18 Jan 2018 12:54
AMENDMENT Section 2(b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Vantiv, Inc. and Vantiv UK Limited |
(c) Name of the party to the offer with which exempt principal trader is connected:
| Vantiv, Inc. and Vantiv UK Limited |
(d) Date dealing undertaken: | 11 JANUARY 2018 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
USD 0.00001 Class A common | PURCHASES | 50,612 | 75.9000 USD | 74.8700 USD |
USD 0.00001 Class A common | SALES | 228,274 | 75.8750 USD | 74.8600 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.00001 Class A common | CFD | LONG | 60,127 | 75.2591 USD |
USD 0.00001 Class A common | CFD | LONG | 1,500 | 75.1743 USD |
USD 0.00001 Class A common | CFD | LONG | 4,000 | 75.3052 USD |
USD 0.00001 Class A common | CFD | LONG | 5 | 75.3700 USD |
USD 0.00001 Class A common | CFD | LONG | 10,100 | 75.3722 USD |
USD 0.00001 Class A common | CFD | LONG | 4,674 | 75.3764 USD |
USD 0.00001 Class A common | CFD | LONG | 700 | 75.3820 USD |
USD 0.00001 Class A common | CFD | LONG | 400 | 75.3925 USD |
USD 0.00001 Class A common | CFD | LONG | 14 | 75.4800 USD |
USD 0.00001 Class A common | CFD | LONG | 30 | 75.4800 USD |
USD 0.00001 Class A common | CFD | LONG | 7 | 75.4800 USD |
USD 0.00001 Class A common | CFD | LONG | 7 | 75.4800 USD |
USD 0.00001 Class A common | CFD | LONG | 30 | 75.4800 USD |
USD 0.00001 Class A common | CFD | LONG | 1 | 75.4800 USD |
USD 0.00001 Class A common | CFD | LONG | 74 | 75.4800 USD |
USD 0.00001 Class A common | CFD | LONG | 6 | 75.4800 USD |
USD 0.00001 Class A common | CFD | LONG | 2,161 | 75.4843 USD |
USD 0.00001 Class A common | CFD | LONG | 39 | 75.4897 USD |
USD 0.00001 Class A common | CFD | LONG | 17 | 75.4897 USD |
USD 0.00001 Class A common | CFD | LONG | 63 | 75.4897 USD |
USD 0.00001 Class A common | CFD | LONG | 14 | 75.4897 USD |
USD 0.00001 Class A common | CFD | LONG | 165 | 75.4897 USD |
USD 0.00001 Class A common | CFD | LONG | 9 | 75.4897 USD |
USD 0.00001 Class A common | CFD | LONG | 7 | 75.4897 USD |
USD 0.00001 Class A common | CFD | LONG | 64 | 75.4897 USD |
USD 0.00001 Class A common | CFD | LONG | 14 | 75.4897 USD |
USD 0.00001 Class A common | CFD | LONG | 60 | 75.5000 USD |
USD 0.00001 Class A common | CFD | LONG | 3,026 | 75.5217 USD |
USD 0.00001 Class A common | CFD | LONG | 1 | 75.5600 USD |
USD 0.00001 Class A common | CFD | LONG | 2,627 | 75.5911 USD |
USD 0.00001 Class A common | CFD | LONG | 1 | 75.6000 USD |
USD 0.00001 Class A common | CFD | LONG | 1 | 75.6000 USD |
USD 0.00001 Class A common | CFD | LONG | 5,300 | 75.6062 USD |
USD 0.00001 Class A common | CFD | LONG | 5 | 75.6200 USD |
USD 0.00001 Class A common | CFD | LONG | 800 | 75.6237 USD |
USD 0.00001 Class A common | CFD | LONG | 600 | 75.6283 USD |
USD 0.00001 Class A common | CFD | LONG | 303 | 75.6600 USD |
USD 0.00001 Class A common | CFD | LONG | 45 | 75.6600 USD |
USD 0.00001 Class A common | CFD | LONG | 356 | 75.6600 USD |
USD 0.00001 Class A common | CFD | LONG | 49 | 75.6600 USD |
USD 0.00001 Class A common | CFD | LONG | 45 | 75.6600 USD |
