualifying Financial Instruments | |||||||||||
Resulting situation after the triggering transaction | |||||||||||
Type of financial instrument | Expiration date | Exercise/ conversion period | No. of voting rights that may be acquired if the instrument exercised/converted | Percentage of voting rights | |||||||
N/A |
| ||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||
Resulting situation after the triggering transaction | ||||||
Type of financial instrument | Expiration price | Expiration date | Exercise/ conversion period | No. of voting rights instrument refers to | Percentage of voting rights | |
N/A |
| Nominal | Delta | |||
Total (A+B) | |
Number of voting rights | Percentage of voting rights |
1,361,967 | 7.52% |
9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable: |
Proxy Voting: | |
10. Name of proxy holder: | |
11. Number of voting rights proxy holder will cease to hold: | |
12. Date on which proxy holder will cease to hold voting rights: | |
13. Additional information: | |
14 Contact name: | Doug Berwick |
15. Contact telephone name: | 020 7995 8859 |
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