Less Ads, More Data, More Tools Register for FREE

Pin to quick picksSirius Minerals Regulatory News (SXX)

  • There is currently no data for SXX

Watchlists are a member only feature

Login to your account

Alerts are a premium feature

Login to your account

Standard form for notification of major holdings

4 Oct 2019 17:39

RNS Number : 8957O
Sirius Minerals plc
04 October 2019
 

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

Sirius Minerals Plc

1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)

Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments

An event changing the breakdown of voting rights

Other (please specify)iii:

3. Details of person subject to the notification obligationiv

Name

Citigroup Global Markets Limited

City and country of registered office (if applicable)

London , United Kingdom

4. Full name of shareholder(s) (if different from 3.)v

Name

N/A

City and country of registered office (if applicable)

5. Date on which the threshold was crossed or reachedvi:

02/10/2019

6. Date on which issuer notified (DD/MM/YYYY):

04/10/2019

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

0.0059%

5.6085%

5.6143%

7,019,377,895

Position of previous notification (if

applicable)

0.0000%

6.3820%

6.3820%

 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type ofshares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB00B0DG3H29

411,613

0.0059%

SUBTOTAL 8. A

411,613

0.0059%

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expirationdatex

Exercise/Conversion Periodxi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

Right to recall lent securities

7,100,027

0.1011%

SUBTOTAL 8. B 1

7,100,027

0.1011%

 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expirationdatex

Exercise/Conversion Period xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights

Equity Swap

01/11/2019

Cash

409,333

0.0058%

Equity Swap

04/12/2019

Cash

409,333

0.0058%

Equity Swap

02/09/2020

Cash

42,770,983

0.6093%

Equity Swap

01/02/2021

Cash

17,539,100

0.2499%

Equity Swap

14/09/2021

Cash

87,176,809

1.2419%

Equity Swap

24/02/2023

Cash

41,463.00

0.0006%

Exchangeable Bond

13/05/2027

Physical

127,711,830

1.8194%

Exchangeable Bond

23/05/2027

Physical

110,519,853

1.5745%

SUBTOTAL 8.B.2

386,578,704

5.5073%

 

 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)

X

Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Citigroup Global Markets Limited

Citigroup Global Markets Europe Limited

Citigroup Financial Products Inc.

Citigroup Global Markets Holdings Inc.

Citigroup Inc.

 

 

 

 

 

 

10. In case of proxy voting, please identify:

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional informationxvi

 

Place of completion

Belfast

Date of completion

04/10/2019

 

 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.
 
END
 
 
HOLEAKELEDLNFFF
Date   Source Headline
16th Mar 20204:29 pmRNSAn open letter from Russell Scrimshaw
16th Mar 20204:18 pmRNSForm 8.5 (EPT/RI)-Replacement of Sirius Minerals
16th Mar 20204:15 pmRNSForm 8.5 (EPT/RI)-Replacement of Sirius Minerals
16th Mar 20203:51 pmRNSForm 8.5 (EPT/RI) - Replacement of Sirius Mineral
16th Mar 20203:20 pmRNSForm 8.3 - Sirius Minerals plc
16th Mar 20203:15 pmBUSForm 8.3 - Sirius Minerals plc
16th Mar 20203:00 pmRNSForm 8.3 - Sirius Minerals Plc
16th Mar 20203:00 pmRNSForm 8.3 - Sirius Minerals plc
16th Mar 20202:24 pmEQSForm 8.3 - The Vanguard Group, Inc.: Sirius Minerals plc
16th Mar 20201:04 pmRNSForm 8.3 - Sirius Minerals plc
16th Mar 202011:37 amRNSForm 8.5 (EPT/RI)
16th Mar 202011:28 amBUSForm 8.3 - SIRIUS MINERALS PLC
16th Mar 202011:25 amRNSForm 8.5 (EPT/RI)
16th Mar 202011:12 amRNSForm 8.5 (EPT/RI) - Sirius Minerals plc
16th Mar 202011:11 amRNSForm 8.5 (EPT/RI)- Sirius Minerals plc
16th Mar 202010:44 amRNSForm 8.3 - Sirius Minerals PLC
16th Mar 20208:14 amBUSForm 8.3 - Sirius Minerals plc
16th Mar 20207:50 amRNSSuspension of trading
16th Mar 20207:30 amRNSSuspension Sirius Minerals Plc
13th Mar 20204:41 pmRNSCourt sanction of the Scheme
13th Mar 20203:51 pmRNSForm 8.5 (EPT/RI)-Replacement of Sirius Minerals
13th Mar 20203:20 pmRNSForm 8.3 - Sirius Minerals plc
13th Mar 20203:00 pmRNSForm 8.3 - Sirius Minerals plc
13th Mar 20203:00 pmRNSForm 8.3 - Sirius Minerals Plc
13th Mar 20201:19 pmEQSForm 8.3 - The Vanguard Group, Inc.: Sirius Minerals plc
13th Mar 202012:24 pmRNSForm 8.3 - Sirius Minerals plc
13th Mar 202012:01 pmRNSForm 8.5 (EPT/RI) - Sirius Minerals plc amendment
13th Mar 202011:40 amRNSForm 8.5 (EPT/RI)
13th Mar 202010:50 amRNSForm 8.5 (EPT/RI)
13th Mar 202010:36 amRNSForm 8.5 (EPT/RI)- Sirius Minerals plc
13th Mar 202010:33 amRNSForm 8.3 - Sirius Minerals plc
13th Mar 20209:51 amRNSNotification of Major Holdings
13th Mar 20209:44 amRNSForm 8.5 (EPT/RI)- Sirius Minerals plc
12th Mar 20204:45 pmRNSForm 8.5 (EPT/RI)- Sirius Minerals plc AMENDMENT
12th Mar 20204:44 pmRNSForm 8.5 (EPT/RI)- Sirius Minerals plc AMENDMENT
12th Mar 20203:20 pmRNSForm 8.3 - Sirius Minerals plc
12th Mar 20203:15 pmBUSForm 8.3 - Sirius Minerals plc
12th Mar 20203:00 pmRNSForm 8.3 - Sirius Minerals Plc
12th Mar 20203:00 pmRNSForm 8.3 - Sirius Minerals plc
12th Mar 20202:00 pmRNSForm 8.3 - Sirius Minerals Plc
12th Mar 20201:52 pmGNWForm 8.3 - Sirius Minerals Plc
12th Mar 20201:12 pmEQSForm 8.3 - The Vanguard Group, Inc.: Sirius Minerals plc
12th Mar 202012:59 pmBUSForm 8.3 - Sirius Minerals plc
12th Mar 202012:42 pmRNSForm 8.3 - Sirius Minerals plc
12th Mar 202011:42 amRNSSirius Minerals plc 8.6 Public
12th Mar 202011:22 amRNSForm 8.5 (EPT/RI)- Sirius Minerals plc
12th Mar 202011:12 amRNSForm 8.5 (EPT/RI)
12th Mar 202010:20 amRNSForm 8.5 (EPT/RI)
12th Mar 202010:16 amRNSForm 8.5 (EPT/RI) - Sirius Minerals plc
12th Mar 20209:24 amRNSNotification of Major Holdings

Due to London Stock Exchange licensing terms, we stipulate that you must be a private investor. We apologise for the inconvenience.

To access our Live RNS you must confirm you are a private investor by using the button below.

Login to your account

Don't have an account? Click here to register.

Quickpicks are a member only feature

Login to your account

Don't have an account? Click here to register.