Stefan Bernstein explains how the EU/Greenland critical raw materials partnership benefits GreenRoc. Watch the full video here.

Less Ads, More Data, More Tools Register for FREE

Pin to quick picksUEX.L Regulatory News (UEX)

  • There is currently no data for UEX

Watchlists are a member only feature

Login to your account

Alerts are a premium feature

Login to your account

TR-1: Notification of major holdings

8 Oct 2020 08:35

RNS Number : 5023B
Urban Exposure PLC
08 October 2020
 

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

Urban Exposure PLC

1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)

Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

An acquisition or disposal of financial instruments

X

An event changing the breakdown of voting rights

Other (please specify)iii:

3. Details of person subject to the notification obligationiv

Name

Weiss Asset Management LP

City and country of registered office (if applicable)

Wilmington, Delaware, USA

4. Full name of shareholder(s) (if different from 3.)v

Name

Brookdale International Partners, L.P., Brookdale Global Opportunity Fund

City and country of registered office (if applicable)

Brookdale International Partners, L.P.: New York, NY, USA

Brookdale Global Opportunity Fund: Grand Cayman, Cayman Islands

5. Date on which the threshold was crossed or reachedvi:

Oct-6-2020

6. Date on which issuer notified (DD/MM/YYYY):

Oct-7-2020

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

0.64%

18.15%

18.79%

158,494,130

Position of previous notification (if

applicable)

0.64%

16.89%

17.53%

 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type ofshares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB00BFNSQ303

1,012,524

0.64%

SUBTOTAL 8. A

1,012,524

0.64%

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expirationdatex

Exercise/Conversion Periodxi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

SUBTOTAL 8. B 1

 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expirationdatex

Exercise/Conversion Period xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights

CFD

N/A

N/A

Cash Settlement

28,769,871

18.15%

SUBTOTAL 8.B.2

28,769,871

18.15%

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)

x

Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Weiss Asset Management LP

Brookdale International Partners, L.P.

0.49%

11.72%

12.21%

Weiss Asset Management LP

Brookdale Global Opportunity Fund

0.15%

6.43%

6.58%

10. In case of proxy voting, please identify:

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional informationxvi

Weiss Asset Management LP is the Investment Manager to Brookdale Global Opportunity Fund and Brookdale International Partners, L.P.

 

Place of completion

Boston, USA

Date of completion

Oct-7-2020

 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.
 
END
 
 
HOLFIFVDIVLTIII
Date   Source Headline
23rd Jun 20217:00 amRNSCancellation - Urban Exposure plc
22nd Jun 20215:30 pmRNSUrban Exposure
22nd Jun 202111:17 amRNSResult of General Meeting and Cancellation on AIM
22nd Jun 20217:30 amRNSSuspension - Urban Exposure plc
16th Jun 20214:18 pmRNSArrangements for General Meeting on 22 June 2021
10th Jun 20216:35 pmRNSTR-1: Notification of major holdings
10th Jun 202112:56 pmRNSTR-1: Notification of major holdings
8th Jun 20214:25 pmRNSTR-1: Notification of major holdings
8th Jun 20214:17 pmRNSTR-1: Notification of major holdings
21st May 20217:00 amRNSCancellation on AIM and Notice of General Meeting
11th May 20217:00 amRNSVesting of staff share options
20th Apr 20217:00 amRNSTrading Update
13th Apr 20217:00 amRNSHolding(s) in Company
17th Feb 20213:38 pmRNSHolding(s) in Company
11th Jan 20213:23 pmRNSTR-1: Notification of major holdings
11th Jan 20213:13 pmRNSTR-1: Notification of major holdings
5th Jan 20219:28 amRNSHolding(s) in Company
4th Jan 20214:28 pmRNSTR-1: Notification of major holdings
4th Jan 20214:28 pmRNSTR-1: Notification of major holdings
4th Jan 20211:38 pmRNSTR1: Notification of major shareholding
31st Dec 202011:00 amRNSTR-1: Notification of major holdings
30th Dec 20204:39 pmRNSTR-1: Notification of major holdings
30th Dec 20203:25 pmRNSTR-1: Notification of major holdings
29th Dec 20202:42 pmRNSTR-1: Notification of major holdings
29th Dec 202011:56 amRNSTR-1: Notification of major holdings
29th Dec 202011:51 amRNSTR-1: Notification of major holdings
24th Dec 202012:32 pmRNSTR-1: Notification of major holdings
23rd Dec 20204:16 pmRNSHolding(s) in Company
23rd Dec 20201:14 pmRNSCompletion of Tender Offer and total voting rights
22nd Dec 20205:47 pmRNSPDMR Dealing – cancellation of share options
18th Dec 202012:38 pmRNSResults of Tender Offer and General Meeting
14th Dec 20205:00 pmRNSTR-1: Notification of major holdings
2nd Dec 20203:46 pmRNSTR-1: Notification of major holdings
1st Dec 20201:27 pmRNSTR-1: Notification of major holdings
30th Nov 20207:00 amRNSTender Offer - Publication of Circular
27th Nov 20204:45 pmRNSTR-1: Notification of major holdings
26th Nov 20205:40 pmRNSSale of Treasury Shares and PDMR Dealing
26th Nov 20202:37 pmRNSTR-1: Notification of major holdings
26th Nov 202010:15 amRNSTR-1: Notification of major holdings
24th Nov 202012:45 pmRNSProposed Tender Offer
10th Nov 20209:55 amRNSTR-1: Notification of major holdings
9th Nov 20201:48 pmRNSTR-1: Notification of Major Holdings
23rd Oct 20202:54 pmRNSNotification of Major Holdings
22nd Oct 202010:25 amRNSTR-1: Notification of major holdings
21st Oct 20204:38 pmRNSCompany Update
19th Oct 20209:49 amRNSTR-1: Notification of major holdings
16th Oct 20203:10 pmRNSTR-1: Notification of major holdings
13th Oct 20204:27 pmRNSTR-1: Notification of major holdings
12th Oct 20208:29 amRNSTR-1: Notification of major holdings
8th Oct 20208:35 amRNSTR-1: Notification of major holdings

Due to London Stock Exchange licensing terms, we stipulate that you must be a private investor. We apologise for the inconvenience.

To access our Live RNS you must confirm you are a private investor by using the button below.

Login to your account

Don't have an account? Click here to register.

Quickpicks are a member only feature

Login to your account

Don't have an account? Click here to register.