USD 0.00001 Class A common | CFD | LONG | 2,600 | 75.6600 USD |
USD 0.00001 Class A common | CFD | LONG | 254 | 75.6600 USD |
USD 0.00001 Class A common | CFD | LONG | 194 | 75.6600 USD |
USD 0.00001 Class A common | CFD | LONG | 2,600 | 75.6600 USD |
USD 0.00001 Class A common | CFD | LONG | 1,857 | 75.7100 USD |
USD 0.00001 Class A common | CFD | SHORT | 100 | 74.9300 USD |
USD 0.00001 Class A common | CFD | SHORT | 10 | 74.9500 USD |
USD 0.00001 Class A common | CFD | SHORT | 6,700 | 75.0145 USD |
USD 0.00001 Class A common | CFD | SHORT | 1,337 | 75.0600 USD |
USD 0.00001 Class A common | CFD | SHORT | 300 | 75.0600 USD |
USD 0.00001 Class A common | CFD | SHORT | 390 | 75.0600 USD |
USD 0.00001 Class A common | CFD | SHORT | 44 | 75.0600 USD |
USD 0.00001 Class A common | CFD | SHORT | 127 | 75.0600 USD |
USD 0.00001 Class A common | CFD | SHORT | 127 | 75.0600 USD |
USD 0.00001 Class A common | CFD | SHORT | 14 | 75.0800 USD |
USD 0.00001 Class A common | CFD | SHORT | 2,000 | 75.3417 USD |
USD 0.00001 Class A common | CFD | SHORT | 1 | 75.3700 USD |
USD 0.00001 Class A common | CFD | SHORT | 1,200 | 75.4123 USD |
USD 0.00001 Class A common | CFD | SHORT | 3,530 | 75.4786 USD |
USD 0.00001 Class A common | CFD | SHORT | 437 | 75.4937 USD |
USD 0.00001 Class A common | CFD | SHORT | 12,222 | 75.5124 USD |
USD 0.00001 Class A common | CFD | SHORT | 900 | 75.5311 USD |
USD 0.00001 Class A common | CFD | SHORT | 2,338 | 75.6187 USD |
USD 0.00001 Class A common | CFD | SHORT | 2,998 | 75.6308 USD |
USD 0.00001 Class A common | CFD | SHORT | 3,022 | 75.6390 USD |
USD 0.00001 Class A common | CFD | SHORT | 4,300 | 75.6600 USD |
USD 0.00001 Class A common | CFD | SHORT | 372 | 75.6600 USD |
USD 0.00001 Class A common | CFD | SHORT | 105 | 75.6600 USD |
USD 0.00001 Class A common | CFD | SHORT | 372 | 75.6600 USD |
USD 0.00001 Class A common | CFD | SHORT | 19 | 75.6800 USD |
USD 0.00001 Class A common | CFD | SHORT | 1,857 | 75.7100 USD |
USD 0.00001 Class A common | CFD | LONG | 60,127 | 75.2591 USD |
USD 0.00001 Class A common | CFD | LONG | 3,631 | 75.0538 USD |
USD 0.00001 Class A common | CFD | LONG | 2,376 | 75.0538 USD |
USD 0.00001 Class A common | CFD | LONG | 11,253 | 75.0538 USD |
USD 0.00001 Class A common | CFD | LONG | 8,561 | 75.0538 USD |
USD 0.00001 Class A common | CFD | LONG | 4,243 | 75.0538 USD |
USD 0.00001 Class A common | CFD | LONG | 2,122 | 75.2618 USD |
USD 0.00001 Class A common | CFD | LONG | 1,815 | 75.2618 USD |
USD 0.00001 Class A common | CFD | LONG | 1,188 | 75.2618 USD |
USD 0.00001 Class A common | CFD | LONG | 4,279 | 75.2618 USD |
USD 0.00001 Class A common | CFD | LONG | 5,627 | 75.2618 USD |
USD 0.00001 Class A common | CFD | LONG | 4,281 | 75.6440 USD |
USD 0.00001 Class A common | CFD | LONG | 2,121 | 75.6440 USD |
USD 0.00001 Class A common | CFD | LONG | 1,815 | 75.6440 USD |
USD 0.00001 Class A common | CFD | LONG | 5,628 | 75.6440 USD |
USD 0.00001 Class A common | CFD | LONG | 1,187 | 75.6440 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 18 JANUARY 2018 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.